Puma Biotechnology, Inc.
PBYI- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401667
In the last 90 days, Puma Biotechnology, Inc. insiders filed 0 open-market purchases and 5 sales; 160 institutions reported holding it in 13F filings for Q2 2026, worth $313.6M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Puma Biotechnology, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 116
- −4 vs. Q2 2021
- Shares held
- 32.2M
- −2.60M (−7.5%) vs. Q2 2021
- Total value
- $226.0M
- −$93.2M (−29.2%) vs. Q2 2021
- New holders
- 12
- 51 more added
- Sold out
- 16
- 35 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PBYI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 160 | $313.6M |
| Q1 2026 | 157 | $241.8M |
| Q4 2025 | 151 | $210.2M |
| Q3 2025 | 132 | $182.6M |
| Q2 2025 | 121 | $112.8M |
| Q1 2025 | 116 | $90.1M |
| Q4 2024 | 112 | $90.1M |
| Q3 2024 | 100 | $76.0M |
| Q2 2024 | 99 | $101.0M |
| Q1 2024 | 93 | $164.4M |
| Q4 2023 | 82 | $117.0M |
| Q3 2023 | 69 | $67.6M |
| Q2 2023 | 68 | $93.8M |
| Q1 2023 | 78 | $86.3M |
| Q4 2022 | 89 | $116.3M |
| Q3 2022 | 83 | $65.5M |
| Q2 2022 | 89 | $79.5M |
| Q1 2022 | 104 | $86.1M |
| Q4 2021 | 102 | $93.1M |
| Q3 2021 | 116 | $226.0M |
| Q2 2021 | 120 | $319.3M |
| Q1 2021 | 118 | $355.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Puma Biotechnology, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| US Bancorp | 200 | $1.00K | 0.00% | −310−60.8% | Reduced |
| Daiwa Securities Group Inc. | 87 | $1.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Baillie Gifford & Co | 252 | $2.00K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 475 | $3.00K | 0.00% | −156−24.7% | Reduced |
| Aspire Private Capital, LLC | 500 | $4.00K | 0.00% | +500 | New |
| Penserra Capital Management LLC | 930 | $6.00K | 0.00% | +10+1.1% | Added |
| Geneos Wealth Management Inc. | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 1,323 | $9.00K | 0.00% | −55,779−97.7% | Reduced |
| O'Shaughnessy Asset Management, LLC | 1,560 | $11.0K | 0.00% | −3,500−69.2% | Reduced |
| Captrust Financial Advisors | 1,614 | $11.0K | 0.00% | +114+7.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 1,864 | $13.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 2,002 | $14.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 2,522 | $18.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,793 | $20.0K | 0.01% | 00.0% | Unchanged |
| Simplex Trading, LLC | 2,642 | $24.0K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 3,703 | $26.0K | 0.02% | −38−1.0% | Reduced |
| Tower Research Capital LLC (TRC) | 4,550 | $32.0K | 0.00% | +161+3.7% | Added |
| Citigroup Inc | 6,111 | $43.0K | 0.00% | −86,042−93.4% | Reduced |
| UBS Group AG | 6,524 | $46.0K | 0.00% | −3,761−36.6% | Reduced |
| BNP Paribas Arbitrage, SA | 6,907 | $48.4K | 0.00% | +5,598+427.7% | Added |
| Public Employees Retirement Association of Colorado | 7,106 | $50.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 7,251 | $51.0K | 0.00% | +987+15.8% | Added |
| LPL Financial LLC | 10,420 | $73.0K | 0.00% | +10,420 | New |
| Gyon Technologies Capital Management, LP | 11,464 | $80.0K | 0.02% | +11,464 | New |
| Meeder Asset Management Inc | 11,457 | $81.0K | 0.00% | +422+3.8% | Added |
| Engineers Gate Manager LP | 12,000 | $84.0K | 0.00% | −1,800−13.0% | Reduced |
| Legal & General Group Plc | 12,012 | $84.0K | 0.00% | +5,967+98.7% | Added |
| HighVista Strategies LLC | 11,972 | $84.0K | 0.06% | +11,972 | New |
| ProShare Advisors LLC | 12,844 | $90.0K | 0.00% | −2,697−17.4% | Reduced |
| Price T Rowe Associates Inc | 14,668 | $103.0K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 15,091 | $106.0K | 0.00% | +15,091 | New |
| Invesco Ltd. | 15,370 | $108.0K | 0.00% | +2,545+19.8% | Added |
| Two Sigma Investments, LP | 15,920 | $112.0K | 0.00% | −39,638−71.3% | Reduced |
| American International Group, Inc. | 17,668 | $124.0K | 0.00% | −235−1.3% | Reduced |
| Algert Global LLC | 18,588 | $130.0K | 0.02% | +18,588 | New |
| New York State Common Retirement Fund | 19,041 | $133.0K | 0.00% | +82+0.4% | Added |
| Diversified Trust Co | 19,635 | $138.0K | 0.00% | −7,235−26.9% | Reduced |
| Campbell & CO Investment Adviser LLC | 20,400 | $143.0K | 0.05% | +20,400 | New |
| Deutsche Bank AG | 20,612 | $145.0K | 0.00% | −12,441−37.6% | Reduced |
| State Board of Administration of Florida Retirement System | 21,925 | $154.0K | 0.00% | 00.0% | Unchanged |
| Man Group plc | 22,200 | $156.0K | 0.00% | +22,200 | New |
| HSBC Holdings PLC | 23,284 | $163.0K | 0.00% | +23,284 | New |
| Marshall Wace, LLP | 23,276 | $163.0K | 0.00% | +23,276 | New |
| Trexquant Investment LP | 27,735 | $194.0K | 0.02% | −3,795−12.0% | Reduced |
| Advisor Group Holdings, Inc. | 29,219 | $196.0K | 0.00% | +14,642+100.4% | Added |
| Oppenheimer Asset Management Inc. | 29,815 | $209.0K | 0.00% | +1,710+6.1% | Added |
| Cubist Systematic Strategies, LLC | 31,824 | $223.0K | 0.00% | −20,870−39.6% | Reduced |
| Zebra Capital Management LLC | 34,295 | $240.0K | 0.29% | +3,390+11.0% | Added |
| Prospera Financial Services Inc | 35,360 | $248.0K | 0.01% | +9,615+37.3% | Added |
| Voya Investment Management LLC | 36,537 | $256.0K | 0.00% | +871+2.4% | Added |
| Capital Fund Management S.A. | 36,706 | $257.3K | 0.01% | +1,647+4.7% | Added |
| Credit Suisse AG | 38,765 | $272.0K | 0.00% | −701−1.8% | Reduced |
| Rhumbline Advisers | 39,609 | $278.0K | 0.00% | +568+1.5% | Added |
| UBS Asset Management Americas Inc | 42,211 | $295.9K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 42,298 | $297.0K | 0.00% | +10,017+31.0% | Added |
| California State Teachers Retirement System | 42,450 | $298.0K | 0.00% | −1,679−3.8% | Reduced |
| Principal Financial Group Inc | 44,562 | $312.0K | 0.00% | −332−0.7% | Reduced |
| Summit Global Investments | 46,200 | $324.0K | 0.02% | +18,800+68.6% | Added |
| Shell Asset Management Co | 48,702 | $341.0K | 0.01% | −2,090−4.1% | Reduced |
| Ikarian Capital, LLC | 49,843 | $349.0K | 0.08% | −5,058−9.2% | Reduced |
| Alps Advisors Inc | 49,974 | $350.0K | 0.00% | −3,182−6.0% | Reduced |
| D. E. Shaw & Co., Inc. | 50,272 | $352.0K | 0.00% | −61,234−54.9% | Reduced |
| Susquehanna International Group, LLP | 50,457 | $354.0K | 0.00% | −6,905−12.0% | Reduced |
| Alliancebernstein L.P. | 61,700 | $433.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 63,643 | $446.0K | 0.00% | +13,112+25.9% | Added |
| Swiss National Bank | 66,530 | $466.0K | 0.00% | 00.0% | Unchanged |
| PDT Partners, LLC | 66,728 | $468.0K | 0.03% | +606+0.9% | Added |
| Macquarie Group Ltd | 68,248 | $478.0K | 0.00% | +6,354+10.3% | Added |
| Candriam Luxembourg S.C.A. | – | $502.0K | 0.00% | – | New |
| Charles Schwab Investment Management Inc | 80,652 | $566.0K | 0.00% | −199,023−71.2% | Reduced |
| Virginia Retirement Systems Et Al | 85,600 | $600.0K | 0.01% | +14,300+20.1% | Added |
| Gsa Capital Partners LLP | 86,040 | $603.0K | 0.06% | +71,155+478.0% | Added |
| Squarepoint Ops LLC | 99,357 | $696.0K | 0.00% | +22,431+29.2% | Added |
| HRT Financial LP | 100,111 | $701.0K | 0.00% | +9,995+11.1% | Added |
| STRS Ohio | 106,600 | $747.0K | 0.00% | +28,100+35.8% | Added |
| Nuveen Asset Management, LLC | 109,269 | $754.0K | 0.00% | −2,135−1.9% | Reduced |
| Truist Financial Corp | 109,902 | $770.0K | 0.00% | +1,667+1.5% | Added |
| ExodusPoint Capital Management, LP | 114,517 | $803.0K | 0.01% | +74,186+183.9% | Added |
| Bank of New York Mellon Corp | 119,681 | $839.0K | 0.00% | +6,913+6.1% | Added |
| Envestnet Asset Management Inc | 135,226 | $948.0K | 0.00% | +1,946+1.5% | Added |
| Los Angeles Capital Management LLC | 142,941 | $1.00M | 0.00% | +116,452+439.6% | Added |
| AlphaCentric Advisors LLC | 148,500 | $1.04M | 0.26% | +108,500+271.3% | Added |
| JPMorgan Chase & Co | 148,940 | $1.04M | 0.00% | −8,759−5.6% | Reduced |
| Panagora Asset Management Inc | 195,814 | $1.37M | 0.01% | −5,913−2.9% | Reduced |
| Worth Venture Partners, LLC | 197,960 | $1.39M | 0.63% | −63,650−24.3% | Reduced |
| Citadel Advisors LLC | 199,908 | $1.40M | 0.00% | +3,070+1.6% | Added |
| Two Sigma Advisers, LP | 214,200 | $1.50M | 0.00% | +70,600+49.2% | Added |
| Morgan Stanley | 229,255 | $1.61M | 0.00% | +12,304+5.7% | Added |
| Wells Fargo & Company | 257,025 | $1.80M | 0.00% | +32,555+14.5% | Added |
| Parametric Portfolio Associates LLC | 257,426 | $1.80M | 0.00% | +208,845+429.9% | Added |
| Bank of Montreal | 253,063 | $1.85M | 0.00% | −10,229−3.9% | Reduced |
| SEI Investments Co | 271,923 | $1.90M | 0.00% | +43,215+18.9% | Added |
| Bank of America Corp | 293,877 | $2.06M | 0.00% | +16,841+6.1% | Added |
| Federated Hermes, Inc. | 297,203 | $2.08M | 0.00% | +27,076+10.0% | Added |
| Northern Trust Corp | 349,802 | $2.45M | 0.00% | +4,591+1.3% | Added |
| Prudential Financial Inc | 359,695 | $2.52M | 0.00% | −25,042−6.5% | Reduced |
| Russell Investments Group, Ltd. | 362,671 | $2.54M | 0.00% | +348,963+2,545.7% | Added |
| Eversept Partners, LP | 397,940 | $2.79M | 0.22% | +397,940 | New |
| Globeflex Capital L P | 413,692 | $2.90M | 0.63% | −34,009−7.6% | Reduced |