Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
Holders of 5% or more of NPTN
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Neophotonics Corp, largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of Neophotonics Corp on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
9 Schedule 13D and 13G filings on Neophotonics Corp, newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Mar 11, 20222:13 PM ET | BlackRock Inc. | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2022 | Russell Investments Group, Ltd. | 13G/AOld format | – | – | – | SEC |
| Feb 10, 2022 | Vanguard Group Inc | 13G/AOld format | – | – | – | SEC |
| Feb 10, 2022 | Renaissance Technologies LLC | 13G/AOld format | – | – | – | SEC |
| Feb 8, 20225:05 PM ET | BlackRock Inc. | 13GOld format | – | – | – | SEC |
| Feb 12, 2021 | Dimensional Fund Advisors LP | 13G/AOld format | – | – | – | SEC |
| Feb 10, 2021 | Vanguard Group Inc | 13GOld format | – | New | – | SEC |
| Feb 10, 2021 | Renaissance Technologies LLC | 13GOld format | – | New | – | SEC |
| Jan 29, 20215:23 PM ET | BlackRock Inc. | 13G/AOld format | – | – | – | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell Neophotonics Corp shares.
No Form 144 notices for Neophotonics Corp are on file.