Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 411
- +76 vs. Q2 2022
- Shares held
- 33.2M
- −1.44M (−4.2%) vs. Q2 2022
- Total value
- $9.23B
- +$2.60B (+39.3%) vs. Q2 2022
- New holders
- 103
- 130 more added
- Sold out
- 27
- 135 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JGP Global Gestao de Recursos Ltda. | 1,131 | $314.0K | 0.27% | +75+7.1% | Added |
| Mayport, LLC | 1,125 | $313.0K | 0.25% | 00.0% | Unchanged |
| Alps Advisors Inc | 1,098 | $305.0K | 0.00% | +1,098 | New |
| FinTrust Capital Advisors, LLC | 1,082 | $300.0K | 0.08% | +977+930.5% | Added |
| Pacer Advisors, Inc. | 1,080 | $300.0K | 0.00% | +1,080 | New |
| Park Avenue Securities LLC | 1,072 | $298.0K | 0.01% | −93−8.0% | Reduced |
| HighTower Advisors, LLC | 1,046 | $294.0K | 0.00% | +1,046 | New |
| Koshinski Asset Management, Inc. | 1,040 | $289.0K | 0.03% | −325−23.8% | Reduced |
| SkyOak Wealth, LLC | 1,016 | $283.0K | 0.10% | +1,016 | New |
| Harbour Investments, Inc. | 1,465 | $280.0K | 0.02% | 00.0% | Unchanged |
| Verity Asset Management, Inc. | 1,005 | $279.5K | 0.29% | +1,005 | New |
| Two Sigma Securities, LLC | 1,005 | $279.0K | 0.04% | +1,005 | New |
| Frontier Capital Management Co LLC | 999 | $278.0K | 0.00% | −11,229−91.8% | Reduced |
| Albion Financial Group | 1,000 | $278.0K | 0.03% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 1,001 | $278.0K | 0.00% | +879+720.5% | Added |
| Arlington Financial Advisors, LLC | 1,000 | $278.0K | 0.14% | +1,000 | New |
| Boothbay Fund Management, LLC | 972 | $270.0K | 0.01% | +972 | New |
| Fulton Bank, N.A. | 965 | $268.0K | 0.02% | +965 | New |
| Parallel Advisors, LLC | 961 | $267.0K | 0.01% | +23+2.5% | Added |
| TrinityPoint Wealth, LLC | 959 | $267.0K | 0.06% | +959 | New |
| Montanaro Asset Management Ltd | 925 | $257.0K | 0.04% | +125+15.6% | Added |
| DCM Advisors, LLC | 900 | $250.3K | 0.13% | +900 | New |
| Bailard, Inc. | 897 | $249.0K | 0.01% | +897 | New |
| Silvercrest Asset Management Group LLC | 881 | $245.0K | 0.00% | −365−29.3% | Reduced |
| Leonteq Securities AG | 851 | $236.6K | 0.01% | −406−32.3% | Reduced |
| Balyasny Asset Management LLC | 846 | $235.0K | 0.00% | +846 | New |
| Cipher Capital LP | 846 | $235.0K | 0.04% | +846 | New |
| Scotia Capital Inc. | 831 | $231.0K | 0.00% | +831 | New |
| Cetera Advisors LLC | 830 | $231.0K | 0.01% | +830 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 820 | $228.0K | 0.00% | +820 | New |
| MONECO Advisors, LLC | 813 | $226.0K | 0.09% | +813 | New |
| MML Investors Services, LLC | 795 | $221.0K | 0.00% | +795 | New |
| Pinnacle Financial Partners Inc | 753 | $210.0K | 0.01% | +753 | New |
| Alterity Financial Group, LLC | 755 | $210.0K | 0.34% | +755 | New |
| Spearhead Capital Advisors, LLC | 752 | $209.0K | 0.23% | −902−54.5% | Reduced |
| Central Trust Co | 748 | $208.0K | 0.01% | +746+37,300.0% | Added |
| Eqis Capital Management, Inc. | 731 | $203.2K | 0.02% | +731 | New |
| Public Employees Retirement System of Ohio | 698 | $194.0K | 0.00% | −519−42.6% | Reduced |
| Bartlett & Co. Wealth Management LLC | 612 | $170.2K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 612 | $170.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 548 | $152.0K | 0.02% | +344+168.6% | Added |
| Acadian Asset Management LLC | 468 | $128.0K | 0.00% | +468 | New |
| Harbor Investment Advisory, LLC | 448 | $125.0K | 0.02% | −24−5.1% | Reduced |
| National Bank of Canada | 440 | $122.0K | 0.00% | +220+100.0% | Added |
| Wipfli Financial Advisors LLC, | 415 | $115.0K | 0.01% | +415 | New |
| First PREMIER Bank | 400 | $111.0K | 0.04% | 00.0% | Unchanged |
| Umb Bank N A | 380 | $106.0K | 0.00% | +300+375.0% | Added |
| Point72 Hong Kong Ltd | 372 | $103.0K | 0.01% | +372 | New |
| Signaturefd, LLC | 362 | $101.0K | 0.00% | +45+14.2% | Added |
| Robeco Institutional Asset Management B.V. | 354 | $98.0K | 0.00% | +354 | New |
| Harvest Fund Management Co., Ltd | 340 | $95.0K | 0.03% | +340 | New |
| Financial Management Professionals, Inc. | 306 | $85.0K | 0.02% | +1+0.3% | Added |
| CWM, LLC | 279 | $78.0K | 0.00% | +84+43.1% | Added |
| Northwestern Mutual Wealth Management Co | 230 | $64.0K | 0.00% | −19−7.6% | Reduced |
| IFP Advisors, Inc | 1,536 | $64.0K | 0.00% | +201+15.1% | Added |
| Sentry Investment Management LLC | 230 | $64.0K | 0.03% | +230 | New |
| Castleview Partners, LLC | 230 | $64.0K | 0.06% | +230 | New |
| PenderFund Capital Management Ltd. | 160 | $61.0K | 0.02% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 221 | $60.0K | 0.00% | −5−2.2% | Reduced |
| Altshuler Shaham Ltd | 210 | $58.0K | 0.00% | +210 | New |
| Lindbrook Capital, LLC | 195 | $54.0K | 0.01% | +51+35.4% | Added |
| Covington Capital Management | 150 | $42.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 139 | $39.0K | 0.00% | +8+6.1% | Added |
| Adirondack Trust Co | 127 | $35.0K | 0.02% | 00.0% | Unchanged |
| Huntington National Bank | 124 | $34.0K | 0.00% | −30−19.5% | Reduced |
| Tobam | 114 | $32.0K | 0.00% | +114 | New |
| TCI Wealth Advisors, Inc. | 104 | $29.0K | 0.00% | +14+15.6% | Added |
| Evermay Wealth Management LLC | 100 | $28.0K | 0.01% | −56−35.9% | Reduced |
| BerganKDV Wealth Management, LLC | 100 | $28.0K | 0.00% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 100 | $28.0K | 0.01% | 00.0% | Unchanged |
| Riverview Trust Co | 92 | $26.0K | 0.03% | 00.0% | Unchanged |
| Horan Securities, Inc. | 90 | $25.0K | 0.02% | 00.0% | Unchanged |
| Ellevest, Inc. | 85 | $24.0K | 0.00% | +56+193.1% | Added |
| Key Financial Inc | 82 | $23.0K | 0.01% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 76 | $21.0K | 0.00% | +6+8.6% | Added |
| Wagner Wealth Management, LLC | 72 | $20.0K | 0.01% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 68 | $19.0K | 0.00% | +27+65.9% | Added |
| Parkside Financial Bank & Trust | 60 | $17.0K | 0.01% | −28−31.8% | Reduced |
| Covestor Ltd | 58 | $16.0K | 0.01% | −1−1.7% | Reduced |
| Parallax Volatility Advisers, L.P. | 55 | $15.0K | 0.00% | +55 | New |
| Private Trust Co NA | 50 | $14.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 50 | $14.0K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 45 | $13.0K | 0.00% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 48 | $13.0K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 39 | $11.0K | 0.00% | +23+143.8% | Added |
| GHP Investment Advisors, Inc. | 38 | $11.0K | 0.00% | +38 | New |
| Bell Investment Advisors, Inc | 28 | $8.00K | 0.00% | −1−3.4% | Reduced |
| MCF Advisors LLC | 27 | $8.00K | 0.00% | +27 | New |
| Allworth Financial LP | 24 | $7.00K | 0.00% | +15+166.7% | Added |
| Hantz Financial Services, Inc. | 21 | $6.00K | 0.00% | −10−32.3% | Reduced |
| Larson Financial Group LLC | 23 | $6.00K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 19 | $5.00K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 18 | $5.00K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 16 | $4.00K | 0.00% | −40−71.4% | Reduced |
| Raleigh Capital Management Inc. | 13 | $4.00K | 0.00% | +13 | New |
| Glassman Wealth Services | 9 | $3.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 10 | $2.78K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 10 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lee Financial Co | 6 | $2.00K | 0.00% | +5+500.0% | Added |
| Absolute Capital Management, LLC | 7 | $1.93K | 0.00% | +7 | New |