Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 411
- +76 vs. Q2 2022
- Shares held
- 33.2M
- −1.44M (−4.2%) vs. Q2 2022
- Total value
- $9.23B
- +$2.60B (+39.3%) vs. Q2 2022
- New holders
- 103
- 130 more added
- Sold out
- 27
- 135 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| New Mexico Educational Retirement Board | 5,600 | $1.56M | 0.08% | 00.0% | Unchanged |
| Dana Investment Advisors, Inc. | 5,526 | $1.54M | 0.09% | −2,862−34.1% | Reduced |
| Crossmark Global Holdings, Inc. | 5,312 | $1.48M | 0.04% | −932−14.9% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 5,189 | $1.44M | 0.04% | −802−13.4% | Reduced |
| Ascent Wealth Partners, LLC | 5,173 | $1.44M | 0.34% | −427−7.6% | Reduced |
| Advisory Research Inc | 5,136 | $1.43M | 0.14% | −4,023−43.9% | Reduced |
| Clark Capital Management Group, Inc. | 5,059 | $1.41M | 0.02% | +5,059 | New |
| State of Alaska, Department of Revenue | 4,985 | $1.39M | 0.02% | −155−3.0% | Reduced |
| Engineers Gate Manager LP | 4,985 | $1.39M | 0.09% | +4,985 | New |
| Handelsbanken Fonder AB | 4,900 | $1.36M | 0.01% | −900−15.5% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,690 | $1.30M | 0.01% | +174+3.9% | Added |
| Level Four Advisory Services, LLC | 4,672 | $1.30M | 0.13% | +606+14.9% | Added |
| Verition Fund Management LLC | 4,664 | $1.30M | 0.02% | +1,031+28.4% | Added |
| Prospera Financial Services Inc | 4,658 | $1.29M | 0.07% | −3,572−43.4% | Reduced |
| Summit Global Investments | 4,350 | $1.21M | 0.11% | −540−11.0% | Reduced |
| Brown Brothers Harriman & Co | 4,300 | $1.20M | 0.01% | −1,000−18.9% | Reduced |
| Oppenheimer Asset Management Inc. | 4,275 | $1.19M | 0.02% | −100−2.3% | Reduced |
| Brookfield Asset Management Inc. | 4,253 | $1.18M | 0.00% | −1,172−21.6% | Reduced |
| Public Employees Retirement Association of Colorado | 4,184 | $1.16M | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 4,176 | $1.16M | 0.05% | +4,176 | New |
| Commerce Bank | 4,156 | $1.16M | 0.01% | +156+3.9% | Added |
| JustInvest LLC | 4,133 | $1.15M | 0.05% | +181+4.6% | Added |
| Williams Jones Wealth Management, LLC. | 4,130 | $1.15M | 0.02% | +30+0.7% | Added |
| Wolverine Trading, LLC | 3,946 | $1.09M | 0.04% | +3,946 | New |
| Capital Impact Advisors, LLC | 4,342 | $1.08M | 1.07% | −307−6.6% | Reduced |
| Independent Advisor Alliance | 3,748 | $1.04M | 0.06% | −513−12.0% | Reduced |
| O'Shaughnessy Asset Management, LLC | 3,742 | $1.04M | 0.02% | +1,130+43.3% | Added |
| US Bancorp | 3,627 | $1.01M | 0.00% | −5,137−58.6% | Reduced |
| Mariner, LLC | 3,567 | $992.0K | 0.00% | +3,567 | New |
| Chartwell Investment Partners, LLC | 3,523 | $980.0K | 0.04% | +3,523 | New |
| Prelude Capital Management, LLC | 3,520 | $979.0K | 0.05% | −1,619−31.5% | Reduced |
| Eaton Vance Management | 3,467 | $964.0K | 0.00% | +3,467 | New |
| Lazard Asset Management LLC | 3,436 | $954.0K | 0.00% | +2,380+225.4% | Added |
| Tower Research Capital LLC (TRC) | 3,368 | $937.0K | 0.02% | −5,652−62.7% | Reduced |
| Van Eck Associates Corp | 3,365 | $936.0K | 0.00% | +3,365 | New |
| Securian Asset Management, Inc | 3,363 | $935.0K | 0.03% | +100+3.1% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 3,298 | $917.0K | 0.01% | −1,322−28.6% | Reduced |
| Atria Wealth Solutions, Inc. | 3,250 | $903.7K | 0.02% | +3,250 | New |
| Hillsdale Investment Management Inc. | 3,200 | $890.0K | 0.08% | −1,500−31.9% | Reduced |
| Trexquant Investment LP | 2,937 | $817.0K | 0.03% | +2,937 | New |
| Oberweis Asset Management Inc | 2,800 | $779.0K | 0.18% | +1,650+143.5% | Added |
| Spire Wealth Management | 2,793 | $777.0K | 0.05% | −770−21.6% | Reduced |
| Snowden Capital Advisors LLC | 2,749 | $764.0K | 0.03% | +920+50.3% | Added |
| Illinois Municipal Retirement Fund | 2,711 | $754.0K | 0.02% | +2,711 | New |
| Virtus Investment Advisers, Inc. | 2,674 | $744.0K | 0.34% | +2,674 | New |
| Wealth Management Partners, LLC | 3,000 | $739.0K | 0.65% | +1,000+50.0% | Added |
| Fermata Advisors, LLC | 2,600 | $723.0K | 0.24% | −400−13.3% | Reduced |
| Pictet Asset Management SA | 2,421 | $673.0K | 0.00% | +189+8.5% | Added |
| Tudor Investment Corp Et Al | 2,406 | $669.0K | 0.02% | +2,406 | New |
| Profund Advisors LLC | 2,386 | $663.0K | 0.05% | +45+1.9% | Added |
| Henshaw Capital LLC | 2,300 | $639.6K | 0.05% | 00.0% | Unchanged |
| Dakota Wealth Management | 2,184 | $608.0K | 0.05% | +2,184 | New |
| Toroso Investments, LLC | 2,174 | $605.0K | 0.03% | +100+4.8% | Added |
| Sittner & Nelson, LLC | 2,140 | $595.0K | 0.40% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 2,137 | $594.2K | 0.03% | +20+0.9% | Added |
| Fifth Third Bancorp | 2,121 | $590.0K | 0.00% | +37+1.8% | Added |
| Wealth Management Associates, Inc. | 2,115 | $588.1K | 0.41% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 2,087 | $580.0K | 0.01% | +2,087 | New |
| Conway Capital Management, Inc. | 2,085 | $579.8K | 0.52% | +2,085 | New |
| Echo Street Capital Management LLC | 2,045 | $569.0K | 0.01% | +2,045 | New |
| Pitcairn Co | 2,024 | $563.0K | 0.06% | −217−9.7% | Reduced |
| D.A. Davidson & Co. | 2,024 | $563.0K | 0.01% | +649+47.2% | Added |
| Bayesian Capital Management, LP | 2,005 | $558.0K | 0.11% | +2,005 | New |
| Simplify Asset Management Inc. | 1,907 | $530.0K | 0.07% | +600+45.9% | Added |
| The PNC Financial Services Group, Inc. | 1,903 | $530.0K | 0.00% | +743+64.1% | Added |
| PDT Partners, LLC | 1,900 | $528.0K | 0.08% | +1,900 | New |
| Shelton Capital Management | 1,882 | $523.0K | 0.02% | +1,882 | New |
| Glenmede Trust Co NA | 1,872 | $519.0K | 0.00% | −3,366−64.3% | Reduced |
| Range Financial Group LLC | 1,841 | $512.0K | 0.40% | +1,841 | New |
| Probity Advisors, Inc. | 1,831 | $509.0K | 0.13% | −23−1.2% | Reduced |
| HMS Capital Management, LLC | 1,816 | $505.0K | 0.31% | +141+8.4% | Added |
| Intrust Bank NA | 1,816 | $505.0K | 0.08% | +272+17.6% | Added |
| Nisa Investment Advisors, LLC | 1,683 | $483.0K | 0.00% | +893+113.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,705 | $474.0K | 0.00% | +189+12.5% | Added |
| Weiss Multi-Strategy Advisers LLC | 1,700 | $473.0K | 0.01% | +400+30.8% | Added |
| Cantor Fitzgerald, L. P. | 1,676 | $466.0K | 0.01% | −12−0.7% | Reduced |
| Balasa Dinverno & Foltz LLC | 1,659 | $461.0K | 0.03% | +1,659 | New |
| Virtu Financial LLC | 1,657 | $461.0K | 0.04% | +1,657 | New |
| Raymond James Financial Services Advisors, Inc. | 1,650 | $459.0K | 0.00% | +469+39.7% | Added |
| Edmonds Duncan Registered Investment Advisors, LLC | 1,615 | $449.0K | 0.16% | +1,615 | New |
| Cypress Capital Management LLC | 1,612 | $448.0K | 0.08% | 00.0% | Unchanged |
| Bollard Group LLC | 1,600 | $445.0K | 0.02% | −250−13.5% | Reduced |
| LGT Fund Management Co Ltd. | 1,600 | $445.0K | 0.21% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 1,565 | $435.0K | 0.06% | −50−3.1% | Reduced |
| Assetmark, Inc | 1,499 | $417.0K | 0.00% | +557+59.1% | Added |
| DuPont Capital Management Corp | 1,463 | $407.0K | 0.02% | −5,691−79.5% | Reduced |
| Silvant Capital Management LLC | 1,437 | $400.0K | 0.03% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 1,383 | $385.0K | 0.02% | +200+16.9% | Added |
| Creative Planning | 1,386 | $385.0K | 0.00% | +1,386 | New |
| Hanseatic Management Services Inc | 1,378 | $383.0K | 1.04% | +1,378 | New |
| Laurel Wealth Advisors, Inc. | 1,363 | $379.0K | 0.04% | 00.0% | Unchanged |
| CIBC Asset Management Inc | 1,327 | $369.0K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 1,315 | $366.0K | 0.02% | −1,156−46.8% | Reduced |
| Ci Investments Inc. | 1,292 | $359.0K | 0.00% | +1,241+2,433.3% | Added |
| AlphaCrest Capital Management LLC | 1,253 | $348.0K | 0.02% | −213−14.5% | Reduced |
| Dynamic Technology Lab Private Ltd | 1,250 | $348.0K | 0.03% | +1,250 | New |
| Tocqueville Asset Management L.P. | 1,200 | $334.0K | 0.01% | 00.0% | Unchanged |
| First Foundation Advisors | 1,176 | $327.0K | 0.02% | +12+1.0% | Added |
| EFG Asset Management (Americas) Corp. | 1,153 | $321.0K | 0.08% | −103−8.2% | Reduced |
| Lincoln National Corp | 1,149 | $319.0K | 0.01% | +60+5.5% | Added |