PUMA BIOTECHNOLOGY, INC.
PBYI- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401667
13F holders, Q3 2021
Positions as of Sep 30, 2021.
Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 116
- −4 vs. Q2 2021
- Shares held
- 32.17M
- −2.6M (−7.5%) vs. Q2 2021
- Total value
- $226.03M
- −$93.23M (−29.2%) vs. Q2 2021
Compare with Q2 2021: new holders and sold out
Holders over time
118 in Q1 2021 → 116 in Q3 2021
Institutions
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| VANGUARD GROUP INC | 3,629,433 | $25.44M | 0.00% | +43,390+1.2% | Added |
| Camber Capital Management LP | 3,425,000 | $24.01M | 0.89% | +700,000+25.7% | Added |
| BlackRock Inc. | 3,207,661 | $22.49M | 0.00% | +141,897+4.6% | Added |
| FRED ALGER MANAGEMENT, LLC | 2,470,965 | $17.32M | 0.04% | −515,011−17.2% | Reduced |
| MILLENNIUM MANAGEMENT LLC | 1,666,785 | $11.68M | 0.02% | +1,010,130+153.8% | Added |
| RENAISSANCE TECHNOLOGIES LLC | 1,631,935 | $11.44M | 0.01% | +33,600+2.1% | Added |
| Palo Alto Investors LP | 1,392,997 | $9.77M | 0.59% | 00.0% | Unchanged |
| GREAT POINT PARTNERS LLC | 1,300,000 | $9.11M | 2.15% | 00.0% | Unchanged |
| ACADIAN ASSET MANAGEMENT LLC | 1,299,547 | $9.11M | 0.03% | +72,068+5.9% | Added |
| AIGH Capital Management LLC | 864,427 | $6.06M | 1.71% | −250,000−22.4% | Reduced |
| GOLDMAN SACHS GROUP INC | 807,926 | $5.66M | 0.00% | +421,366+109.0% | Added |
| STATE STREET CORP | 637,720 | $4.47M | 0.00% | −891,800−58.3% | Reduced |
| GEODE CAPITAL MANAGEMENT, LLC | 607,151 | $4.26M | 0.00% | −13,975−2.2% | Reduced |
| WELLINGTON MANAGEMENT GROUP LLP | 550,700 | $3.86M | 0.00% | 00.0% | Unchanged |
| RICE HALL JAMES & ASSOCIATES, LLC | 546,308 | $3.83M | 0.14% | +692+0.1% | Added |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 443,081 | $3.11M | 0.02% | +262,137+144.9% | Added |
| GLOBEFLEX CAPITAL L P | 413,692 | $2.9M | 0.63% | −34,009−7.6% | Reduced |
| Eversept Partners, LP | 397,940 | $2.79M | 0.22% | +397,940 | New |
| Russell Investments Group, Ltd. | 362,671 | $2.54M | 0.00% | +348,963+2,545.7% | Added |
| PRUDENTIAL FINANCIAL INC | 359,695 | $2.52M | 0.00% | −25,042−6.5% | Reduced |
| NORTHERN TRUST CORP | 349,802 | $2.45M | 0.00% | +4,591+1.3% | Added |
| FEDERATED HERMES, INC. | 297,203 | $2.08M | 0.00% | +27,076+10.0% | Added |
| BANK OF AMERICA CORP /DE/ | 293,877 | $2.06M | 0.00% | +16,841+6.1% | Added |
| SEI INVESTMENTS CO | 271,923 | $1.9M | 0.00% | +43,215+18.9% | Added |
| BANK OF MONTREAL /CAN/ | 253,063 | $1.85M | 0.00% | −10,229−3.9% | Reduced |
| Parametric Portfolio Associates LLC | 257,426 | $1.81M | 0.00% | +208,845+429.9% | Added |
| WELLS FARGO & COMPANY/MN | 257,025 | $1.8M | 0.00% | +32,555+14.5% | Added |
| MORGAN STANLEY | 229,255 | $1.61M | 0.00% | +12,304+5.7% | Added |
| TWO SIGMA ADVISERS, LP | 214,200 | $1.5M | 0.00% | +70,600+49.2% | Added |
| CITADEL ADVISORS LLC | 199,908 | $1.4M | 0.00% | +3,070+1.6% | Added |
| Worth Venture Partners, LLC | 197,960 | $1.39M | 0.63% | −63,650−24.3% | Reduced |
| PANAGORA ASSET MANAGEMENT INC | 195,814 | $1.37M | 0.01% | −5,913−2.9% | Reduced |
| JPMORGAN CHASE & CO | 148,940 | $1.04M | 0.00% | −8,759−5.6% | Reduced |
| AlphaCentric Advisors LLC | 148,500 | $1.04M | 0.26% | +108,500+271.3% | Added |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 142,941 | $1M | 0.00% | +116,452+439.6% | Added |
| ENVESTNET ASSET MANAGEMENT INC | 135,226 | $948K | 0.00% | +1,946+1.5% | Added |
| Bank of New York Mellon Corp | 119,681 | $839K | 0.00% | +6,913+6.1% | Added |
| ExodusPoint Capital Management, LP | 114,517 | $803K | 0.01% | +74,186+183.9% | Added |
| TRUIST FINANCIAL CORP | 109,902 | $770K | 0.00% | +1,667+1.5% | Added |
| Nuveen Asset Management, LLC | 109,269 | $754K | 0.00% | −2,135−1.9% | Reduced |
| STRS OHIO | 106,600 | $747K | 0.00% | +28,100+35.8% | Added |
| HRT FINANCIAL LP | 100,111 | $701K | 0.00% | +9,995+11.1% | Added |
| Squarepoint Ops LLC | 99,357 | $696K | 0.00% | +22,431+29.2% | Added |
| GSA CAPITAL PARTNERS LLP | 86,040 | $603K | 0.06% | +71,155+478.0% | Added |
| VIRGINIA RETIREMENT SYSTEMS ET AL | 85,600 | $600K | 0.01% | +14,300+20.1% | Added |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 80,652 | $566K | 0.00% | −199,023−71.2% | Reduced |
| Candriam Luxembourg S.C.A. | – | $502K | 0.00% | – | New |
| MACQUARIE GROUP LTD | 68,248 | $478K | 0.00% | +6,354+10.3% | Added |
| PDT Partners, LLC | 66,728 | $468K | 0.03% | +606+0.9% | Added |
| Swiss National Bank | 66,530 | $466K | 0.00% | 00.0% | Unchanged |
| BARCLAYS PLC | 63,643 | $446K | 0.00% | +13,112+25.9% | Added |
| ALLIANCEBERNSTEIN L.P. | 61,700 | $433K | 0.00% | 00.0% | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 50,457 | $354K | 0.00% | −6,905−12.0% | Reduced |
| D. E. Shaw & Co., Inc. | 50,272 | $352K | 0.00% | −61,234−54.9% | Reduced |
| ALPS ADVISORS INC | 49,974 | $350K | 0.00% | −3,182−6.0% | Reduced |
| Ikarian Capital, LLC | 49,843 | $349K | 0.08% | −5,058−9.2% | Reduced |
| SHELL ASSET MANAGEMENT CO | 48,702 | $341K | 0.01% | −2,090−4.1% | Reduced |
| Summit Global Investments | 46,200 | $324K | 0.02% | +18,800+68.6% | Added |
| PRINCIPAL FINANCIAL GROUP INC | 44,562 | $312K | 0.00% | −332−0.7% | Reduced |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 42,450 | $298K | 0.00% | −1,679−3.8% | Reduced |
| DIMENSIONAL FUND ADVISORS LP | 42,298 | $297K | 0.00% | +10,017+31.0% | Added |
| UBS ASSET MANAGEMENT AMERICAS INC | 42,211 | $295.9K | 0.00% | 00.0% | Unchanged |
| RHUMBLINE ADVISERS | 39,609 | $278K | 0.00% | +568+1.5% | Added |
| CREDIT SUISSE AG/ | 38,765 | $272K | 0.00% | −701−1.8% | Reduced |
| CAPITAL FUND MANAGEMENT S.A. | 36,706 | $257.31K | 0.01% | +1,647+4.7% | Added |
| Voya Investment Management LLC | 36,537 | $256K | 0.00% | +871+2.4% | Added |
| Prospera Financial Services Inc | 35,360 | $248K | 0.01% | +9,615+37.3% | Added |
| Zebra Capital Management LLC | 34,295 | $240K | 0.29% | +3,390+11.0% | Added |
| Cubist Systematic Strategies, LLC | 31,824 | $223K | 0.00% | −20,870−39.6% | Reduced |
| OPPENHEIMER ASSET MANAGEMENT INC. | 29,815 | $209K | 0.00% | +1,710+6.1% | Added |
| ADVISOR GROUP HOLDINGS, INC. | 29,219 | $196K | 0.00% | +14,642+100.4% | Added |
| Trexquant Investment LP | 27,735 | $194K | 0.02% | −3,795−12.0% | Reduced |
| HSBC HOLDINGS PLC | 23,284 | $163K | 0.00% | +23,284 | New |
| MARSHALL WACE, LLP | 23,276 | $163K | 0.00% | +23,276 | New |
| Man Group plc | 22,200 | $156K | 0.00% | +22,200 | New |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 21,925 | $154K | 0.00% | 00.0% | Unchanged |
| DEUTSCHE BANK AG\ | 20,612 | $145K | 0.00% | −12,441−37.6% | Reduced |
| Campbell & CO Investment Adviser LLC | 20,400 | $143K | 0.05% | +20,400 | New |
| Diversified Trust Co | 19,635 | $138K | 0.00% | −7,235−26.9% | Reduced |
| NEW YORK STATE COMMON RETIREMENT FUND | 19,041 | $133K | 0.00% | +82+0.4% | Added |
| ALGERT GLOBAL LLC | 18,588 | $130K | 0.02% | +18,588 | New |
| AMERICAN INTERNATIONAL GROUP, INC. | 17,668 | $124K | 0.00% | −235−1.3% | Reduced |
| TWO SIGMA INVESTMENTS, LP | 15,920 | $112K | 0.00% | −39,638−71.3% | Reduced |
| Invesco Ltd. | 15,370 | $108K | 0.00% | +2,545+19.8% | Added |
| SG Americas Securities, LLC | 15,091 | $106K | 0.00% | +15,091 | New |
| PRICE T ROWE ASSOCIATES INC /MD/ | 14,668 | $103K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 12,844 | $90K | 0.00% | −2,697−17.4% | Reduced |
| Engineers Gate Manager LP | 12,000 | $84K | 0.00% | −1,800−13.0% | Reduced |
| Legal & General Group Plc | 12,012 | $84K | 0.00% | +5,967+98.7% | Added |
| HighVista Strategies LLC | 11,972 | $84K | 0.06% | +11,972 | New |
| MEEDER ASSET MANAGEMENT INC | 11,457 | $81K | 0.00% | +422+3.8% | Added |
| Gyon Technologies Capital Management, LP | 11,464 | $80K | 0.02% | +11,464 | New |
| LPL Financial LLC | 10,420 | $73K | 0.00% | +10,420 | New |
| ROYAL BANK OF CANADA | 7,251 | $51K | 0.00% | +987+15.8% | Added |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | 7,106 | $50K | 0.00% | 00.0% | Unchanged |
| BNP PARIBAS ARBITRAGE, SA | 6,907 | $48.42K | 0.00% | +5,598+427.7% | Added |
| UBS Group AG | 6,524 | $46K | 0.00% | −3,761−36.6% | Reduced |
| CITIGROUP INC | 6,111 | $43K | 0.00% | −86,042−93.4% | Reduced |
| Tower Research Capital LLC (TRC) | 4,550 | $32K | 0.00% | +161+3.7% | Added |
| State of Wyoming | 3,703 | $26K | 0.02% | −38−1.0% | Reduced |