Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Neophotonics Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 124
- −11 vs. Q2 2021
- Shares held
- 42.5M
- −1.39M (−3.2%) vs. Q2 2021
- Total value
- $370.4M
- −$77.4M (−17.3%) vs. Q2 2021
- New holders
- 9
- 49 more added
- Sold out
- 20
- 40 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 3,612,349 | $31.5M | 0.00% | −126,168−3.4% | Reduced |
| BlackRock Inc. | 3,566,869 | $31.1M | 0.00% | −85,000−2.3% | Reduced |
| Wasatch Advisors Inc | 2,607,289 | $22.7M | 0.09% | −7,596−0.3% | Reduced |
| State Street Corp | 2,577,697 | $22.5M | 0.00% | −321,571−11.1% | Reduced |
| Paradigm Capital Management Inc | 2,300,000 | $20.0M | 1.03% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 1,997,133 | $17.4M | 0.03% | +441,398+28.4% | Added |
| Renaissance Technologies LLC | 1,961,515 | $17.1M | 0.02% | −230,642−10.5% | Reduced |
| Dimensional Fund Advisors LP | 1,941,439 | $16.9M | 0.01% | −108,858−5.3% | Reduced |
| AWM Investment Company, Inc. | 1,920,722 | $16.7M | 1.64% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 1,192,313 | $10.4M | 0.00% | +93,373+8.5% | Added |
| Systematic Financial Management LP | 1,183,932 | $10.3M | 0.32% | +234,331+24.7% | Added |
| Needham Investment Management LLC | 1,147,500 | $9.99M | 1.33% | +211,150+22.6% | Added |
| Masters Capital Management LLC | 1,100,000 | $9.58M | 1.58% | +100,000+10.0% | Added |
| Granahan Investment Management Inc | 1,063,486 | $9.26M | 0.18% | −25,922−2.4% | Reduced |
| Ameriprise Financial Inc | 1,062,699 | $9.26M | 0.00% | +663,980+166.5% | Added |
| Kennedy Capital Management, Inc. | 1,015,468 | $8.85M | 0.20% | +165,725+19.5% | Added |
| Jacobs Levy Equity Management, Inc | 1,008,029 | $8.78M | 0.06% | −26,037−2.5% | Reduced |
| Scout Investments, Inc. | 856,542 | $7.46M | 0.11% | −8,401−1.0% | Reduced |
| Anqa Management LLC | 823,000 | $7.17M | 7.90% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 651,951 | $5.68M | 0.01% | +44,800+7.4% | Added |
| Boardman Bay Capital Management LLC | 603,999 | $5.26M | 9.52% | +110,809+22.5% | Added |
| Penserra Capital Management LLC | 598,826 | $5.21M | 0.11% | +9,269+1.6% | Added |
| Two Sigma Investments, LP | 587,328 | $5.12M | 0.01% | +155,012+35.9% | Added |
| Northern Trust Corp | 510,238 | $4.45M | 0.00% | +6,305+1.3% | Added |
| State of Wisconsin Investment Board | 363,964 | $3.17M | 0.01% | 00.0% | Unchanged |
| J. Goldman & Co LP | 363,402 | $3.17M | 0.28% | −146,397−28.7% | Reduced |
| White Pine Capital LLC | 355,777 | $3.10M | 0.95% | +7,157+2.1% | Added |
| Royce & Associates LP | 344,400 | $3.00M | 0.02% | +10,000+3.0% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 312,949 | $2.73M | 0.01% | −22,771−6.8% | Reduced |
| Rice Hall James & Associates, LLC | 289,838 | $2.52M | 0.09% | +138,802+91.9% | Added |
| Fuller & Thaler Asset Management, Inc. | 276,455 | $2.41M | 0.02% | −1,175−0.4% | Reduced |
| M&G Investment Management Ltd | 249,928 | $2.25M | 0.01% | +11,926+5.0% | Added |
| Bank of New York Mellon Corp | 219,517 | $1.91M | 0.00% | +10,398+5.0% | Added |
| Goldman Sachs Group Inc | 217,948 | $1.90M | 0.00% | +107,036+96.5% | Added |
| Nuveen Asset Management, LLC | 204,287 | $1.80M | 0.00% | −6,576−3.1% | Reduced |
| Herald Investment Management Ltd | 200,000 | $1.74M | 0.29% | 00.0% | Unchanged |
| Gilder Gagnon Howe & Co LLC | 180,083 | $1.57M | 0.01% | −3,783−2.1% | Reduced |
| AQR Capital Management LLC | 171,442 | $1.49M | 0.00% | +74,225+76.3% | Added |
| EMC Capital Management | 139,957 | $1.42M | 0.79% | +35,689+34.2% | Added |
| Shay Capital LLC | 145,000 | $1.26M | 0.40% | +40,000+38.1% | Added |
| Fisher Asset Management, LLC | 144,341 | $1.26M | 0.00% | +45,132+45.5% | Added |
| Charles Schwab Investment Management Inc | 131,827 | $1.15M | 0.00% | −218,389−62.4% | Reduced |
| Swiss National Bank | 111,900 | $975.0K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 110,230 | $960.0K | 0.00% | −977,712−89.9% | Reduced |
| Boston Partners | 90,766 | $791.0K | 0.00% | +14,003+18.2% | Added |
| Cubist Systematic Strategies, LLC | 82,496 | $719.0K | 0.01% | +67,393+446.2% | Added |
| Millennium Management LLC | 81,772 | $712.0K | 0.00% | +81,772 | New |
| Public Employees Retirement System of Ohio | 75,310 | $656.0K | 0.00% | −500−0.7% | Reduced |
| Rhumbline Advisers | 74,862 | $652.0K | 0.00% | +2,375+3.3% | Added |
| California State Teachers Retirement System | 69,047 | $601.0K | 0.00% | −404−0.6% | Reduced |
| HRT Financial LP | 66,441 | $578.0K | 0.00% | +66,441 | New |
| Redmond Asset Management, LLC | 65,932 | $574.0K | 0.18% | +200+0.3% | Added |
| UBS Asset Management Americas Inc | 64,638 | $563.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 63,378 | $552.0K | 0.00% | −79,971−55.8% | Reduced |
| Brinker Capital Investments, LLC | 52,624 | $537.0K | 0.01% | 00.0% | Unchanged |
| Invesco Ltd. | 59,028 | $514.0K | 0.00% | +4,154+7.6% | Added |
| Alpha Paradigm Partners, LLC | 58,518 | $510.0K | 0.20% | +37,079+173.0% | Added |
| Susquehanna International Group, LLP | 57,678 | $502.0K | 0.00% | +21,283+58.5% | Added |
| Deutsche Bank AG | 54,716 | $476.0K | 0.00% | −450−0.8% | Reduced |
| Engineers Gate Manager LP | 53,013 | $462.0K | 0.03% | +22,810+75.5% | Added |
| Jane Street Group, LLC | 51,944 | $452.0K | 0.00% | −26,146−33.5% | Reduced |
| Franklin Resources Inc | 51,559 | $449.0K | 0.00% | +51,559 | New |
| JPMorgan Chase & Co | 50,503 | $440.0K | 0.00% | −49,492−49.5% | Reduced |
| IndexIQ Advisors LLC | 37,623 | $328.0K | 0.01% | +3,768+11.1% | Added |
| Kovack Advisors, Inc. | 36,500 | $318.0K | 0.03% | +36,500 | New |
| Citigroup Inc | 36,120 | $315.0K | 0.00% | +5,443+17.7% | Added |
| New York State Common Retirement Fund | 35,125 | $306.0K | 0.00% | +100.0% | Added |
| SG Americas Securities, LLC | 35,008 | $305.0K | 0.00% | +35,008 | New |
| Bank of America Corp | 34,046 | $296.0K | 0.00% | +13,382+64.8% | Added |
| Winton Group Ltd | 33,713 | $294.0K | 0.02% | −14,468−30.0% | Reduced |
| Princeton Capital Management LLC | 30,520 | $266.0K | 0.08% | +1,258+4.3% | Added |
| ExodusPoint Capital Management, LP | 30,563 | $266.0K | 0.00% | +9,630+46.0% | Added |
| Credit Suisse AG | 30,275 | $265.0K | 0.00% | +3,289+12.2% | Added |
| Bronson Point Management LLC | 30,000 | $261.0K | 0.11% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 29,711 | $259.0K | 0.00% | +704+2.4% | Added |
| American International Group, Inc. | 28,067 | $244.0K | 0.00% | −196−0.7% | Reduced |
| D. E. Shaw & Co., Inc. | 25,877 | $225.0K | 0.00% | +25,877 | New |
| Barclays PLC | 23,800 | $208.0K | 0.00% | +754+3.3% | Added |
| Marshall Wace, LLP | 21,648 | $189.0K | 0.00% | −18,137−45.6% | Reduced |
| Voya Investment Management LLC | 20,274 | $177.0K | 0.00% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 19,944 | $174.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 18,094 | $158.0K | 0.00% | +6,464+55.6% | Added |
| Legal & General Group Plc | 17,129 | $149.0K | 0.00% | +10,036+141.5% | Added |
| Naples Global Advisors, LLC | 17,000 | $148.0K | 0.02% | 00.0% | Unchanged |
| Shell Asset Management Co | 16,360 | $142.0K | 0.00% | −750−4.4% | Reduced |
| Arizona State Retirement System | 13,982 | $122.0K | 0.00% | +178+1.3% | Added |
| GWM Advisors LLC | 13,115 | $114.0K | 0.00% | −7,193−35.4% | Reduced |
| Citadel Advisors LLC | 12,791 | $111.0K | 0.00% | −39,810−75.7% | Reduced |
| Boothbay Fund Management, LLC | 12,633 | $110.0K | 0.00% | −4,615−26.8% | Reduced |
| Morgan Stanley | 12,510 | $109.0K | 0.00% | −152,242−92.4% | Reduced |
| Metropolitan Life Insurance Co | 11,805 | $102.8K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 11,538 | $101.0K | 0.00% | −4,850−29.6% | Reduced |
| BNP Paribas Arbitrage, SA | 11,592 | $101.0K | 0.00% | −897−7.2% | Reduced |
| Vident Investment Advisory, LLC | 10,509 | $92.0K | 0.00% | −1,815−14.7% | Reduced |
| HighVista Strategies LLC | 10,633 | $92.0K | 0.06% | 00.0% | Unchanged |
| MONECO Advisors, LLC | 10,500 | $91.0K | 0.04% | −1,500−12.5% | Reduced |
| Truvestments Capital LLC | 10,334 | $90.0K | 0.05% | +496+5.0% | Added |
| Royal Bank of Canada | 10,461 | $90.0K | 0.00% | +4,658+80.3% | Added |
| The PNC Financial Services Group, Inc. | 9,800 | $86.0K | 0.00% | +1,000+11.4% | Added |
| Simplex Trading, LLC | 8,323 | $84.0K | 0.00% | −100−1.2% | Reduced |