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Shockwave Medical, Inc.

SWAVDelisted May 31, 2024
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001642545

Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.

13F holders, Q3 2022

Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
411
+76 vs. Q2 2022
Shares held
33.2M
−1.44M (−4.2%) vs. Q2 2022
Total value
$9.23B
+$2.60B (+39.3%) vs. Q2 2022
New holders
103
130 more added
Sold out
27
135 more reduced

2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 411 institutions
Q1 2021: 217 institutionsQ2 2021: 240 institutionsQ3 2021: 267 institutionsQ4 2021: 294 institutionsQ1 2022: 308 institutionsQ2 2022: 337 institutionsQ3 2022: 411 institutionsQ4 2022: 415 institutionsQ1 2023: 382 institutionsQ2 2023: 460 institutionsQ3 2023: 413 institutionsQ4 2023: 427 institutionsQ1 2024: 486 institutionsQ2 2024: 7 institutionsQ3 2024: 2 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ3 2022: $9.23B
Q1 2021: $4.24BQ2 2021: $6.11BQ3 2021: $6.64BQ4 2021: $5.65BQ1 2022: $6.67BQ2 2022: $6.63BQ3 2022: $9.23BQ4 2022: $6.66BQ1 2023: $7.31BQ2 2023: $9.33BQ3 2023: $6.85BQ4 2023: $6.76BQ1 2024: $12.0BQ2 2024: $1.93MQ3 2024: $276.1KQ4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding SWAV and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20242$276.1K
Q2 20247$1.93M
Q1 2024486$12.0B
Q4 2023427$6.76B
Q3 2023413$6.85B
Q2 2023460$9.33B
Q1 2023382$7.31B
Q4 2022415$6.66B
Q3 2022411$9.23B
Q2 2022337$6.63B
Q1 2022308$6.67B
Q4 2021294$5.65B
Q3 2021267$6.64B
Q2 2021240$6.11B
Q1 2021217$4.24B

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2022.

Institutions holding SWAV in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Oliver Lagore Vanvalin Investment Group1$00.00%00.0%Unchanged
Global Retirement Partners, LLC1$00.00%+1New
Dark Forest Capital Management LP1$00.00%+1New
Ronald Blue Trust, Inc.1$00.00%+1New
SJS Investment Consulting Inc.1$00.00%+1New
Sutton Wealth Advisors Inc.3$8340.00%+3New
Moisand Fitzgerald Tamayo, LLC4$1.00K0.00%−6−60.0%Reduced
Institutional & Family Asset Management, LLC4$1.00K0.00%00.0%Unchanged
Capital Advisors, Ltd. LLC2$1.00K0.00%+1+100.0%Added
Community Bank, N.A.3$1.00K0.00%+3New
EverSource Wealth Advisors, LLC4$1.00K0.00%+4New
Absolute Capital Management, LLC7$1.93K0.00%+7New
First Manhattan Co10$2.00K0.00%00.0%Unchanged
Lee Financial Co6$2.00K0.00%+5+500.0%Added
Federation des caisses Desjardins du Quebec10$2.78K0.00%00.0%Unchanged
Glassman Wealth Services9$3.00K0.00%00.0%Unchanged
Farmers & Merchants Investments Inc16$4.00K0.00%−40−71.4%Reduced
Raleigh Capital Management Inc.13$4.00K0.00%+13New
JFS Wealth Advisors, LLC19$5.00K0.00%00.0%Unchanged
Crewe Advisors LLC18$5.00K0.00%00.0%Unchanged
Hantz Financial Services, Inc.21$6.00K0.00%−10−32.3%Reduced
Larson Financial Group LLC23$6.00K0.00%00.0%Unchanged
Allworth Financial LP24$7.00K0.00%+15+166.7%Added
Bell Investment Advisors, Inc28$8.00K0.00%−1−3.4%Reduced
MCF Advisors LLC27$8.00K0.00%+27New
Massmutual Trust Co FSB39$11.0K0.00%+23+143.8%Added
GHP Investment Advisors, Inc.38$11.0K0.00%+38New
Trustcore Financial Services, LLC45$13.0K0.00%00.0%Unchanged
Evoke Wealth, LLC48$13.0K0.00%00.0%Unchanged
Private Trust Co NA50$14.0K0.00%00.0%Unchanged
Steward Partners Investment Advisory, LLC50$14.0K0.00%00.0%Unchanged
Parallax Volatility Advisers, L.P.55$15.0K0.00%+55New
Covestor Ltd58$16.0K0.01%−1−1.7%Reduced
Parkside Financial Bank & Trust60$17.0K0.01%−28−31.8%Reduced
Meeder Asset Management Inc68$19.0K0.00%+27+65.9%Added
Wagner Wealth Management, LLC72$20.0K0.01%00.0%Unchanged
Pittenger & Anderson Inc76$21.0K0.00%+6+8.6%Added
Key Financial Inc82$23.0K0.01%00.0%Unchanged
Ellevest, Inc.85$24.0K0.00%+56+193.1%Added
Horan Securities, Inc.90$25.0K0.02%00.0%Unchanged
Riverview Trust Co92$26.0K0.03%00.0%Unchanged
Evermay Wealth Management LLC100$28.0K0.01%−56−35.9%Reduced
BerganKDV Wealth Management, LLC100$28.0K0.00%00.0%Unchanged
Prestige Wealth Management Group LLC100$28.0K0.01%00.0%Unchanged
TCI Wealth Advisors, Inc.104$29.0K0.00%+14+15.6%Added
Tobam114$32.0K0.00%+114New
Huntington National Bank124$34.0K0.00%−30−19.5%Reduced
Adirondack Trust Co127$35.0K0.02%00.0%Unchanged
Proequities, Inc.139$39.0K0.00%+8+6.1%Added
Covington Capital Management150$42.0K0.00%00.0%Unchanged
Lindbrook Capital, LLC195$54.0K0.01%+51+35.4%Added
Altshuler Shaham Ltd210$58.0K0.00%+210New
First Horizon Advisors, Inc.221$60.0K0.00%−5−2.2%Reduced
PenderFund Capital Management Ltd.160$61.0K0.02%00.0%Unchanged
Northwestern Mutual Wealth Management Co230$64.0K0.00%−19−7.6%Reduced
IFP Advisors, Inc1,536$64.0K0.00%+201+15.1%Added
Sentry Investment Management LLC230$64.0K0.03%+230New
Castleview Partners, LLC230$64.0K0.06%+230New
CWM, LLC279$78.0K0.00%+84+43.1%Added
Financial Management Professionals, Inc.306$85.0K0.02%+1+0.3%Added
Harvest Fund Management Co., Ltd340$95.0K0.03%+340New
Robeco Institutional Asset Management B.V.354$98.0K0.00%+354New
Signaturefd, LLC362$101.0K0.00%+45+14.2%Added
Point72 Hong Kong Ltd372$103.0K0.01%+372New
Umb Bank N A380$106.0K0.00%+300+375.0%Added
First PREMIER Bank400$111.0K0.04%00.0%Unchanged
Wipfli Financial Advisors LLC,415$115.0K0.01%+415New
National Bank of Canada440$122.0K0.00%+220+100.0%Added
Harbor Investment Advisory, LLC448$125.0K0.02%−24−5.1%Reduced
Acadian Asset Management LLC468$128.0K0.00%+468New
Quadrant Capital Group LLC548$152.0K0.02%+344+168.6%Added
Bartlett & Co. LLC612$170.0K0.00%00.0%Unchanged
Bartlett & Co. Wealth Management LLC612$170.2K0.00%00.0%Unchanged
Public Employees Retirement System of Ohio698$194.0K0.00%−519−42.6%Reduced
Eqis Capital Management, Inc.731$203.2K0.02%+731New
Central Trust Co748$208.0K0.01%+746+37,300.0%Added
Spearhead Capital Advisors, LLC752$209.0K0.23%−902−54.5%Reduced
Pinnacle Financial Partners Inc753$210.0K0.01%+753New
Alterity Financial Group, LLC755$210.0K0.34%+755New
MML Investors Services, LLC795$221.0K0.00%+795New
MONECO Advisors, LLC813$226.0K0.09%+813New
Sumitomo Mitsui Trust Holdings, Inc.820$228.0K0.00%+820New
Scotia Capital Inc.831$231.0K0.00%+831New
Cetera Advisors LLC830$231.0K0.01%+830New
Balyasny Asset Management LLC846$235.0K0.00%+846New
Cipher Capital LP846$235.0K0.04%+846New
Leonteq Securities AG851$236.6K0.01%−406−32.3%Reduced
Silvercrest Asset Management Group LLC881$245.0K0.00%−365−29.3%Reduced
Bailard, Inc.897$249.0K0.01%+897New
DCM Advisors, LLC900$250.3K0.13%+900New
Montanaro Asset Management Ltd925$257.0K0.04%+125+15.6%Added
Parallel Advisors, LLC961$267.0K0.01%+23+2.5%Added
TrinityPoint Wealth, LLC959$267.0K0.06%+959New
Fulton Bank, N.A.965$268.0K0.02%+965New
Boothbay Fund Management, LLC972$270.0K0.01%+972New
Frontier Capital Management Co LLC999$278.0K0.00%−11,229−91.8%Reduced
Albion Financial Group1,000$278.0K0.03%00.0%Unchanged
Rockefeller Capital Management L.P.1,001$278.0K0.00%+879+720.5%Added
Arlington Financial Advisors, LLC1,000$278.0K0.14%+1,000New
Two Sigma Securities, LLC1,005$279.0K0.04%+1,005New