Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 411
- +76 vs. Q2 2022
- Shares held
- 33.2M
- −1.44M (−4.2%) vs. Q2 2022
- Total value
- $9.23B
- +$2.60B (+39.3%) vs. Q2 2022
- New holders
- 103
- 130 more added
- Sold out
- 27
- 135 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Putnam Investments LLC | 28,757 | $8.00M | 0.02% | +28,757 | New |
| Calamos Advisors LLC | 28,136 | $7.82M | 0.04% | +2,401+9.3% | Added |
| Axiom Investors LLC | 28,080 | $7.81M | 0.16% | +28,080 | New |
| Granite Investment Partners, LLC | 26,641 | $7.41M | 0.32% | +158+0.6% | Added |
| Envestnet Asset Management Inc | 25,989 | $7.23M | 0.00% | −2,155−7.7% | Reduced |
| Amalgamated Bank | 25,338 | $7.05M | 0.07% | +1,012+4.2% | Added |
| Comerica Bank | 23,041 | $6.42M | 0.05% | +561+2.5% | Added |
| BNP Paribas Arbitrage, SA | 22,665 | $6.30M | 0.02% | +13,805+155.8% | Added |
| LPL Financial LLC | 21,978 | $6.11M | 0.01% | +2,562+13.2% | Added |
| Great West Life Assurance Co | 21,911 | $6.09M | 0.02% | −20.0% | Reduced |
| State of New Jersey Common Pension Fund D | 21,610 | $6.01M | 0.02% | 00.0% | Unchanged |
| Summit Partners Public Asset Management, LLC | 21,593 | $6.00M | 0.50% | +438+2.1% | Added |
| AQR Capital Management LLC | 21,116 | $5.87M | 0.01% | +13,966+195.3% | Added |
| Rhenman & Partners Asset Management AB | 20,000 | $5.86M | 0.61% | −50,978−71.8% | Reduced |
| Jump Financial, LLC | 21,043 | $5.85M | 0.23% | −367−1.7% | Reduced |
| Baird Financial Group, Inc. | 20,516 | $5.71M | 0.02% | −1,684−7.6% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 20,000 | $5.56M | 0.03% | +20,000 | New |
| Yousif Capital Management, LLC | 19,905 | $5.54M | 0.08% | −1,760−8.1% | Reduced |
| HealthCor Management, L.P. | 19,720 | $5.48M | 0.69% | +19,720 | New |
| Granahan Investment Management Inc | 19,653 | $5.46M | 0.18% | −2,374−10.8% | Reduced |
| Next Century Growth Investors LLC | 19,478 | $5.42M | 0.66% | −94−0.5% | Reduced |
| Bessemer Group Inc | 19,040 | $5.29M | 0.01% | +19,023+111,900.0% | Added |
| Natixis | 17,675 | $5.12M | 0.02% | −4,387−19.9% | Reduced |
| Beck Bode, LLC | 17,413 | $4.84M | 1.05% | −135−0.8% | Reduced |
| Texas Permanent School Fund | 17,303 | $4.81M | 0.08% | −29−0.2% | Reduced |
| ClariVest Asset Management LLC | 17,216 | $4.79M | 0.23% | −3,333−16.2% | Reduced |
| EFG Asset Management (North America) Corp. | 16,231 | $4.51M | 1.04% | −2,796−14.7% | Reduced |
| Schonfeld Strategic Advisors LLC | 16,035 | $4.46M | 0.04% | +11,035+220.7% | Added |
| Gotham Asset Management, LLC | 15,815 | $4.40M | 0.13% | +15,815 | New |
| AXA S.A. | 15,600 | $4.34M | 0.02% | +4,400+39.3% | Added |
| Algert Global LLC | 15,441 | $4.29M | 0.26% | −8,435−35.3% | Reduced |
| Raymond James & Associates | 15,437 | $4.29M | 0.00% | +8,806+132.8% | Added |
| Mirae Asset Global Investments Co., Ltd. | 15,416 | $4.29M | 0.01% | +788+5.4% | Added |
| Teacher Retirement System of Texas | 14,908 | $4.14M | 0.03% | +9,106+156.9% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 14,244 | $3.96M | 0.04% | +74+0.5% | Added |
| Tiedemann Advisors, LLC | 14,166 | $3.94M | 0.24% | 00.0% | Unchanged |
| Allianz Asset Management GmbH | 14,023 | $3.90M | 0.01% | −2,109−13.1% | Reduced |
| Occudo Quantitative Strategies LP | 13,824 | $3.84M | 0.30% | +13,824 | New |
| Guggenheim Capital LLC | 13,693 | $3.81M | 0.04% | +1,480+12.1% | Added |
| Moody Aldrich Partners LLC | 13,575 | $3.77M | 0.78% | −26,653−66.3% | Reduced |
| Susquehanna International Group, LLP | 13,184 | $3.67M | 0.01% | +8,137+161.2% | Added |
| Osterweis Capital Management Inc | 13,079 | $3.64M | 0.27% | −15,301−53.9% | Reduced |
| Polar Asset Management Partners Inc. | 12,800 | $3.56M | 0.05% | −48,700−79.2% | Reduced |
| Penserra Capital Management LLC | 12,732 | $3.54M | 0.10% | +12,732 | New |
| Ameritas Investment Partners, Inc. | 11,990 | $3.33M | 0.15% | −252−2.1% | Reduced |
| APG Asset Management N.V. | 11,700 | $3.32M | 0.01% | +11,700 | New |
| Gradient Investments LLC | 11,479 | $3.19M | 0.10% | −18,157−61.3% | Reduced |
| SG Americas Securities, LLC | 11,341 | $3.15M | 0.05% | +4,307+61.2% | Added |
| Candriam Luxembourg S.C.A. | 11,298 | $3.14M | 0.02% | −12,102−51.7% | Reduced |
| State Board of Administration of Florida Retirement System | 11,245 | $3.13M | 0.01% | −260−2.3% | Reduced |
| Simplex Trading, LLC | 11,168 | $3.10M | 0.12% | +290+2.7% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 10,956 | $3.05M | 0.16% | +10,956 | New |
| Citigroup Inc | 10,940 | $3.04M | 0.00% | +4,687+75.0% | Added |
| Canada Pension Plan Investment Board | 10,900 | $3.03M | 0.01% | +3,784+53.2% | Added |
| Commonwealth Equity Services, LLC | 10,870 | $3.02M | 0.01% | +7,413+214.4% | Added |
| Alcosta Capital Management, Inc. | 10,742 | $2.99M | 2.93% | +10,742 | New |
| CIBC Private Wealth Group, LLC | 10,613 | $2.95M | 0.01% | +10,613 | New |
| Brinker Capital Investments, LLC | 10,584 | $2.94M | 0.06% | −1,215−10.3% | Reduced |
| Oregon Public Employees Retirement Fund | 10,488 | $2.92M | 0.04% | −112−1.1% | Reduced |
| EAM Investors, LLC | 10,116 | $2.81M | 0.61% | +10,116 | New |
| SG3 Management, LLC | 10,000 | $2.78M | 1.76% | +10,000 | New |
| AtonRa Partners | 9,983 | $2.78M | 2.73% | −5,213−34.3% | Reduced |
| Arizona State Retirement System | 9,726 | $2.71M | 0.03% | +64+0.7% | Added |
| Aigen Investment Management, LP | 9,674 | $2.69M | 0.39% | +9,674 | New |
| Louisiana State Employees Retirement System | 9,600 | $2.67M | 0.08% | +200+2.1% | Added |
| Graham Capital Management, L.P. | 9,578 | $2.66M | 0.11% | +9,578 | New |
| Oak Ridge Investments LLC | 9,381 | $2.61M | 0.40% | −6,463−40.8% | Reduced |
| EAM Global Investors LLC | 9,288 | $2.58M | 0.69% | +9,288 | New |
| State of Michigan Retirement System | 9,100 | $2.53M | 0.02% | 00.0% | Unchanged |
| Ensign Peak Advisors, Inc | 9,080 | $2.52M | 0.01% | 00.0% | Unchanged |
| Knights of Columbus Asset Advisors LLC | 8,946 | $2.49M | 0.25% | −3,159−26.1% | Reduced |
| Sofos Investments, Inc. | 4,170 | $2.21M | 0.27% | +4,170 | New |
| Renaissance Group LLC | 7,916 | $2.20M | 0.12% | +174+2.2% | Added |
| Barclays PLC | 7,901 | $2.20M | 0.00% | +4,649+143.0% | Added |
| Integrated Advisors Network LLC | 7,872 | $2.19M | 0.15% | +7,872 | New |
| UBS Group AG | 7,814 | $2.17M | 0.00% | +3,420+77.8% | Added |
| Vontobel Holding Ltd. | 7,643 | $2.13M | 0.02% | +2,101+37.9% | Added |
| Financial Advocates Investment Management | 7,671 | $2.11M | 0.19% | −97−1.2% | Reduced |
| Zacks Investment Management | 7,422 | $2.06M | 0.03% | +2,684+56.6% | Added |
| PEAK6 Investments LLC | 7,388 | $2.06M | 0.08% | +2,563+53.1% | Added |
| ExodusPoint Capital Management, LP | 7,328 | $2.04M | 0.03% | +7,328 | New |
| NWK Group, Inc. | 7,325 | $2.04M | 1.58% | +7,325 | New |
| NewSquare Capital LLC | 7,285 | $2.03M | 0.25% | +7,285 | New |
| Virginia Retirement Systems Et Al | 7,200 | $2.00M | 0.02% | +7,200 | New |
| First Republic Investment Management, Inc. | 7,100 | $1.97M | 0.01% | +1,338+23.2% | Added |
| Aquatic Capital Management LLC | 7,100 | $1.97M | 0.19% | +7,100 | New |
| O'Neil Global Advisors, Inc. | 6,960 | $1.94M | 7.67% | −3,212−31.6% | Reduced |
| BCJ Capital Management, LLC | 6,861 | $1.91M | 0.20% | +6,861 | New |
| M&G Investment Management Ltd | 6,755 | $1.88M | 0.02% | −2,343−25.8% | Reduced |
| American Century Companies Inc | 6,656 | $1.85M | 0.00% | −42,222−86.4% | Reduced |
| ProShare Advisors LLC | 6,460 | $1.80M | 0.01% | −93−1.4% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 6,379 | $1.77M | 0.03% | −4,134−39.3% | Reduced |
| Truist Financial Corp | 6,299 | $1.75M | 0.00% | +100+1.6% | Added |
| Pearl River Capital, LLC | 6,227 | $1.73M | 0.32% | +3,789+155.4% | Added |
| Diametric Capital, LP | 6,208 | $1.73M | 0.87% | −302−4.6% | Reduced |
| Millennium Management LLC | 6,097 | $1.70M | 0.00% | −85,884−93.4% | Reduced |
| Teachers Retirement System of the State of Kentucky | 6,078 | $1.69M | 0.02% | +6,078 | New |
| Franklin Resources Inc | 5,835 | $1.62M | 0.00% | +1,315+29.1% | Added |
| Xponance, Inc. | 5,752 | $1.60M | 0.03% | +10+0.2% | Added |
| L & S Advisors Inc | 5,691 | $1.58M | 0.28% | −1,995−26.0% | Reduced |