Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Neophotonics Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 143
- 0 vs. Q4 2021
- Shares held
- 46.6M
- +1.11M (+2.4%) vs. Q4 2021
- Total value
- $709.0M
- +$9.73M (+1.4%) vs. Q4 2021
- New holders
- 20
- 53 more added
- Sold out
- 20
- 43 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 3,581,307 | $54.5M | 0.00% | −32,289−0.9% | Reduced |
| State Street Corp | 3,114,300 | $47.4M | 0.00% | +1,099,682+54.6% | Added |
| Vanguard Group Inc | 2,590,316 | $39.4M | 0.00% | +33,177+1.3% | Added |
| Magnetar Financial LLC | 2,588,372 | $39.4M | 0.42% | −19,398−0.7% | Reduced |
| Alpine Associates Management Inc. | 2,142,794 | $32.6M | 1.40% | +15,387+0.7% | Added |
| TIG Advisors, LLC | 2,102,559 | $32.0M | 1.30% | +1,270,581+152.7% | Added |
| Paradigm Capital Management Inc | 2,060,000 | $31.3M | 1.69% | −190,000−8.4% | Reduced |
| Dimensional Fund Advisors LP | 1,926,988 | $29.3M | 0.01% | 00.0% | Unchanged |
| AWM Investment Company, Inc. | 1,920,722 | $29.2M | 3.76% | 00.0% | Unchanged |
| Water Island Capital LLC | 1,657,697 | $25.2M | 1.28% | +17,065+1.0% | Added |
| Westchester Capital Management, LLC | 1,458,687 | $22.2M | 0.70% | +578,879+65.8% | Added |
| Goldman Sachs Group Inc | 1,433,762 | $21.8M | 0.01% | +698,281+94.9% | Added |
| Renaissance Technologies LLC | 1,403,857 | $21.4M | 0.03% | −374,200−21.0% | Reduced |
| Alliancebernstein L.P. | 1,190,863 | $18.1M | 0.01% | +340,264+40.0% | Added |
| Versor Investments LP | 1,106,272 | $16.8M | 0.63% | 00.0% | Unchanged |
| Healthcare of Ontario Pension Plan Trust Fund | 1,078,500 | $16.4M | 0.06% | +719,500+200.4% | Added |
| Geode Capital Management, LLC | 901,353 | $13.7M | 0.00% | +23,244+2.6% | Added |
| CNH Partners LLC | 880,131 | $13.4M | 0.35% | +59,290+7.2% | Added |
| Bank of America Corp | 753,451 | $11.5M | 0.00% | +708,755+1,585.7% | Added |
| Ramius Advisors LLC | 678,386 | $10.3M | 4.72% | +453,544+201.7% | Added |
| Morgan Stanley | 599,135 | $9.11M | 0.00% | −2,758−0.5% | Reduced |
| JPMorgan Chase & Co | 571,941 | $8.70M | 0.00% | +391,563+217.1% | Added |
| Northern Trust Corp | 487,671 | $7.42M | 0.00% | −14,140−2.8% | Reduced |
| Crabel Capital Management, LLC | 477,707 | $7.27M | 2.25% | 00.0% | Unchanged |
| Ergoteles LLC | 457,404 | $6.96M | 0.26% | +56,039+14.0% | Added |
| Canada Pension Plan Investment Board | 440,050 | $6.69M | 0.01% | +281,200+177.0% | Added |
| Citigroup Inc | 420,558 | $6.40M | 0.01% | +255,395+154.6% | Added |
| EHP Funds Inc. | 412,816 | $6.28M | 1.05% | +412,816 | New |
| Penserra Capital Management LLC | 408,936 | $6.22M | 0.15% | −30,892−7.0% | Reduced |
| HSBC Holdings PLC | 371,344 | $5.64M | 0.01% | +371,344 | New |
| Needham Investment Management LLC | 290,000 | $4.41M | 0.64% | −800,000−73.4% | Reduced |
| Citadel Advisors LLC | 279,707 | $4.25M | 0.00% | +70,532+33.7% | Added |
| White Pine Capital LLC | 276,756 | $4.21M | 1.30% | −9,091−3.2% | Reduced |
| Gabelli Funds LLC | 275,178 | $4.18M | 0.03% | +25,048+10.0% | Added |
| BCK Capital Management LP | 259,809 | $3.95M | 2.37% | +172,467+197.5% | Added |
| Millennium Management LLC | 258,667 | $3.93M | 0.00% | −503,304−66.1% | Reduced |
| UBS Group AG | 247,918 | $3.77M | 0.00% | +214,440+640.5% | Added |
| Omni Event Management Ltd | 211,192 | $3.21M | 0.18% | +4,200+2.0% | Added |
| Havens Advisors LLC | 208,800 | $3.18M | 5.89% | −64,473−23.6% | Reduced |
| Qube Research & Technologies Ltd | 205,602 | $3.13M | 0.03% | +6,282+3.2% | Added |
| Millrace Asset Group, Inc. | 205,155 | $3.12M | 2.27% | +1,774+0.9% | Added |
| Herald Investment Management Ltd | 200,000 | $3.04M | 0.55% | 00.0% | Unchanged |
| Calamos Advisors LLC | 195,000 | $2.97M | 0.01% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 192,174 | $2.92M | 0.00% | −4,414−2.2% | Reduced |
| Candriam Luxembourg S.C.A. | 189,128 | $2.88M | 0.02% | +189,128 | New |
| Gabelli & Co Investment Advisers, Inc. | 181,126 | $2.75M | 0.36% | +7,398+4.3% | Added |
| Nuveen Asset Management, LLC | 180,876 | $2.73M | 0.00% | −9,655−5.1% | Reduced |
| Deutsche Bank AG | 169,349 | $2.58M | 0.00% | +25,568+17.8% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 158,060 | $2.40M | 0.01% | −3,610−2.2% | Reduced |
| Kennedy Capital Management, Inc. | 150,850 | $2.29M | 0.05% | −859,215−85.1% | Reduced |
| Prelude Capital Management, LLC | 144,196 | $2.19M | 0.10% | +106,057+278.1% | Added |
| Charles Schwab Investment Management Inc | 136,252 | $2.07M | 0.00% | +976+0.7% | Added |
| Pentwater Capital Management LP | 126,000 | $1.92M | 0.04% | +126,000 | New |
| Swiss National Bank | 124,600 | $1.90M | 0.00% | +9,700+8.4% | Added |
| Credit Suisse AG | 124,522 | $1.89M | 0.00% | −149,793−54.6% | Reduced |
| SG Americas Securities, LLC | 107,647 | $1.64M | 0.01% | −7,080−6.2% | Reduced |
| Wolverine Asset Management LLC | 101,198 | $1.54M | 0.02% | +26,039+34.6% | Added |
| Centiva Capital, LP | 100,000 | $1.52M | 0.09% | +13,249+15.3% | Added |
| Keebeck Alpha, LP | 97,403 | $1.48M | 0.45% | +40,670+71.7% | Added |
| Lombard Odier Asset Management (USA) Corp | 97,200 | $1.48M | 0.26% | +22,200+29.6% | Added |
| Two Sigma Investments, LP | 93,907 | $1.43M | 0.00% | −292,213−75.7% | Reduced |
| IndexIQ Advisors LLC | 92,317 | $1.40M | 0.05% | −49,173−34.8% | Reduced |
| Ameriprise Financial Inc | 87,464 | $1.33M | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 77,570 | $1.18M | 0.01% | +32,773+73.2% | Added |
| HAP Trading, LLC | 73,145 | $1.11M | 0.13% | +35,139+92.5% | Added |
| California State Teachers Retirement System | 71,383 | $1.09M | 0.00% | −672−0.9% | Reduced |
| Walleye Capital LLC | 70,874 | $1.08M | 0.03% | −19,373−21.5% | Reduced |
| Marshall Wace, LLP | 69,095 | $1.05M | 0.00% | +569+0.8% | Added |
| Rhumbline Advisers | 67,215 | $1.02M | 0.00% | −9,721−12.6% | Reduced |
| Dynamic Technology Lab Private Ltd | 64,479 | $981.0K | 0.12% | +13,375+26.2% | Added |
| First Eagle Investment Management, LLC | 62,662 | $953.0K | 0.00% | +17,162+37.7% | Added |
| Invesco Ltd. | 49,854 | $759.0K | 0.00% | −5,241−9.5% | Reduced |
| Public Employees Retirement System of Ohio | 48,000 | $730.0K | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 44,472 | $676.4K | 0.00% | −20,166−31.2% | Reduced |
| Privium Fund Management (UK) Ltd | 44,500 | $676.0K | 0.45% | +44,500 | New |
| Systematic Financial Management LP | 44,398 | $675.0K | 0.02% | −960,102−95.6% | Reduced |
| Russell Investments Group, Ltd. | 39,939 | $607.0K | 0.00% | −89,430−69.1% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 39,333 | $598.0K | 0.01% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 35,166 | $535.0K | 0.00% | +41+0.1% | Added |
| Verition Fund Management LLC | 34,016 | $517.0K | 0.01% | +7,742+29.5% | Added |
| Wellington Management Group LLP | 28,191 | $429.0K | 0.00% | 00.0% | Unchanged |
| MetLife Investment Management | 26,961 | $410.1K | 0.00% | +9,178+51.6% | Added |
| American International Group, Inc. | 25,909 | $394.0K | 0.00% | −1,343−4.9% | Reduced |
| Vident Investment Advisory, LLC | 25,608 | $389.0K | 0.01% | +372+1.5% | Added |
| PenderFund Capital Management Ltd. | 20,400 | $388.0K | 0.10% | +12,100+145.8% | Added |
| Shay Capital LLC | 25,300 | $385.0K | 0.14% | +25,300 | New |
| Allianz Asset Management GmbH | 24,000 | $365.0K | 0.00% | 00.0% | Unchanged |
| Telemetry Investments, L.L.C. | 24,000 | $365.0K | 0.58% | +1,000+4.3% | Added |
| CSS LLC | 22,249 | $338.0K | 0.01% | +22,249 | New |
| Barclays PLC | 22,059 | $335.0K | 0.00% | −94,559−81.1% | Reduced |
| Gsa Capital Partners LLP | 21,832 | $332.0K | 0.04% | −27,411−55.7% | Reduced |
| Boothbay Fund Management, LLC | 21,627 | $329.0K | 0.01% | +21,627 | New |
| Victory Capital Management Inc | 21,475 | $325.0K | 0.00% | +21,475 | New |
| Manufacturers Life Insurance Company, The | 21,003 | $319.5K | 0.00% | −5,919−22.0% | Reduced |
| Voya Investment Management LLC | 20,162 | $307.0K | 0.00% | +105+0.5% | Added |
| AQR Capital Management LLC | 20,144 | $306.0K | 0.00% | −7,727−27.7% | Reduced |
| Diametric Capital, LP | 19,376 | $294.0K | 0.16% | +2,128+12.3% | Added |
| Parametric Portfolio Associates LLC | 19,157 | $291.0K | 0.00% | +19,157 | New |
| Vivaldi Asset Management, LLC | 18,776 | $286.0K | 0.03% | +18,776 | New |
| Legal & General Group Plc | 18,053 | $275.0K | 0.00% | +924+5.4% | Added |