Puma Biotechnology, Inc.
PBYI- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401667
In the last 90 days, Puma Biotechnology, Inc. insiders filed 0 open-market purchases and 5 sales; 160 institutions reported holding it in 13F filings for Q2 2026, worth $313.6M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Puma Biotechnology, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- +13 vs. Q3 2023
- Shares held
- 27.0M
- +1.31M (+5.1%) vs. Q3 2023
- Total value
- $117.0M
- +$49.4M (+73.0%) vs. Q3 2023
- New holders
- 19
- 29 more added
- Sold out
- 6
- 15 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PBYI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 160 | $313.6M |
| Q1 2026 | 157 | $241.8M |
| Q4 2025 | 151 | $210.2M |
| Q3 2025 | 132 | $182.6M |
| Q2 2025 | 121 | $112.8M |
| Q1 2025 | 116 | $90.1M |
| Q4 2024 | 112 | $90.1M |
| Q3 2024 | 100 | $76.0M |
| Q2 2024 | 99 | $101.0M |
| Q1 2024 | 93 | $164.4M |
| Q4 2023 | 82 | $117.0M |
| Q3 2023 | 69 | $67.6M |
| Q2 2023 | 68 | $93.8M |
| Q1 2023 | 78 | $86.3M |
| Q4 2022 | 89 | $116.3M |
| Q3 2022 | 83 | $65.5M |
| Q2 2022 | 89 | $79.5M |
| Q1 2022 | 104 | $86.1M |
| Q4 2021 | 102 | $93.1M |
| Q3 2021 | 116 | $226.0M |
| Q2 2021 | 120 | $319.3M |
| Q1 2021 | 118 | $355.9M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Puma Biotechnology, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ZRC Wealth Management, LLC | 3 | $8 | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 4 | $18 | 0.00% | 00.0% | Unchanged |
| US Bancorp | 200 | $866 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 242 | $1.05K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 311 | $1.35K | 0.00% | +16+5.4% | Added |
| Advisor Group Holdings, Inc. | 350 | $1.52K | 0.00% | +200+133.3% | Added |
| Aspire Private Capital, LLC | 700 | $3.03K | 0.00% | 00.0% | Unchanged |
| Point72 Asia (Singapore) Pte. Ltd. | 896 | $3.88K | 0.00% | +896 | New |
| Lazard Asset Management LLC | 946 | $4.00K | 0.00% | +946 | New |
| GPS Wealth Strategies Group, LLC | 1,000 | $4.33K | 0.00% | +1,000 | New |
| GHP Investment Advisors, Inc. | 1,170 | $5.07K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 2,086 | $9.03K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,793 | $12.1K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,802 | $12.1K | 0.00% | −1,629−36.8% | Reduced |
| Royal Bank of Canada | 5,100 | $22.0K | 0.00% | +3,285+181.0% | Added |
| Simplex Trading, LLC | 5,805 | $25.0K | 0.00% | +5,048+666.8% | Added |
| Commonwealth Equity Services, LLC | 10,749 | $47.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 10,923 | $47.3K | 0.00% | +10,923 | New |
| UBS Group AG | 11,123 | $48.2K | 0.00% | +7,717+226.6% | Added |
| Ritholtz Wealth Management | 15,178 | $65.7K | 0.00% | +15,178 | New |
| Prudential Financial Inc | 16,400 | $71.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 17,324 | $75.0K | 0.00% | −1,961−10.2% | Reduced |
| Boothbay Fund Management, LLC | 17,895 | $77.5K | 0.00% | +17,895 | New |
| Y-Intercept (Hong Kong) Ltd | 17,946 | $77.7K | 0.01% | +17,946 | New |
| Engineers Gate Manager LP | 19,077 | $82.6K | 0.00% | +19,077 | New |
| Franklin Resources Inc | 19,162 | $83.0K | 0.00% | 00.0% | Unchanged |
| Buckingham Strategic Partners | 19,220 | $83.2K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 19,453 | $84.2K | 0.00% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 20,059 | $86.9K | 0.00% | +20,059 | New |
| Squarepoint Ops LLC | 28,398 | $123.0K | 0.00% | −28,180−49.8% | Reduced |
| O'Shaughnessy Asset Management, LLC | 33,852 | $146.6K | 0.00% | +33,852 | New |
| Patriot Financial Group Insurance Agency, LLC | 34,500 | $149.4K | 0.03% | −32,500−48.5% | Reduced |
| Crestline Management, LP | 34,774 | $150.6K | 0.01% | +2,135+6.5% | Added |
| Cubist Systematic Strategies, LLC | 35,388 | $153.2K | 0.00% | −1,529−4.1% | Reduced |
| Bank of New York Mellon Corp | 46,433 | $201.1K | 0.00% | −6,490−12.3% | Reduced |
| ExodusPoint Capital Management, LP | 53,240 | $231.0K | 0.00% | +53,240 | New |
| JPMorgan Chase & Co | 54,388 | $235.5K | 0.00% | +54,329+92,083.1% | Added |
| XTX Topco Ltd | 54,892 | $237.7K | 0.05% | +39,603+259.0% | Added |
| 683 Capital Management, LLC | 55,005 | $238.2K | 0.02% | +55,005 | New |
| FMR LLC | 56,074 | $242.8K | 0.00% | −8,305−12.9% | Reduced |
| Jump Financial, LLC | 57,200 | $247.7K | 0.01% | +32,510+131.7% | Added |
| American Century Companies Inc | 61,052 | $264.4K | 0.00% | +61,052 | New |
| Macquarie Group Ltd | 61,255 | $265.0K | 0.00% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 81,652 | $353.6K | 0.00% | +81,652 | New |
| Bank of Montreal | 81,400 | $357.3K | 0.00% | +81,400 | New |
| Northern Trust Corp | 83,763 | $362.7K | 0.00% | +14,311+20.6% | Added |
| Assenagon Asset Management S.A. | 85,039 | $368.2K | 0.00% | +15,897+23.0% | Added |
| LSV Asset Management | 86,651 | $375.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 115,955 | $502.1K | 0.00% | +31,811+37.8% | Added |
| Citadel Advisors LLC | 121,796 | $527.4K | 0.00% | −58,317−32.4% | Reduced |
| Qube Research & Technologies Ltd | 123,160 | $533.3K | 0.00% | +114,810+1,375.0% | Added |
| Bridgeway Capital Management, LLC | 124,400 | $538.7K | 0.01% | −24,000−16.2% | Reduced |
| Bank of America Corp | 127,935 | $554.0K | 0.00% | +104,614+448.6% | Added |
| Laurion Capital Management LP | 131,175 | $568.0K | 0.02% | +131,175 | New |
| Jane Street Group, LLC | 137,603 | $595.8K | 0.00% | +137,603 | New |
| Prospera Financial Services Inc | 143,217 | $620.1K | 0.02% | +20,325+16.5% | Added |
| Susquehanna International Group, LLP | 147,558 | $638.9K | 0.00% | +49,536+50.5% | Added |
| Federated Hermes, Inc. | 161,540 | $699.5K | 0.00% | −20,401−11.2% | Reduced |
| State Street Corp | 162,482 | $703.5K | 0.00% | 00.0% | Unchanged |
| Man Group plc | 168,710 | $730.5K | 0.00% | +168,710 | New |
| Citigroup Inc | 171,053 | $740.7K | 0.00% | +71,286+71.5% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 196,659 | $851.5K | 0.00% | −3,108−1.6% | Reduced |
| Affinity Asset Advisors, LLC | 202,349 | $876.2K | 0.17% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 215,172 | $931.7K | 0.00% | +107,434+99.7% | Added |
| Gsa Capital Partners LLP | 262,337 | $1.14M | 0.10% | −17,292−6.2% | Reduced |
| Two Sigma Advisers, LP | 284,800 | $1.23M | 0.00% | +25,000+9.6% | Added |
| SEI Investments Co | 291,868 | $1.26M | 0.00% | +6,211+2.2% | Added |
| Rice Hall James & Associates, LLC | 329,870 | $1.43M | 0.08% | −33,796−9.3% | Reduced |
| Marshall Wace, LLP | 348,622 | $1.51M | 0.00% | +134,409+62.7% | Added |
| Geode Capital Management, LLC | 444,046 | $1.92M | 0.00% | +18,531+4.4% | Added |
| Dimensional Fund Advisors LP | 497,722 | $2.16M | 0.00% | +18,211+3.8% | Added |
| Globeflex Capital L P | 538,559 | $2.33M | 0.24% | 00.0% | Unchanged |
| Morgan Stanley | 752,580 | $3.26M | 0.00% | +413,759+122.1% | Added |
| Great Point Partners LLC | 1,093,273 | $4.73M | 0.81% | +1,093,273 | New |
| BlackRock Inc. | 1,544,532 | $6.69M | 0.00% | +68,821+4.7% | Added |
| Renaissance Technologies LLC | 1,673,213 | $7.25M | 0.01% | −53,389−3.1% | Reduced |
| Eversept Partners, LP | 1,695,021 | $7.34M | 0.72% | +13,872+0.8% | Added |
| Athyrium Capital Management, LP | 1,792,114 | $7.76M | 11.27% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 1,917,274 | $8.30M | 0.03% | +59,274+3.2% | Added |
| Camber Capital Management LP | 2,805,000 | $12.1M | 0.42% | −1,430,000−33.8% | Reduced |
| Millennium Management LLC | 3,164,249 | $13.7M | 0.01% | +80,900+2.6% | Added |
| Vanguard Group Inc | 3,802,081 | $16.5M | 0.00% | +29,688+0.8% | Added |
| Kynam Capital Management, LP | 0 | $0 | 0.00% | −473,975−100.0% | Sold out |
| Hillsdale Investment Management Inc. | 0 | $0 | 0.00% | −27,276−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −14,262−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Headlands Technologies LLC | 0 | $0 | 0.00% | −192−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −200−100.0% | Sold out |