Skip to main content
Livermore
Livermore
ZHEN

Royce Micro-Cap Trust, Inc.

RMT
Exchange
NYSE
SEC CIK
0000912147

No open-market purchases or sales by Royce Micro-Cap Trust, Inc. insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $305.6M in total; no superinvestor holds it.

13F holders, Q3 2023

Institutional positions in Royce Micro-Cap Trust, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
83
−2 vs. Q2 2023
Shares held
12.8M
+41.3K (+0.3%) vs. Q2 2023
Total value
$106.3M
−$5.13M (−4.6%) vs. Q2 2023
New holders
5
34 more added
Sold out
7
25 more reduced

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting RMT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 83 institutions
Q1 2021: 104 institutionsQ2 2021: 99 institutionsQ3 2021: 95 institutionsQ4 2021: 98 institutionsQ1 2022: 89 institutionsQ2 2022: 90 institutionsQ3 2022: 89 institutionsQ4 2022: 86 institutionsQ1 2023: 87 institutionsQ2 2023: 85 institutionsQ3 2023: 83 institutionsQ4 2023: 88 institutionsQ1 2024: 89 institutionsQ2 2024: 90 institutionsQ3 2024: 99 institutionsQ4 2024: 96 institutionsQ1 2025: 94 institutionsQ2 2025: 98 institutionsQ3 2025: 94 institutionsQ4 2025: 99 institutionsQ1 2026: 107 institutionsQ2 2026: 108 institutions
Value heldQ3 2023: $106.3M
Q1 2021: $179.7MQ2 2021: $205.3MQ3 2021: $179.6MQ4 2021: $174.2MQ1 2022: $142.3MQ2 2022: $117.8MQ3 2022: $118.5MQ4 2022: $111.3MQ1 2023: $110.5MQ2 2023: $111.4MQ3 2023: $106.3MQ4 2023: $131.5MQ1 2024: $134.8MQ2 2024: $138.5MQ3 2024: $147.5MQ4 2024: $159.4MQ1 2025: $138.8MQ2 2025: $161.6MQ3 2025: $187.1MQ4 2025: $202.8MQ1 2026: $226.7MQ2 2026: $305.6M
Institutions holding RMT and their total value by quarter
QuarterHoldersValue
Q2 2026108$305.6M
Q1 2026107$226.7M
Q4 202599$202.8M
Q3 202594$187.1M
Q2 202598$161.6M
Q1 202594$138.8M
Q4 202496$159.4M
Q3 202499$147.5M
Q2 202490$138.5M
Q1 202489$134.8M
Q4 202388$131.5M
Q3 202383$106.3M
Q2 202385$111.4M
Q1 202387$110.5M
Q4 202286$111.3M
Q3 202289$118.5M
Q2 202290$117.8M
Q1 202289$142.3M
Q4 202198$174.2M
Q3 202195$179.6M
Q2 202199$205.3M
Q1 2021104$179.7M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Royce Micro-Cap Trust, Inc.; share changes are against Q2 2023.

Institutions holding RMT in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
FMR LLC1$80.00%+1New
Geneos Wealth Management Inc.84$6960.00%+1+1.2%Added
Creative Financial Designs Inc172$1.42K0.00%+1+0.6%Added
Comerica Bank517$4.28K0.00%+517New
Colonial Trust Advisors700$5.80K0.00%+700New
North Star Investment Management Corp.1,176$9.74K0.00%00.0%Unchanged
Farther Finance Advisors, LLC1,185$9.81K0.00%+23+2.0%Added
Citigroup Inc1,369$11.3K0.00%+26+1.9%Added
Sandy Spring Bank2,096$17.4K0.00%00.0%Unchanged
Barrett & Company, Inc.3,250$26.9K0.02%00.0%Unchanged
Sittner & Nelson, LLC3,696$30.6K0.02%+72+2.0%Added
TD Capital Management LLC4,496$37.2K0.00%00.0%Unchanged
Spire Wealth Management5,479$45.4K0.00%00.0%Unchanged
Steward Partners Investment Advisory, LLC5,942$49.2K0.00%+2,198+58.7%Added
JPMorgan Chase & Co6,860$56.8K0.00%−7,641−52.7%Reduced
Carolinas Wealth Consulting LLC9,342$73.0K0.02%00.0%Unchanged
Mercer Global Advisors Inc10,421$86.0K0.00%+10,421New
First Financial Bank - Trust Division10,741$88.9K0.01%00.0%Unchanged
Vanguard Group Inc10,828$89.7K0.00%00.0%Unchanged
Soltis Investment Advisors LLC12,419$102.8K0.01%00.0%Unchanged
Davenport & Co LLC12,697$105.1K0.00%+85+0.7%Added
Kestra Advisory Services, LLC13,890$115.0K0.00%00.0%Unchanged
Stratos Wealth Partners, LTD.14,155$117.2K0.00%+1,237+9.6%Added
Wealthcare Advisory Partners LLC14,703$121.7K0.01%+26+0.2%Added
GWM Advisors LLC14,829$122.8K0.00%−12,798−46.3%Reduced
Hunter Perkins Capital Management, LLC16,351$135.0K0.03%−1,000−5.8%Reduced
9258 Wealth Management, LLC16,813$139.2K0.03%+330+2.0%Added
Elequin Capital LP18,665$154.5K0.03%+18,665New
Institute for Wealth Management, LLC.21,844$180.9K0.03%−1,928−8.1%Reduced
Diversified Trust Co22,828$189.0K0.01%+6,828+42.7%Added
Raymond James Trust N.A.23,322$193.1K0.01%00.0%Unchanged
Prairie Sky Financial Group LLC26,676$220.9K0.16%00.0%Unchanged
Raymond James Financial Services Advisors, Inc.28,835$238.8K0.00%−490−1.7%Reduced
Landscape Capital Management, L.L.C.29,473$244.0K0.03%−9,290−24.0%Reduced
Financial Advocates Investment Management29,922$247.8K0.02%+584+2.0%Added
Peapack Gladstone Financial Corp32,204$267.0K0.00%−1,736−5.1%Reduced
Janney Montgomery Scott LLC34,185$283.0K0.00%−1,445−4.1%Reduced
Stifel Financial Corp35,300$292.3K0.00%−9,656−21.5%Reduced
First Trust Advisors LP36,039$298.4K0.00%−1,022−2.8%Reduced
Kingsview Wealth Management, LLC36,380$301.2K0.01%−615−1.7%Reduced
Matisse Capital36,519$302.4K0.21%00.0%Unchanged
Wolverine Asset Management LLC37,600$311.3K0.01%+6,223+19.8%Added
Envestnet Asset Management Inc38,606$319.7K0.00%−5,421−12.3%Reduced
D.A. Davidson & Co.42,224$349.6K0.00%+1,168+2.8%Added
WealthShield Partners, LLC42,921$355.4K0.05%−7,983−15.7%Reduced
Karpus Management, Inc.50,000$414.0K0.01%00.0%Unchanged
Apollon Wealth Management, LLC50,153$415.3K0.02%−1,167−2.3%Reduced
Cohen & Steers, Inc.50,884$421.0K0.00%00.0%Unchanged
EP Wealth Advisors, LLC52,082$431.2K0.01%−81,116−60.9%Reduced
Cambridge Investment Research Advisors, Inc.57,401$475.0K0.00%−1,184−2.0%Reduced
Walleye Capital LLC58,098$481.1K0.01%−8,799−13.2%Reduced
Twin Focus Capital Partners, LLC62,161$514.7K0.12%00.0%Unchanged
DFPG Investments, LLC74,926$585.9K0.05%+5,529+8.0%Added
Roberts Glore & Co Inc72,520$600.5K0.20%+10,705+17.3%Added
NWF Advisory Services Inc.80,884$669.7K0.16%+5,487+7.3%Added
Brown Advisory Inc83,699$693.0K0.00%00.0%Unchanged
Private Advisor Group, LLC94,578$783.1K0.01%+829+0.9%Added
LPL Financial LLC100,074$828.6K0.00%+1,642+1.7%Added
Moors & Cabot, Inc.102,929$852.2K0.06%+2,284+2.3%Added
Captrust Financial Advisors103,330$855.6K0.00%+130.0%Added
CNH Partners LLC114,693$949.7K0.04%+45,469+65.7%Added
Commonwealth Equity Services, LLC130,880$1.08M0.00%+7,538+6.1%Added
Horizon Kinetics Asset Management LLC143,317$1.19M0.02%00.0%Unchanged
Atlas Wealth LLC156,587$1.30M0.24%−17,901−10.3%Reduced
Royal Bank of Canada172,377$1.43M0.00%+2,156+1.3%Added
Blue Bell Private Wealth Management, LLC205,692$1.70M0.46%+3,819+1.9%Added
Bard Associates Inc237,601$1.97M0.81%−1,100−0.5%Reduced
Cetera Investment Advisers241,754$2.00M0.02%+20,673+9.4%Added
Shaker Financial Services, LLC261,497$2.17M1.01%+118,924+83.4%Added
Family Firm, Inc.269,730$2.23M0.63%−4,215−1.5%Reduced
Advisor Group Holdings, Inc.278,128$2.30M0.00%+91,059+48.7%Added
Fca Corp295,610$2.45M0.91%+13,315+4.7%Added
Raymond James & Associates298,123$2.47M0.00%+3,259+1.1%Added
Flagship Harbor Advisors, LLC367,836$3.05M0.25%−3,961−1.1%Reduced
Mraz, Amerine & Associates, Inc.434,428$3.60M0.81%−1,239−0.3%Reduced
Bank of America Corp435,092$3.60M0.00%+4,723+1.1%Added
Wells Fargo & Company509,205$4.22M0.00%−150,602−22.8%Reduced
1607 Capital Partners, LLC613,662$5.08M0.38%−27,749−4.3%Reduced
UBS Group AG917,287$7.60M0.00%+16,209+1.8%Added
Punch & Associates Investment Management, Inc.929,785$7.70M0.49%+162,579+21.2%Added
Advisors Asset Management, Inc.1,077,160$8.92M0.19%+819+0.1%Added
Allspring Global Investments Holdings, LLC1,177,334$9.75M0.02%00.0%Unchanged
Morgan Stanley1,708,031$14.1M0.00%−99,644−5.5%Reduced
Northern Trust Corp0$00.00%−21,002−100.0%Sold out
M&T Bank Corp0$00.00%−20,664−100.0%Sold out
Quantedge Capital Pte Ltd0$00.00%−19,396−100.0%Sold out
Hanson & Doremus Investment Management0$00.00%−1,890−100.0%Sold out
WealthPLAN Partners, LLC0$00.00%−1,121−100.0%Sold out
Coppell Advisory Solutions LLC0$00.00%−1,036−100.0%Sold out
EverSource Wealth Advisors, LLC0$00.00%−64−100.0%Sold out