Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Neophotonics Corp as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
NPTN is no longer listed, so this page shows Q2 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 157
- +17 vs. Q1 2022
- Shares held
- 48.9M
- +2.36M (+5.1%) vs. Q1 2022
- Total value
- $780.4M
- +$73.2M (+10.3%) vs. Q1 2022
- New holders
- 34
- 45 more added
- Sold out
- 17
- 52 more reduced
3 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allworth Financial LP | 19 | $0 | 0.00% | +19 | New |
| Quadrant Capital Group LLC | 29 | $0 | 0.00% | +29 | New |
| Harbour Investments, Inc. | 79 | $1.00K | 0.00% | +79 | New |
| Accel Wealth Management | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 156 | $2.00K | 0.00% | +115+280.5% | Added |
| Manchester Capital Management LLC | 171 | $3.00K | 0.00% | −29−14.5% | Reduced |
| Advisor Group Holdings, Inc. | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 433 | $4.00K | 0.00% | −400−48.0% | Reduced |
| Royal Bank of Canada | 296 | $5.00K | 0.00% | −3,010−91.0% | Reduced |
| Stonebridge Capital Advisors LLC | 500 | $8.00K | 0.00% | −500−50.0% | Reduced |
| Signaturefd, LLC | 504 | $8.00K | 0.00% | +211+72.0% | Added |
| Macquarie Group Ltd | 615 | $10.0K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 800 | $13.0K | 0.00% | 00.0% | Unchanged |
| Venture Visionary Partners LLC | 1,000 | $15.7K | 0.00% | +1,000 | New |
| Northwestern Mutual Wealth Management Co | 1,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 1,124 | $18.0K | 0.00% | +1,124 | New |
| Geneos Wealth Management Inc. | 1,306 | $20.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,333 | $20.0K | 0.00% | +1,333 | New |
| Point72 Hong Kong Ltd | 1,548 | $24.0K | 0.00% | +1,548 | New |
| FMR LLC | 1,584 | $25.0K | 0.00% | +445+39.1% | Added |
| Great West Life Assurance Co | 2,161 | $34.0K | 0.00% | −1,181−35.3% | Reduced |
| Equitec Proprietary Markets, LLC | 2,700 | $42.0K | 0.02% | +100+3.8% | Added |
| Tower Research Capital LLC (TRC) | 2,990 | $47.0K | 0.00% | +2,520+536.2% | Added |
| Metropolitan Life Insurance Co | 3,318 | $52.2K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 4,198 | $66.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 4,945 | $78.0K | 0.00% | −9,287−65.3% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,795 | $107.0K | 0.00% | 00.0% | Unchanged |
| Standard Family Office LLC | 8,000 | $126.0K | 1.25% | +8,000 | New |
| Amalgamated Bank | 8,229 | $129.0K | 0.00% | +2,054+33.3% | Added |
| Group One Trading, L.P. | 9,226 | $145.0K | 0.00% | +4,557+97.6% | Added |
| Vestor Capital, LLC | 10,000 | $157.0K | 0.02% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 10,306 | $162.0K | 0.00% | −13−0.1% | Reduced |
| Truvestments Capital LLC | 10,578 | $166.0K | 0.10% | −870−7.6% | Reduced |
| Thoroughbred Financial Services, LLC | 10,985 | $172.0K | 0.03% | 00.0% | Unchanged |
| Sarissa Consulting LLC | 12,000 | $189.0K | 0.27% | +12,000 | New |
| Gamco Investors, Inc. Et Al | 12,423 | $195.0K | 0.00% | +1,323+11.9% | Added |
| BNP Paribas Arbitrage, SA | 12,514 | $196.8K | 0.00% | +2,364+23.3% | Added |
| Cubist Systematic Strategies, LLC | 12,788 | $201.0K | 0.00% | +12,788 | New |
| State of Wisconsin Investment Board | 12,810 | $202.0K | 0.00% | +12,810 | New |
| Los Angeles Capital Management LLC | 13,469 | $212.0K | 0.00% | +13,469 | New |
| FORA Capital, LLC | 14,124 | $222.0K | 0.04% | +14,124 | New |
| Shell Asset Management Co | 14,259 | $224.0K | 0.01% | +25+0.2% | Added |
| Arizona State Retirement System | 14,392 | $226.0K | 0.00% | +148+1.0% | Added |
| CSS LLC | 14,849 | $234.0K | 0.01% | −7,400−33.3% | Reduced |
| AQR Capital Management LLC | 15,113 | $238.0K | 0.00% | −5,031−25.0% | Reduced |
| State Board of Administration of Florida Retirement System | 15,436 | $243.0K | 0.00% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 15,818 | $249.0K | 0.00% | +15,818 | New |
| Naples Global Advisors, LLC | 17,000 | $267.0K | 0.03% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 17,512 | $275.0K | 0.03% | −46,967−72.8% | Reduced |
| Legal & General Group Plc | 19,109 | $301.0K | 0.00% | +1,056+5.8% | Added |
| Voya Investment Management LLC | 19,609 | $308.0K | 0.00% | −553−2.7% | Reduced |
| Two Sigma Investments, LP | 20,498 | $322.0K | 0.00% | −73,409−78.2% | Reduced |
| Manufacturers Life Insurance Company, The | 20,949 | $329.5K | 0.00% | −54−0.3% | Reduced |
| AdvisorShares Investments LLC | 21,000 | $330.0K | 0.09% | +21,000 | New |
| Barclays PLC | 21,042 | $331.0K | 0.00% | −1,017−4.6% | Reduced |
| Boothbay Fund Management, LLC | 21,627 | $340.0K | 0.01% | 00.0% | Unchanged |
| Vident Investment Advisory, LLC | 22,302 | $351.0K | 0.01% | −3,306−12.9% | Reduced |
| Diametric Capital, LP | 23,637 | $372.0K | 0.27% | +4,261+22.0% | Added |
| Allianz Asset Management GmbH | 24,000 | $378.0K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 24,608 | $387.0K | 0.00% | −1,301−5.0% | Reduced |
| SG Americas Securities, LLC | 25,354 | $399.0K | 0.01% | −82,293−76.4% | Reduced |
| Telemetry Investments, L.L.C. | 26,200 | $412.0K | 0.63% | +2,200+9.2% | Added |
| MetLife Investment Management | 26,961 | $424.1K | 0.00% | 00.0% | Unchanged |
| Wellington Management Group LLP | 28,248 | $444.0K | 0.00% | +57+0.2% | Added |
| Gsa Capital Partners LLP | 29,094 | $458.0K | 0.07% | +7,262+33.3% | Added |
| New York State Common Retirement Fund | 35,144 | $553.0K | 0.00% | −22−0.1% | Reduced |
| Shay Capital LLC | 35,635 | $561.0K | 0.29% | +10,335+40.8% | Added |
| Victory Capital Management Inc | 35,723 | $562.0K | 0.00% | +14,248+66.3% | Added |
| HAP Trading, LLC | 36,087 | $568.0K | 0.07% | −37,058−50.7% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 37,056 | $583.0K | 0.02% | −2,277−5.8% | Reduced |
| Natixis | 37,852 | $595.0K | 0.00% | +37,852 | New |
| Susquehanna International Group, LLP | 37,912 | $596.0K | 0.00% | +37,912 | New |
| PenderFund Capital Management Ltd. | 30,300 | $614.0K | 0.17% | +9,900+48.5% | Added |
| Russell Investments Group, Ltd. | 39,939 | $628.0K | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 43,178 | $679.2K | 0.00% | −1,294−2.9% | Reduced |
| Public Employees Retirement System of Ohio | 48,000 | $755.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 48,994 | $771.0K | 0.00% | −120,355−71.1% | Reduced |
| HRT Financial LP | 50,756 | $798.0K | 0.01% | +50,756 | New |
| Vivaldi Asset Management, LLC | 56,660 | $891.0K | 0.06% | +37,884+201.8% | Added |
| Mint Tower Capital Management B.V. | 62,082 | $977.0K | 0.09% | +62,082 | New |
| Rhumbline Advisers | 62,482 | $983.0K | 0.00% | −4,733−7.0% | Reduced |
| Squarepoint Ops LLC | 64,493 | $1.01M | 0.01% | +64,493 | New |
| California State Teachers Retirement System | 67,806 | $1.07M | 0.00% | −3,577−5.0% | Reduced |
| Invesco Ltd. | 71,484 | $1.12M | 0.00% | +21,630+43.4% | Added |
| Jane Street Group, LLC | 73,368 | $1.15M | 0.00% | +62,842+597.0% | Added |
| Bank of Montreal | 74,040 | $1.17M | 0.00% | +74,040 | New |
| Yakira Capital Management, Inc. | 77,739 | $1.22M | 0.19% | +77,739 | New |
| Walleye Capital LLC | 80,198 | $1.26M | 0.04% | +9,324+13.2% | Added |
| Canada Pension Plan Investment Board | 83,050 | $1.31M | 0.00% | −357,000−81.1% | Reduced |
| New York Life Investment Management LLC | 84,341 | $1.33M | 0.02% | +84,341 | New |
| Credit Suisse AG | 95,076 | $1.50M | 0.00% | −29,446−23.6% | Reduced |
| Lombard Odier Asset Management (USA) Corp | 97,200 | $1.53M | 0.32% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 102,036 | $1.60M | 0.01% | +24,466+31.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 102,014 | $1.60M | 0.00% | +102,014 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 103,469 | $1.63M | 0.01% | −54,591−34.5% | Reduced |
| Centiva Capital, LP | 113,076 | $1.78M | 0.10% | +13,076+13.1% | Added |
| Wolverine Asset Management LLC | 113,894 | $1.79M | 0.02% | +12,696+12.5% | Added |
| Ramius Advisors LLC | 121,416 | $1.91M | 1.01% | −556,970−82.1% | Reduced |
| Swiss National Bank | 124,600 | $1.96M | 0.00% | 00.0% | Unchanged |
| Vazirani Asset Management LLC | 125,000 | $1.97M | 2.55% | +125,000 | New |