Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Neophotonics Corp as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
NPTN is no longer listed, so this page shows Q2 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 157
- +17 vs. Q1 2022
- Shares held
- 48.9M
- +2.36M (+5.1%) vs. Q1 2022
- Total value
- $780.4M
- +$73.2M (+10.3%) vs. Q1 2022
- New holders
- 34
- 45 more added
- Sold out
- 17
- 52 more reduced
3 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 3,479,493 | $54.7M | 0.00% | −101,814−2.8% | Reduced |
| Vanguard Group Inc | 2,641,795 | $41.6M | 0.00% | +51,479+2.0% | Added |
| Magnetar Financial LLC | 2,424,399 | $38.1M | 0.44% | −163,973−6.3% | Reduced |
| Alpine Associates Management Inc. | 2,344,094 | $36.9M | 1.39% | +201,300+9.4% | Added |
| State Street Corp | 2,305,202 | $36.3M | 0.00% | −809,098−26.0% | Reduced |
| Pentwater Capital Management LP | 2,100,000 | $33.0M | 0.56% | +1,974,000+1,566.7% | Added |
| Paradigm Capital Management Inc | 2,060,000 | $32.4M | 2.20% | 00.0% | Unchanged |
| Millennium Management LLC | 1,955,993 | $30.8M | 0.04% | +1,697,326+656.2% | Added |
| Alliancebernstein L.P. | 1,890,884 | $29.7M | 0.01% | +700,021+58.8% | Added |
| Dimensional Fund Advisors LP | 1,817,091 | $28.6M | 0.01% | −109,897−5.7% | Reduced |
| Goldman Sachs Group Inc | 1,689,218 | $26.6M | 0.01% | +255,456+17.8% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 1,395,500 | $22.0M | 0.10% | +317,000+29.4% | Added |
| TIG Advisors, LLC | 1,362,380 | $21.4M | 0.90% | −740,179−35.2% | Reduced |
| Renaissance Technologies LLC | 1,236,457 | $19.4M | 0.02% | −167,400−11.9% | Reduced |
| Water Island Capital LLC | 1,151,614 | $18.1M | 1.13% | −506,083−30.5% | Reduced |
| Versor Investments LP | 1,106,272 | $17.4M | 0.67% | 00.0% | Unchanged |
| Morgan Stanley | 991,236 | $15.6M | 0.00% | +392,101+65.4% | Added |
| Geode Capital Management, LLC | 879,817 | $13.8M | 0.00% | −21,536−2.4% | Reduced |
| CNH Partners LLC | 872,818 | $13.7M | 0.31% | −7,313−0.8% | Reduced |
| Westchester Capital Management, LLC | 866,717 | $13.6M | 0.42% | −591,970−40.6% | Reduced |
| Bank of America Corp | 747,914 | $11.8M | 0.00% | −5,537−0.7% | Reduced |
| Man Group plc | – | $11.7M | 0.05% | – | New |
| JPMorgan Chase & Co | 744,968 | $11.7M | 0.00% | +173,027+30.3% | Added |
| LMR Partners LLP | 532,582 | $8.38M | 0.18% | +532,582 | New |
| Highland Capital Management Fund Advisors, L.P. | 529,170 | $8.32M | 0.74% | +529,170 | New |
| Northern Trust Corp | 494,857 | $7.78M | 0.00% | +7,186+1.5% | Added |
| Crabel Capital Management, LLC | 477,707 | $7.51M | 3.94% | 00.0% | Unchanged |
| Ergoteles LLC | 461,532 | $7.26M | 0.22% | +4,128+0.9% | Added |
| Maso Capital Partners Ltd | 393,922 | $6.20M | 3.50% | +393,922 | New |
| HSBC Holdings PLC | 390,545 | $6.14M | 0.01% | +19,201+5.2% | Added |
| EHP Funds Inc. | 387,816 | $6.10M | 1.12% | −25,000−6.1% | Reduced |
| Gabelli Funds LLC | 376,171 | $5.92M | 0.05% | +100,993+36.7% | Added |
| Qube Research & Technologies Ltd | 364,574 | $5.74M | 0.04% | +158,972+77.3% | Added |
| Norges Bank | 356,900 | $5.61M | 0.00% | +356,900 | New |
| Penserra Capital Management LLC | 306,885 | $4.83M | 0.13% | −102,051−25.0% | Reduced |
| Beryl Capital Management LLC | 298,468 | $4.70M | 0.49% | +298,468 | New |
| UBS Group AG | 294,314 | $4.63M | 0.00% | +46,396+18.7% | Added |
| Athos Capital Ltd | 273,000 | $4.29M | 2.08% | +273,000 | New |
| Marshall Wace, LLP | 272,134 | $4.28M | 0.01% | +203,039+293.9% | Added |
| Citadel Advisors LLC | 260,595 | $4.10M | 0.01% | −19,112−6.8% | Reduced |
| BCK Capital Management LP | 259,809 | $4.09M | 3.17% | 00.0% | Unchanged |
| Needham Investment Management LLC | 240,000 | $3.78M | 0.71% | −50,000−17.2% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 231,076 | $3.63M | 0.47% | +49,950+27.6% | Added |
| Prelude Capital Management, LLC | 208,664 | $3.28M | 0.16% | +64,468+44.7% | Added |
| Omni Event Management Ltd | 203,965 | $3.21M | 0.22% | −7,227−3.4% | Reduced |
| Herald Investment Management Ltd | 200,000 | $3.14M | 0.73% | 00.0% | Unchanged |
| Voloridge Investment Management, LLC | 196,124 | $3.08M | 0.02% | +196,124 | New |
| Calamos Advisors LLC | 192,524 | $3.03M | 0.01% | −2,476−1.3% | Reduced |
| Havens Advisors LLC | 191,000 | $3.00M | 4.76% | −17,800−8.5% | Reduced |
| Candriam Luxembourg S.C.A. | 189,128 | $2.98M | 0.02% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 164,511 | $2.59M | 0.00% | −27,663−14.4% | Reduced |
| Citigroup Inc | 157,387 | $2.48M | 0.00% | −263,171−62.6% | Reduced |
| Hudson Bay Capital Management LP | 151,787 | $2.39M | 0.02% | +151,787 | New |
| Nuveen Asset Management, LLC | 150,353 | $2.37M | 0.00% | −30,523−16.9% | Reduced |
| Millrace Asset Group, Inc. | 148,503 | $2.34M | 2.19% | −56,652−27.6% | Reduced |
| Charles Schwab Investment Management Inc | 136,196 | $2.14M | 0.00% | −560.0% | Reduced |
| Keebeck Alpha, LP | 133,119 | $2.09M | 0.94% | +35,716+36.7% | Added |
| Vazirani Asset Management LLC | 125,000 | $1.97M | 2.55% | +125,000 | New |
| Swiss National Bank | 124,600 | $1.96M | 0.00% | 00.0% | Unchanged |
| Ramius Advisors LLC | 121,416 | $1.91M | 1.01% | −556,970−82.1% | Reduced |
| Wolverine Asset Management LLC | 113,894 | $1.79M | 0.02% | +12,696+12.5% | Added |
| Centiva Capital, LP | 113,076 | $1.78M | 0.10% | +13,076+13.1% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 103,469 | $1.63M | 0.01% | −54,591−34.5% | Reduced |
| Guggenheim Capital LLC | 102,036 | $1.60M | 0.01% | +24,466+31.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 102,014 | $1.60M | 0.00% | +102,014 | New |
| Lombard Odier Asset Management (USA) Corp | 97,200 | $1.53M | 0.32% | 00.0% | Unchanged |
| Credit Suisse AG | 95,076 | $1.50M | 0.00% | −29,446−23.6% | Reduced |
| New York Life Investment Management LLC | 84,341 | $1.33M | 0.02% | +84,341 | New |
| Canada Pension Plan Investment Board | 83,050 | $1.31M | 0.00% | −357,000−81.1% | Reduced |
| Walleye Capital LLC | 80,198 | $1.26M | 0.04% | +9,324+13.2% | Added |
| Yakira Capital Management, Inc. | 77,739 | $1.22M | 0.19% | +77,739 | New |
| Bank of Montreal | 74,040 | $1.17M | 0.00% | +74,040 | New |
| Jane Street Group, LLC | 73,368 | $1.15M | 0.00% | +62,842+597.0% | Added |
| Invesco Ltd. | 71,484 | $1.12M | 0.00% | +21,630+43.4% | Added |
| California State Teachers Retirement System | 67,806 | $1.07M | 0.00% | −3,577−5.0% | Reduced |
| Squarepoint Ops LLC | 64,493 | $1.01M | 0.01% | +64,493 | New |
| Rhumbline Advisers | 62,482 | $983.0K | 0.00% | −4,733−7.0% | Reduced |
| Mint Tower Capital Management B.V. | 62,082 | $977.0K | 0.09% | +62,082 | New |
| Vivaldi Asset Management, LLC | 56,660 | $891.0K | 0.06% | +37,884+201.8% | Added |
| HRT Financial LP | 50,756 | $798.0K | 0.01% | +50,756 | New |
| Deutsche Bank AG | 48,994 | $771.0K | 0.00% | −120,355−71.1% | Reduced |
| Public Employees Retirement System of Ohio | 48,000 | $755.0K | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 43,178 | $679.2K | 0.00% | −1,294−2.9% | Reduced |
| Russell Investments Group, Ltd. | 39,939 | $628.0K | 0.00% | 00.0% | Unchanged |
| PenderFund Capital Management Ltd. | 30,300 | $614.0K | 0.17% | +9,900+48.5% | Added |
| Susquehanna International Group, LLP | 37,912 | $596.0K | 0.00% | +37,912 | New |
| Natixis | 37,852 | $595.0K | 0.00% | +37,852 | New |
| Weiss Multi-Strategy Advisers LLC | 37,056 | $583.0K | 0.02% | −2,277−5.8% | Reduced |
| HAP Trading, LLC | 36,087 | $568.0K | 0.07% | −37,058−50.7% | Reduced |
| Victory Capital Management Inc | 35,723 | $562.0K | 0.00% | +14,248+66.3% | Added |
| Shay Capital LLC | 35,635 | $561.0K | 0.29% | +10,335+40.8% | Added |
| New York State Common Retirement Fund | 35,144 | $553.0K | 0.00% | −22−0.1% | Reduced |
| Gsa Capital Partners LLP | 29,094 | $458.0K | 0.07% | +7,262+33.3% | Added |
| Wellington Management Group LLP | 28,248 | $444.0K | 0.00% | +57+0.2% | Added |
| MetLife Investment Management | 26,961 | $424.1K | 0.00% | 00.0% | Unchanged |
| Telemetry Investments, L.L.C. | 26,200 | $412.0K | 0.63% | +2,200+9.2% | Added |
| SG Americas Securities, LLC | 25,354 | $399.0K | 0.01% | −82,293−76.4% | Reduced |
| American International Group, Inc. | 24,608 | $387.0K | 0.00% | −1,301−5.0% | Reduced |
| Allianz Asset Management GmbH | 24,000 | $378.0K | 0.00% | 00.0% | Unchanged |
| Diametric Capital, LP | 23,637 | $372.0K | 0.27% | +4,261+22.0% | Added |