Royce Micro-Cap Trust, Inc.
RMT- Exchange
- NYSE
- SEC CIK
- 0000912147
No open-market purchases or sales by Royce Micro-Cap Trust, Inc. insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $305.6M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Royce Micro-Cap Trust, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 86
- −2 vs. Q3 2022
- Shares held
- 12.8M
- −911.6K (−6.6%) vs. Q3 2022
- Total value
- $111.3M
- −$7.16M (−6.0%) vs. Q3 2022
- New holders
- 14
- 33 more added
- Sold out
- 16
- 22 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RMT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $305.6M |
| Q1 2026 | 107 | $226.7M |
| Q4 2025 | 99 | $202.8M |
| Q3 2025 | 94 | $187.1M |
| Q2 2025 | 98 | $161.6M |
| Q1 2025 | 94 | $138.8M |
| Q4 2024 | 96 | $159.4M |
| Q3 2024 | 99 | $147.5M |
| Q2 2024 | 90 | $138.5M |
| Q1 2024 | 89 | $134.8M |
| Q4 2023 | 88 | $131.5M |
| Q3 2023 | 83 | $106.3M |
| Q2 2023 | 85 | $111.4M |
| Q1 2023 | 87 | $110.5M |
| Q4 2022 | 86 | $111.3M |
| Q3 2022 | 89 | $118.5M |
| Q2 2022 | 90 | $117.8M |
| Q1 2022 | 89 | $142.3M |
| Q4 2021 | 98 | $174.2M |
| Q3 2021 | 95 | $179.6M |
| Q2 2021 | 99 | $205.3M |
| Q1 2021 | 104 | $179.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Royce Micro-Cap Trust, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 1 | $9 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 64 | $556 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 81 | $703 | 0.00% | +2+2.5% | Added |
| IFP Advisors, Inc | 103 | $1.00K | 0.00% | −2−1.9% | Reduced |
| Creative Financial Designs Inc | 169 | $1.46K | 0.00% | +4+2.4% | Added |
| North Star Investment Management Corp. | 1,176 | $10.2K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 1,414 | $12.3K | 0.00% | +1,414 | New |
| Sandy Spring Bank | 2,096 | $18.2K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 2,275 | $20.0K | 0.00% | +39+1.7% | Added |
| Global Retirement Partners, LLC | 2,415 | $21.0K | 0.00% | +74+3.2% | Added |
| Advisory Services Network, LLC | 2,472 | $21.5K | 0.00% | +2,472 | New |
| New Hampshire Trust | 2,775 | $24.1K | 0.01% | +2,775 | New |
| Barrett & Company, Inc. | 3,250 | $28.2K | 0.02% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 3,328 | $29.0K | 0.01% | +45+1.4% | Added |
| Sittner & Nelson, LLC | 3,481 | $30.2K | 0.02% | +108+3.2% | Added |
| Steward Partners Investment Advisory, LLC | 3,641 | $31.6K | 0.00% | +1,145+45.9% | Added |
| JPMorgan Chase & Co | 4,245 | $37.0K | 0.00% | +4,245 | New |
| Money Concepts Capital Corp | 6,362 | $55.2K | 0.00% | +6,362 | New |
| Carolinas Wealth Consulting LLC | 9,342 | $81.1K | 0.02% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 10,421 | $90.5K | 0.01% | +10,421 | New |
| First Financial Bank - Trust Division | 10,741 | $93.0K | 0.01% | 00.0% | Unchanged |
| Soltis Investment Advisors LLC | 12,419 | $107.8K | 0.01% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 12,639 | $109.7K | 0.00% | +394+3.2% | Added |
| Heron Bay Capital Management | 14,557 | $126.4K | 0.08% | −3,601−19.8% | Reduced |
| Kestra Advisory Services, LLC | 14,701 | $127.6K | 0.00% | +811+5.8% | Added |
| Elequin Capital LP | 15,327 | $133.0K | 0.04% | +15,327 | New |
| Jane Street Group, LLC | 15,489 | $134.4K | 0.00% | +15,489 | New |
| 9258 Wealth Management, LLC | 15,830 | $137.4K | 0.03% | +497+3.2% | Added |
| Diversified Trust Co | 16,000 | $139.0K | 0.01% | 00.0% | Unchanged |
| Davenport & Co LLC | 15,965 | $139.0K | 0.00% | +490+3.2% | Added |
| Landscape Capital Management, L.L.C. | 16,356 | $142.0K | 0.02% | +16,356 | New |
| Koshinski Asset Management, Inc. | 18,818 | $163.3K | 0.02% | 00.0% | Unchanged |
| Weiss Asset Management LP | 19,715 | $171.1K | 0.01% | +19,715 | New |
| Northern Trust Corp | 20,600 | $178.8K | 0.00% | +20,600 | New |
| Raymond James Trust N.A. | 23,322 | $202.0K | 0.01% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 23,772 | $206.3K | 0.04% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 25,294 | $219.6K | 0.01% | +9,832+63.6% | Added |
| Stifel Financial Corp | 28,043 | $243.4K | 0.00% | +96+0.3% | Added |
| Financial Advocates Investment Management | 28,256 | $245.3K | 0.02% | +883+3.2% | Added |
| GWM Advisors LLC | 28,427 | $245.6K | 0.01% | −1,696−5.6% | Reduced |
| M&T Bank Corp | 30,996 | $269.0K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 32,441 | $282.0K | 0.00% | −9,720−23.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 33,326 | $289.3K | 0.00% | −16,156−32.7% | Reduced |
| Insight Folios Inc | 33,689 | $292.4K | 0.13% | −762−2.2% | Reduced |
| Envestnet Asset Management Inc | 36,698 | $318.5K | 0.00% | −1,232−3.2% | Reduced |
| Kingsview Wealth Management, LLC | 38,020 | $330.0K | 0.01% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 42,693 | $370.6K | 0.00% | −20,356−32.3% | Reduced |
| Karpus Management, Inc. | 43,500 | $377.6K | 0.01% | −36,825−45.8% | Reduced |
| Peapack Gladstone Financial Corp | 46,383 | $403.0K | 0.01% | −147−0.3% | Reduced |
| First Trust Advisors LP | 48,844 | $424.0K | 0.00% | −686−1.4% | Reduced |
| Resolute Financial, LLC | 53,486 | $464.3K | 0.39% | +1,553+3.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 54,663 | $474.0K | 0.00% | +1,876+3.6% | Added |
| Apollon Wealth Management, LLC | 54,797 | $475.6K | 0.03% | +54,797 | New |
| WealthShield Partners, LLC | 55,469 | $481.5K | 0.09% | +114+0.2% | Added |
| Roberts Glore & Co Inc | 57,813 | $501.8K | 0.17% | +1,324+2.3% | Added |
| Twin Focus Capital Partners, LLC | 62,161 | $539.6K | 0.11% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 64,815 | $562.6K | 0.26% | −589,764−90.1% | Reduced |
| Cohen & Steers, Inc. | 70,884 | $615.0K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 78,719 | $683.3K | 0.00% | +1,080+1.4% | Added |
| Private Advisor Group, LLC | 84,637 | $697.2K | 0.04% | −9,567−10.2% | Reduced |
| DFPG Investments, LLC | 78,640 | $728.2K | 0.12% | +78,640 | New |
| Moors & Cabot, Inc. | 97,992 | $850.6K | 0.06% | +6,835+7.5% | Added |
| Commonwealth Equity Services, LLC | 120,619 | $1.05M | 0.00% | +3,407+2.9% | Added |
| Captrust Financial Advisors | 124,072 | $1.08M | 0.01% | +23,750+23.7% | Added |
| Horizon Kinetics Asset Management LLC | 143,588 | $1.25M | 0.02% | −562−0.4% | Reduced |
| Advisor Group Holdings, Inc. | 153,882 | $1.33M | 0.00% | −14,743−8.7% | Reduced |
| Royal Bank of Canada | 156,533 | $1.36M | 0.00% | +18,090+13.1% | Added |
| Cetera Investment Advisers | 156,762 | $1.36M | 0.01% | +72,565+86.2% | Added |
| LPL Financial LLC | 176,123 | $1.53M | 0.00% | −5,063−2.8% | Reduced |
| Atlas Wealth LLC | 203,448 | $1.77M | 0.48% | +203,448 | New |
| Blue Bell Private Wealth Management, LLC | 211,437 | $1.84M | 0.60% | −12,218−5.5% | Reduced |
| Bard Associates Inc | 239,001 | $2.07M | 0.89% | −6,000−2.4% | Reduced |
| Family Firm, Inc. | 256,517 | $2.23M | 0.65% | +11,063+4.5% | Added |
| Raymond James & Associates | 279,183 | $2.42M | 0.00% | +15,905+6.0% | Added |
| Fca Corp | 285,002 | $2.47M | 0.99% | +3,623+1.3% | Added |
| 1832 Asset Management L.P. | 302,492 | $2.63M | 0.01% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 370,986 | $3.22M | 0.33% | +9,023+2.5% | Added |
| Mraz, Amerine & Associates, Inc. | 377,887 | $3.28M | 0.77% | +29,458+8.5% | Added |
| Bank of America Corp | 395,079 | $3.43M | 0.00% | +17,703+4.7% | Added |
| Punch & Associates Investment Management, Inc. | 412,266 | $3.58M | 0.23% | −108,122−20.8% | Reduced |
| Wells Fargo & Company | 771,124 | $6.69M | 0.00% | −96,210−11.1% | Reduced |
| 1607 Capital Partners, LLC | 890,580 | $7.73M | 0.53% | −105,279−10.6% | Reduced |
| UBS Group AG | 963,220 | $8.36M | 0.00% | +13,488+1.4% | Added |
| Advisors Asset Management, Inc. | 989,513 | $8.59M | 0.18% | +46,333+4.9% | Added |
| Allspring Global Investments Holdings, LLC | 1,138,994 | $9.89M | 0.02% | +358,979+46.0% | Added |
| Morgan Stanley | 2,066,597 | $17.9M | 0.00% | −630,656−23.4% | Reduced |
| City of London Investment Management Co Ltd | 0 | $0 | 0.00% | −103,048−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −54,863−100.0% | Sold out |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −47,255−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −26,267−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −18,996−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −18,372−100.0% | Sold out |
| Hunter Perkins Capital Management, LLC | 0 | $0 | 0.00% | −17,351−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −16,260−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −14,520−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Avidian Wealth Solutions, LLC | 0 | $0 | 0.00% | −11,994−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −1,316−100.0% | Sold out |
| Kistler-Tiffany Companies, LLC | 0 | $0 | 0.00% | −1,074−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −442−100.0% | Sold out |