Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Neophotonics Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 124
- −11 vs. Q2 2021
- Shares held
- 42.5M
- −1.39M (−3.2%) vs. Q2 2021
- Total value
- $370.4M
- −$77.4M (−17.3%) vs. Q2 2021
- New holders
- 9
- 49 more added
- Sold out
- 20
- 40 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Captrust Financial Advisors | 41 | $0 | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 157 | $1.00K | 0.00% | −200−56.0% | Reduced |
| Accel Wealth Management | 150 | $1.00K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 220 | $2.00K | 0.00% | −2,239−91.1% | Reduced |
| Central Trust Co | 175 | $2.00K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 293 | $2.00K | 0.00% | +293 | New |
| Signaturefd, LLC | 293 | $3.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 400 | $3.00K | 0.00% | +400 | New |
| Harbour Investments, Inc. | 504 | $4.00K | 0.00% | −23−4.4% | Reduced |
| FMR LLC | 900 | $8.00K | 0.00% | +900 | New |
| Stonebridge Capital Advisors LLC | 1,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,306 | $11.0K | 0.00% | +6+0.5% | Added |
| Newbridge Financial Services Group, Inc. | 1,250 | $11.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,200 | $11.0K | 0.00% | +835+228.8% | Added |
| US Bancorp | 1,451 | $13.0K | 0.00% | +285+24.4% | Added |
| Bollard Group LLC | 1,958 | $17.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 3,342 | $29.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 4,198 | $37.0K | 0.00% | 00.0% | Unchanged |
| Vestor Capital, LLC | 5,000 | $44.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 5,491 | $47.0K | 0.00% | −10,908−66.5% | Reduced |
| Macquarie Group Ltd | 6,081 | $53.0K | 0.00% | +5,462+882.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,795 | $59.0K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 7,637 | $67.0K | 0.00% | 00.0% | Unchanged |
| MetLife Investment Management | 9,412 | $82.0K | 0.00% | −9,054−49.0% | Reduced |
| Simplex Trading, LLC | 8,323 | $84.0K | 0.00% | −100−1.2% | Reduced |
| The PNC Financial Services Group, Inc. | 9,800 | $86.0K | 0.00% | +1,000+11.4% | Added |
| Truvestments Capital LLC | 10,334 | $90.0K | 0.05% | +496+5.0% | Added |
| Royal Bank of Canada | 10,461 | $90.0K | 0.00% | +4,658+80.3% | Added |
| MONECO Advisors, LLC | 10,500 | $91.0K | 0.04% | −1,500−12.5% | Reduced |
| Vident Investment Advisory, LLC | 10,509 | $92.0K | 0.00% | −1,815−14.7% | Reduced |
| HighVista Strategies LLC | 10,633 | $92.0K | 0.06% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 11,592 | $101.0K | 0.00% | −897−7.2% | Reduced |
| Group One Trading, L.P. | 11,538 | $101.0K | 0.00% | −4,850−29.6% | Reduced |
| Metropolitan Life Insurance Co | 11,805 | $102.8K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 12,510 | $109.0K | 0.00% | −152,242−92.4% | Reduced |
| Boothbay Fund Management, LLC | 12,633 | $110.0K | 0.00% | −4,615−26.8% | Reduced |
| Citadel Advisors LLC | 12,791 | $111.0K | 0.00% | −39,810−75.7% | Reduced |
| GWM Advisors LLC | 13,115 | $114.0K | 0.00% | −7,193−35.4% | Reduced |
| Arizona State Retirement System | 13,982 | $122.0K | 0.00% | +178+1.3% | Added |
| Shell Asset Management Co | 16,360 | $142.0K | 0.00% | −750−4.4% | Reduced |
| Naples Global Advisors, LLC | 17,000 | $148.0K | 0.02% | 00.0% | Unchanged |
| Legal & General Group Plc | 17,129 | $149.0K | 0.00% | +10,036+141.5% | Added |
| Wells Fargo & Company | 18,094 | $158.0K | 0.00% | +6,464+55.6% | Added |
| State Board of Administration of Florida Retirement System | 19,944 | $174.0K | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 20,274 | $177.0K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 21,648 | $189.0K | 0.00% | −18,137−45.6% | Reduced |
| Barclays PLC | 23,800 | $208.0K | 0.00% | +754+3.3% | Added |
| D. E. Shaw & Co., Inc. | 25,877 | $225.0K | 0.00% | +25,877 | New |
| American International Group, Inc. | 28,067 | $244.0K | 0.00% | −196−0.7% | Reduced |
| Manufacturers Life Insurance Company, The | 29,711 | $259.0K | 0.00% | +704+2.4% | Added |
| Bronson Point Management LLC | 30,000 | $261.0K | 0.11% | 00.0% | Unchanged |
| Credit Suisse AG | 30,275 | $265.0K | 0.00% | +3,289+12.2% | Added |
| Princeton Capital Management LLC | 30,520 | $266.0K | 0.08% | +1,258+4.3% | Added |
| ExodusPoint Capital Management, LP | 30,563 | $266.0K | 0.00% | +9,630+46.0% | Added |
| Winton Group Ltd | 33,713 | $294.0K | 0.02% | −14,468−30.0% | Reduced |
| Bank of America Corp | 34,046 | $296.0K | 0.00% | +13,382+64.8% | Added |
| SG Americas Securities, LLC | 35,008 | $305.0K | 0.00% | +35,008 | New |
| New York State Common Retirement Fund | 35,125 | $306.0K | 0.00% | +100.0% | Added |
| Citigroup Inc | 36,120 | $315.0K | 0.00% | +5,443+17.7% | Added |
| Kovack Advisors, Inc. | 36,500 | $318.0K | 0.03% | +36,500 | New |
| IndexIQ Advisors LLC | 37,623 | $328.0K | 0.01% | +3,768+11.1% | Added |
| JPMorgan Chase & Co | 50,503 | $440.0K | 0.00% | −49,492−49.5% | Reduced |
| Franklin Resources Inc | 51,559 | $449.0K | 0.00% | +51,559 | New |
| Jane Street Group, LLC | 51,944 | $452.0K | 0.00% | −26,146−33.5% | Reduced |
| Engineers Gate Manager LP | 53,013 | $462.0K | 0.03% | +22,810+75.5% | Added |
| Deutsche Bank AG | 54,716 | $476.0K | 0.00% | −450−0.8% | Reduced |
| Susquehanna International Group, LLP | 57,678 | $502.0K | 0.00% | +21,283+58.5% | Added |
| Alpha Paradigm Partners, LLC | 58,518 | $510.0K | 0.20% | +37,079+173.0% | Added |
| Invesco Ltd. | 59,028 | $514.0K | 0.00% | +4,154+7.6% | Added |
| Brinker Capital Investments, LLC | 52,624 | $537.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 63,378 | $552.0K | 0.00% | −79,971−55.8% | Reduced |
| UBS Asset Management Americas Inc | 64,638 | $563.0K | 0.00% | 00.0% | Unchanged |
| Redmond Asset Management, LLC | 65,932 | $574.0K | 0.18% | +200+0.3% | Added |
| HRT Financial LP | 66,441 | $578.0K | 0.00% | +66,441 | New |
| California State Teachers Retirement System | 69,047 | $601.0K | 0.00% | −404−0.6% | Reduced |
| Rhumbline Advisers | 74,862 | $652.0K | 0.00% | +2,375+3.3% | Added |
| Public Employees Retirement System of Ohio | 75,310 | $656.0K | 0.00% | −500−0.7% | Reduced |
| Millennium Management LLC | 81,772 | $712.0K | 0.00% | +81,772 | New |
| Cubist Systematic Strategies, LLC | 82,496 | $719.0K | 0.01% | +67,393+446.2% | Added |
| Boston Partners | 90,766 | $791.0K | 0.00% | +14,003+18.2% | Added |
| Victory Capital Management Inc | 110,230 | $960.0K | 0.00% | −977,712−89.9% | Reduced |
| Swiss National Bank | 111,900 | $975.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 131,827 | $1.15M | 0.00% | −218,389−62.4% | Reduced |
| Fisher Asset Management, LLC | 144,341 | $1.26M | 0.00% | +45,132+45.5% | Added |
| Shay Capital LLC | 145,000 | $1.26M | 0.40% | +40,000+38.1% | Added |
| EMC Capital Management | 139,957 | $1.42M | 0.79% | +35,689+34.2% | Added |
| AQR Capital Management LLC | 171,442 | $1.49M | 0.00% | +74,225+76.3% | Added |
| Gilder Gagnon Howe & Co LLC | 180,083 | $1.57M | 0.01% | −3,783−2.1% | Reduced |
| Herald Investment Management Ltd | 200,000 | $1.74M | 0.29% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 204,287 | $1.80M | 0.00% | −6,576−3.1% | Reduced |
| Goldman Sachs Group Inc | 217,948 | $1.90M | 0.00% | +107,036+96.5% | Added |
| Bank of New York Mellon Corp | 219,517 | $1.91M | 0.00% | +10,398+5.0% | Added |
| M&G Investment Management Ltd | 249,928 | $2.25M | 0.01% | +11,926+5.0% | Added |
| Fuller & Thaler Asset Management, Inc. | 276,455 | $2.41M | 0.02% | −1,175−0.4% | Reduced |
| Rice Hall James & Associates, LLC | 289,838 | $2.52M | 0.09% | +138,802+91.9% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 312,949 | $2.73M | 0.01% | −22,771−6.8% | Reduced |
| Royce & Associates LP | 344,400 | $3.00M | 0.02% | +10,000+3.0% | Added |
| White Pine Capital LLC | 355,777 | $3.10M | 0.95% | +7,157+2.1% | Added |
| J. Goldman & Co LP | 363,402 | $3.17M | 0.28% | −146,397−28.7% | Reduced |
| State of Wisconsin Investment Board | 363,964 | $3.17M | 0.01% | 00.0% | Unchanged |