PUMA BIOTECHNOLOGY, INC.
PBYI- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401667
13F holders, Q4 2021
Positions as of Dec 31, 2021.
Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- −14 vs. Q3 2021
- Shares held
- 30.6M
- −1.56M (−4.9%) vs. Q3 2021
- Total value
- $93.14M
- −$132.89M (−58.8%) vs. Q3 2021
Compare with Q3 2021: new holders and sold out
Holders over time
118 in Q1 2021 → 102 in Q4 2021
Institutions
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| VANGUARD GROUP INC | 3,680,187 | $11.19M | 0.00% | +50,754+1.4% | Added |
| BlackRock Inc. | 3,204,237 | $9.74M | 0.00% | −3,424−0.1% | Reduced |
| GOLDMAN SACHS GROUP INC | 2,283,165 | $6.94M | 0.00% | +1,475,239+182.6% | Added |
| Camber Capital Management LP | 2,050,000 | $6.23M | 0.24% | −1,375,000−40.1% | Reduced |
| RENAISSANCE TECHNOLOGIES LLC | 1,820,858 | $5.54M | 0.01% | +188,923+11.6% | Added |
| ACADIAN ASSET MANAGEMENT LLC | 1,746,281 | $5.31M | 0.02% | +446,734+34.4% | Added |
| MILLENNIUM MANAGEMENT LLC | 1,707,554 | $5.19M | 0.01% | +40,769+2.4% | Added |
| Eversept Partners, LP | 1,117,898 | $3.4M | 0.28% | +719,958+180.9% | Added |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 756,675 | $2.3M | 0.02% | +313,594+70.8% | Added |
| D. E. Shaw & Co., Inc. | 735,962 | $2.24M | 0.00% | +685,690+1,364.0% | Added |
| Kynam Capital Management, LP | 683,619 | $2.08M | 1.11% | +683,619 | New |
| GEODE CAPITAL MANAGEMENT, LLC | 637,292 | $1.94M | 0.00% | +30,141+5.0% | Added |
| BANK OF MONTREAL /CAN/ | 557,538 | $1.82M | 0.00% | +304,475+120.3% | Added |
| STATE STREET CORP | 578,090 | $1.76M | 0.00% | −59,630−9.4% | Reduced |
| RICE HALL JAMES & ASSOCIATES, LLC | 491,282 | $1.49M | 0.05% | −55,026−10.1% | Reduced |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 456,862 | $1.39M | 0.00% | +406,405+805.4% | Added |
| GLOBEFLEX CAPITAL L P | 413,381 | $1.26M | 0.26% | −311−0.1% | Reduced |
| Walleye Capital LLC | 403,119 | $1.23M | 0.04% | +403,119 | New |
| AlphaCentric Advisors LLC | 400,000 | $1.22M | 0.35% | +251,500+169.4% | Added |
| Parametric Portfolio Associates LLC | 397,483 | $1.21M | 0.00% | +140,057+54.4% | Added |
| MARSHALL WACE, LLP | 396,967 | $1.21M | 0.00% | +373,691+1,605.5% | Added |
| Brandywine Global Investment Management, LLC | 380,000 | $1.16M | 0.01% | +380,000 | New |
| Assenagon Asset Management S.A. | 379,139 | $1.15M | 0.00% | +379,139 | New |
| FEDERATED HERMES, INC. | 307,117 | $934K | 0.00% | +9,914+3.3% | Added |
| NORTHERN TRUST CORP | 305,164 | $927K | 0.00% | −44,638−12.8% | Reduced |
| SEI INVESTMENTS CO | 284,073 | $863K | 0.00% | +12,150+4.5% | Added |
| MORGAN STANLEY | 278,964 | $848K | 0.00% | +49,709+21.7% | Added |
| Allspring Global Investments Holdings, LLC | 247,200 | $751K | 0.00% | +247,200 | New |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 240,713 | $732K | 0.01% | +240,713 | New |
| STRS OHIO | 237,000 | $720K | 0.00% | +130,400+122.3% | Added |
| WELLS FARGO & COMPANY/MN | 215,768 | $656K | 0.00% | −41,257−16.1% | Reduced |
| PANAGORA ASSET MANAGEMENT INC | 198,072 | $602K | 0.00% | +2,258+1.2% | Added |
| PRUDENTIAL FINANCIAL INC | 178,436 | $543K | 0.00% | −181,259−50.4% | Reduced |
| BARCLAYS PLC | 173,374 | $526K | 0.00% | +109,731+172.4% | Added |
| JPMORGAN CHASE & CO | 143,497 | $437K | 0.00% | −5,443−3.7% | Reduced |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 117,681 | $358K | 0.00% | −25,260−17.7% | Reduced |
| Bank of New York Mellon Corp | 116,096 | $354K | 0.00% | −3,585−3.0% | Reduced |
| NOMURA HOLDINGS INC | 105,103 | $322K | 0.00% | +105,103 | New |
| Voya Investment Management LLC | 104,010 | $317K | 0.00% | +67,473+184.7% | Added |
| ExodusPoint Capital Management, LP | 103,955 | $316K | 0.00% | −10,562−9.2% | Reduced |
| Walleye Trading LLC | 101,947 | $310K | 0.01% | +101,947 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 100,215 | $305K | 0.00% | +100,215 | New |
| Russell Investments Group, Ltd. | 96,921 | $293K | 0.00% | −265,750−73.3% | Reduced |
| Nuveen Asset Management, LLC | 99,561 | $283K | 0.00% | −9,708−8.9% | Reduced |
| CITADEL ADVISORS LLC | 82,598 | $251K | 0.00% | −117,310−58.7% | Reduced |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 80,652 | $246K | 0.00% | 00.0% | Unchanged |
| HRT FINANCIAL LP | 80,077 | $243K | 0.00% | −20,034−20.0% | Reduced |
| SIMPLEX TRADING, LLC | 78,512 | $238K | 0.01% | +75,870+2,871.7% | Added |
| DUPONT CAPITAL MANAGEMENT CORP | 71,012 | $216K | 0.01% | +71,012 | New |
| PDT Partners, LLC | 68,091 | $207K | 0.02% | +1,363+2.0% | Added |
| MACQUARIE GROUP LTD | 61,255 | $186K | 0.00% | −6,993−10.2% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 59,500 | $181K | 0.03% | +59,500 | New |
| ALLIANCEBERNSTEIN L.P. | 55,800 | $170K | 0.00% | −5,900−9.6% | Reduced |
| Man Group plc | 55,901 | $170K | 0.00% | +33,701+151.8% | Added |
| BANK OF AMERICA CORP /DE/ | 53,392 | $162K | 0.00% | −240,485−81.8% | Reduced |
| TWO SIGMA ADVISERS, LP | 53,000 | $161K | 0.00% | −161,200−75.3% | Reduced |
| PRINCIPAL FINANCIAL GROUP INC | 50,445 | $153K | 0.00% | +5,883+13.2% | Added |
| Ikarian Capital, LLC | 49,843 | $152K | 0.04% | 00.0% | Unchanged |
| Jump Financial, LLC | 45,400 | $138K | 0.01% | +45,400 | New |
| Cubist Systematic Strategies, LLC | 44,867 | $136K | 0.00% | +13,043+41.0% | Added |
| State of Wyoming | 41,521 | $126K | 0.06% | +37,818+1,021.3% | Added |
| RHUMBLINE ADVISERS | 38,771 | $118K | 0.00% | −838−2.1% | Reduced |
| Squarepoint Ops LLC | 38,201 | $116K | 0.00% | −61,156−61.6% | Reduced |
| Prospera Financial Services Inc | 36,032 | $110K | 0.00% | +672+1.9% | Added |
| XTX Topco Ltd | 30,308 | $92K | 0.05% | +30,308 | New |
| NEW YORK STATE COMMON RETIREMENT FUND | 28,399 | $86K | 0.00% | +9,358+49.1% | Added |
| ALGERT GLOBAL LLC | 27,458 | $83K | 0.01% | +8,870+47.7% | Added |
| Diversified Trust Co | 25,688 | $78K | 0.00% | +6,053+30.8% | Added |
| Zebra Capital Management LLC | 25,058 | $76K | 0.12% | −9,237−26.9% | Reduced |
| HSBC HOLDINGS PLC | 23,284 | $71K | 0.00% | 00.0% | Unchanged |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 21,925 | $67K | 0.00% | 00.0% | Unchanged |
| DEUTSCHE BANK AG\ | 20,554 | $63K | 0.00% | −58−0.3% | Reduced |
| UBS Group AG | 17,462 | $53K | 0.00% | +10,938+167.7% | Added |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 17,218 | $52K | 0.00% | −25,232−59.4% | Reduced |
| AMERICAN INTERNATIONAL GROUP, INC. | 17,154 | $52K | 0.00% | −514−2.9% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 16,749 | $51K | 0.01% | +16,749 | New |
| Manteio Capital LLC | 16,409 | $50K | 0.06% | +16,409 | New |
| ADVISOR GROUP HOLDINGS, INC. | 15,571 | $49K | 0.00% | −13,648−46.7% | Reduced |
| PRICE T ROWE ASSOCIATES INC /MD/ | 14,368 | $44K | 0.00% | −300−2.0% | Reduced |
| Quantbot Technologies LP | 14,469 | $43K | 0.00% | +14,469 | New |
| ProShare Advisors LLC | 12,807 | $39K | 0.00% | −37−0.3% | Reduced |
| WOLVERINE TRADING, LLC | 11,847 | $38K | 0.00% | +11,847 | New |
| Invesco Ltd. | 11,820 | $36K | 0.00% | −3,550−23.1% | Reduced |
| BNP PARIBAS ARBITRAGE, SA | 11,354 | $34.52K | 0.00% | +4,447+64.4% | Added |
| CITIGROUP INC | 9,225 | $28K | 0.00% | +3,114+51.0% | Added |
| ROYAL BANK OF CANADA | 8,705 | $26K | 0.00% | +1,454+20.1% | Added |
| Tower Research Capital LLC (TRC) | 8,589 | $26K | 0.00% | +4,039+88.8% | Added |
| GROUP ONE TRADING, L.P. | 4,789 | $15K | 0.00% | +4,314+908.2% | Added |
| Legal & General Group Plc | 3,554 | $11K | 0.00% | −8,458−70.4% | Reduced |
| Lindbrook Capital, LLC | 2,793 | $8K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 2,522 | $8K | 0.00% | 00.0% | Unchanged |
| CAPTRUST FINANCIAL ADVISORS | 1,500 | $5K | 0.00% | −114−7.1% | Reduced |
| TCI Wealth Advisors, Inc. | 1,429 | $4K | 0.00% | +1,429 | New |
| Geneos Wealth Management Inc. | 1,000 | $3K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 700 | $2K | 0.00% | +200+40.0% | Added |
| QUADRANT CAPITAL GROUP LLC | 586 | $2K | 0.00% | +586 | New |
| US BANCORP \DE\ | 200 | $1K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 1 | $0 | 0.00% | −1,863−99.9% | Reduced |
| Rockefeller Capital Management L.P. | 275 | $0 | 0.00% | −1,048−79.2% | Reduced |
| Daiwa Securities Group Inc. | 87 | $0 | 0.00% | 00.0% | Unchanged |