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Puma Biotechnology, Inc.

PBYI
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
SEC CIK
0001401667

In the last 90 days, Puma Biotechnology, Inc. insiders filed 0 open-market purchases and 5 sales; 160 institutions reported holding it in 13F filings for Q2 2026, worth $313.6M in total; no superinvestor holds it.

13F holders, Q3 2021

Institutional positions in Puma Biotechnology, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
116
−4 vs. Q2 2021
Shares held
32.2M
−2.60M (−7.5%) vs. Q2 2021
Total value
$226.0M
−$93.2M (−29.2%) vs. Q2 2021
New holders
12
51 more added
Sold out
16
35 more reduced

Compare with Q2 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting PBYI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2021: 116 institutions
Q1 2021: 118 institutionsQ2 2021: 120 institutionsQ3 2021: 116 institutionsQ4 2021: 102 institutionsQ1 2022: 104 institutionsQ2 2022: 89 institutionsQ3 2022: 83 institutionsQ4 2022: 89 institutionsQ1 2023: 78 institutionsQ2 2023: 68 institutionsQ3 2023: 69 institutionsQ4 2023: 82 institutionsQ1 2024: 93 institutionsQ2 2024: 99 institutionsQ3 2024: 100 institutionsQ4 2024: 112 institutionsQ1 2025: 116 institutionsQ2 2025: 121 institutionsQ3 2025: 132 institutionsQ4 2025: 151 institutionsQ1 2026: 157 institutionsQ2 2026: 160 institutions
Value heldQ3 2021: $226.0M
Q1 2021: $355.9MQ2 2021: $319.3MQ3 2021: $226.0MQ4 2021: $92.2MQ1 2022: $86.1MQ2 2022: $79.5MQ3 2022: $65.5MQ4 2022: $116.3MQ1 2023: $86.1MQ2 2023: $93.8MQ3 2023: $67.6MQ4 2023: $115.2MQ1 2024: $157.7MQ2 2024: $100.9MQ3 2024: $75.9MQ4 2024: $89.7MQ1 2025: $90.0MQ2 2025: $112.5MQ3 2025: $182.5MQ4 2025: $210.2MQ1 2026: $241.8MQ2 2026: $313.6M
Institutions holding PBYI and their total value by quarter
QuarterHoldersValue
Q2 2026160$313.6M
Q1 2026157$241.8M
Q4 2025151$210.2M
Q3 2025132$182.5M
Q2 2025121$112.5M
Q1 2025116$90.0M
Q4 2024112$89.7M
Q3 2024100$75.9M
Q2 202499$100.9M
Q1 202493$157.7M
Q4 202382$115.2M
Q3 202369$67.6M
Q2 202368$93.8M
Q1 202378$86.1M
Q4 202289$116.3M
Q3 202283$65.5M
Q2 202289$79.5M
Q1 2022104$86.1M
Q4 2021102$92.2M
Q3 2021116$226.0M
Q2 2021120$319.3M
Q1 2021118$355.9M

Institutions, Q3 2021

Shares, value and share of portfolio for each institution holding Puma Biotechnology, Inc.; share changes are against Q2 2021.

Institutions holding PBYI in Q3 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Simplex Trading, LLC2,642$24.0K0.00%00.0%Unchanged
Lindbrook Capital, LLC2,793$20.0K0.01%00.0%Unchanged
Ameritas Investment Partners, Inc.2,522$18.0K0.00%00.0%Unchanged
Great West Life Assurance Co2,002$14.0K0.00%00.0%Unchanged
Zurcher Kantonalbank (Zurich Cantonalbank)1,864$13.0K0.00%00.0%Unchanged
O'Shaughnessy Asset Management, LLC1,560$11.0K0.00%−3,500−69.2%Reduced
Captrust Financial Advisors1,614$11.0K0.00%+114+7.6%Added
Rockefeller Capital Management L.P.1,323$9.00K0.00%−55,779−97.7%Reduced
Penserra Capital Management LLC930$6.00K0.00%+10+1.1%Added
Geneos Wealth Management Inc.1,000$6.00K0.00%00.0%Unchanged
Aspire Private Capital, LLC500$4.00K0.00%+500New
Group One Trading, L.P.475$3.00K0.00%−156−24.7%Reduced
Baillie Gifford & Co252$2.00K0.00%00.0%Unchanged
US Bancorp200$1.00K0.00%−310−60.8%Reduced
Daiwa Securities Group Inc.87$1.00K0.00%00.0%Unchanged
Cutler Group LP200$1.00K0.00%00.0%Unchanged
Deerfield Management Company, L.P. (Series C)0$00.00%−3,769,795−100.0%Sold out
Jupiter Asset Management Ltd0$00.00%−645,871−100.0%Sold out
Ameriprise Financial Inc0$00.00%−180,938−100.0%Sold out
Rafferty Asset Management, LLC0$00.00%−51,137−100.0%Sold out
Qube Research & Technologies Ltd0$00.00%−45,777−100.0%Sold out
Manufacturers Life Insurance Company, The0$00.00%−20,909−100.0%Sold out
Virtu Financial LLC0$00.00%−20,384−100.0%Sold out
Dynamic Technology Lab Private Ltd0$00.00%−18,979−100.0%Sold out
XTX Topco Ltd0$00.00%−15,705−100.0%Sold out
Boothbay Fund Management, LLC0$00.00%−12,385−100.0%Sold out
Orion Portfolio Solutions, LLC0$00.00%−12,296−100.0%Sold out
DekaBank Deutsche Girozentrale0$00.00%−8,000−100.0%Sold out
Lazard Asset Management LLC0$00.00%−6,984−100.0%Sold out
Point72 Hong Kong Ltd0$00.00%−5,315−100.0%Sold out
Storebrand Asset Management AS0$00.00%−2,650−100.0%Sold out
IFP Advisors, Inc0$00.00%−1,463−100.0%Sold out