Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Neophotonics Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 138
- −9 vs. Q1 2021
- Shares held
- 43.9M
- +802.7K (+1.9%) vs. Q1 2021
- Total value
- $448.4M
- −$67.0M (−13.0%) vs. Q1 2021
- New holders
- 14
- 45 more added
- Sold out
- 23
- 54 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 3,738,517 | $38.2M | 0.00% | −59,483−1.6% | Reduced |
| BlackRock Inc. | 3,651,869 | $37.3M | 0.00% | −106,791−2.8% | Reduced |
| State Street Corp | 2,899,268 | $29.6M | 0.00% | +332,854+13.0% | Added |
| Wasatch Advisors Inc | 2,614,885 | $26.7M | 0.11% | +685,940+35.6% | Added |
| Paradigm Capital Management Inc | 2,300,000 | $23.5M | 1.13% | −5,000−0.2% | Reduced |
| Renaissance Technologies LLC | 2,192,157 | $22.4M | 0.03% | −353,500−13.9% | Reduced |
| Dimensional Fund Advisors LP | 2,050,297 | $20.9M | 0.01% | −43,399−2.1% | Reduced |
| AWM Investment Company, Inc. | 1,920,722 | $19.6M | 1.94% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 1,555,735 | $15.9M | 0.03% | +448,599+40.5% | Added |
| Geode Capital Management, LLC | 1,098,940 | $11.2M | 0.00% | +26,738+2.5% | Added |
| Granahan Investment Management Inc | 1,089,408 | $11.1M | 0.21% | +125,614+13.0% | Added |
| Victory Capital Management Inc | 1,087,942 | $11.1M | 0.01% | +181,150+20.0% | Added |
| Jacobs Levy Equity Management, Inc | 1,034,066 | $10.6M | 0.07% | −134,737−11.5% | Reduced |
| Masters Capital Management LLC | 1,000,000 | $10.2M | 1.65% | 00.0% | Unchanged |
| Systematic Financial Management LP | 949,601 | $9.70M | 0.29% | +155,397+19.6% | Added |
| Needham Investment Management LLC | 936,350 | $9.56M | 1.40% | +298,850+46.9% | Added |
| Scout Investments, Inc. | 864,943 | $8.83M | 0.13% | +191,912+28.5% | Added |
| Kennedy Capital Management, Inc. | 849,743 | $8.68M | 0.19% | +66,640+8.5% | Added |
| Anqa Management LLC | 823,000 | $8.40M | 9.19% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 607,151 | $6.20M | 0.02% | +123,100+25.4% | Added |
| Penserra Capital Management LLC | 589,557 | $6.02M | 0.11% | −52,230−8.1% | Reduced |
| Friess Associates LLC | 586,126 | $5.98M | 2.26% | +34,492+6.3% | Added |
| J. Goldman & Co LP | 509,799 | $5.21M | 0.33% | +465,111+1,040.8% | Added |
| Northern Trust Corp | 503,933 | $5.14M | 0.00% | −29,399−5.5% | Reduced |
| Boardman Bay Capital Management LLC | 493,190 | $5.04M | 8.17% | +492,840+140,811.4% | Added |
| Two Sigma Investments, LP | 432,316 | $4.41M | 0.01% | +235,118+119.2% | Added |
| Ameriprise Financial Inc | 398,719 | $4.07M | 0.00% | +47,068+13.4% | Added |
| State of Wisconsin Investment Board | 363,964 | $3.72M | 0.01% | −15,400−4.1% | Reduced |
| Alyeska Investment Group, L.P. | 358,730 | $3.66M | 0.04% | +358,730 | New |
| Charles Schwab Investment Management Inc | 350,216 | $3.58M | 0.00% | −50,079−12.5% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 335,720 | $3.43M | 0.02% | −6,102−1.8% | Reduced |
| Royce & Associates LP | 334,400 | $3.41M | 0.02% | +18,518+5.9% | Added |
| Marshall Wace North America L.P. | 334,147 | $3.41M | 0.01% | +334,147 | New |
| White Pine Capital LLC | 348,620 | $3.38M | 1.01% | −4,353−1.2% | Reduced |
| Fuller & Thaler Asset Management, Inc. | 277,630 | $2.83M | 0.02% | −7,205−2.5% | Reduced |
| M&G Investment Management Ltd | 238,002 | $2.38M | 0.01% | +238,002 | New |
| Nuveen Asset Management, LLC | 210,863 | $2.15M | 0.00% | −327,816−60.9% | Reduced |
| Bank of New York Mellon Corp | 209,119 | $2.13M | 0.00% | −39,416−15.9% | Reduced |
| Herald Investment Management Ltd | 200,000 | $2.04M | 0.33% | 00.0% | Unchanged |
| Gilder Gagnon Howe & Co LLC | 183,866 | $1.88M | 0.01% | +100,595+120.8% | Added |
| Bank of Montreal | 164,148 | $1.71M | 0.00% | +44,919+37.7% | Added |
| Morgan Stanley | 164,752 | $1.68M | 0.00% | +151,468+1,140.2% | Added |
| Rice Hall James & Associates, LLC | 151,036 | $1.54M | 0.05% | +151,036 | New |
| Cinctive Capital Management LP | 150,000 | $1.53M | 0.08% | 00.0% | Unchanged |
| UBS Group AG | 143,349 | $1.46M | 0.00% | −28,521−16.6% | Reduced |
| Swiss National Bank | 111,900 | $1.14M | 0.00% | +3,000+2.8% | Added |
| Prelude Capital Management, LLC | 111,400 | $1.14M | 0.06% | +51,600+86.3% | Added |
| Goldman Sachs Group Inc | 110,912 | $1.13M | 0.00% | −283,962−71.9% | Reduced |
| Shay Capital LLC | 105,000 | $1.07M | 0.25% | +74,000+238.7% | Added |
| EMC Capital Management | 104,268 | $1.06M | 0.60% | +8,346+8.7% | Added |
| JPMorgan Chase & Co | 99,995 | $1.02M | 0.00% | −865,552−89.6% | Reduced |
| Fisher Asset Management, LLC | 99,209 | $1.01M | 0.00% | −1,167−1.2% | Reduced |
| AQR Capital Management LLC | 97,217 | $993.0K | 0.00% | −112,918−53.7% | Reduced |
| Jane Street Group, LLC | 78,090 | $797.0K | 0.00% | +51,257+191.0% | Added |
| Boston Partners | 76,763 | $784.0K | 0.00% | +6,413+9.1% | Added |
| Public Employees Retirement System of Ohio | 75,810 | $774.0K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 72,487 | $740.0K | 0.00% | +8,166+12.7% | Added |
| California State Teachers Retirement System | 69,451 | $709.0K | 0.00% | −5,947−7.9% | Reduced |
| Redmond Asset Management, LLC | 65,732 | $671.0K | 0.20% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 64,638 | $660.0K | 0.00% | +4,150+6.9% | Added |
| Deutsche Bank AG | 55,166 | $564.0K | 0.00% | −7,289−11.7% | Reduced |
| Invesco Ltd. | 54,874 | $560.0K | 0.00% | +3,509+6.8% | Added |
| Panagora Asset Management Inc | 53,178 | $543.0K | 0.00% | −12,945−19.6% | Reduced |
| Citadel Advisors LLC | 52,601 | $537.0K | 0.00% | −32,299−38.0% | Reduced |
| Brinker Capital Investments, LLC | 52,624 | $537.0K | 0.01% | +2,499+5.0% | Added |
| QS Investors, LLC | 51,200 | $523.0K | 0.01% | 00.0% | Unchanged |
| Winton Group Ltd | 48,181 | $492.0K | 0.03% | −11,136−18.8% | Reduced |
| Marshall Wace, LLP | 39,785 | $406.0K | 0.00% | +39,785 | New |
| Susquehanna International Group, LLP | 36,395 | $372.0K | 0.00% | −23,583−39.3% | Reduced |
| New York State Common Retirement Fund | 35,115 | $359.0K | 0.00% | −8,985−20.4% | Reduced |
| IndexIQ Advisors LLC | 33,855 | $346.0K | 0.01% | −2,206−6.1% | Reduced |
| Citigroup Inc | 30,677 | $313.0K | 0.00% | +935+3.1% | Added |
| Engineers Gate Manager LP | 30,203 | $308.0K | 0.02% | −44,801−59.7% | Reduced |
| Bronson Point Management LLC | 30,000 | $306.0K | 0.18% | +15,000+100.0% | Added |
| Princeton Capital Management LLC | 29,262 | $299.0K | 0.09% | +1,115+4.0% | Added |
| Manufacturers Life Insurance Company, The | 29,007 | $296.0K | 0.00% | +425+1.5% | Added |
| American International Group, Inc. | 28,263 | $289.0K | 0.00% | −669−2.3% | Reduced |
| Credit Suisse AG | 26,986 | $275.0K | 0.00% | −4,829−15.2% | Reduced |
| Barclays PLC | 23,046 | $236.0K | 0.00% | −23,156−50.1% | Reduced |
| PDT Partners, LLC | 21,469 | $219.0K | 0.01% | +21,469 | New |
| Alpha Paradigm Partners, LLC | 21,439 | $219.0K | 0.08% | +21,439 | New |
| Squarepoint Ops LLC | 20,997 | $214.0K | 0.00% | −43,563−67.5% | Reduced |
| ExodusPoint Capital Management, LP | 20,933 | $214.0K | 0.00% | +20,933 | New |
| Bank of America Corp | 20,664 | $211.0K | 0.00% | −38,874−65.3% | Reduced |
| GWM Advisors LLC | 20,308 | $207.0K | 0.01% | −1,301−6.0% | Reduced |
| Voya Investment Management LLC | 20,274 | $207.0K | 0.00% | −1,248−5.8% | Reduced |
| State Board of Administration of Florida Retirement System | 19,944 | $204.0K | 0.00% | +601+3.1% | Added |
| MetLife Investment Management | 18,466 | $188.5K | 0.00% | +7,865+74.2% | Added |
| Verition Fund Management LLC | 18,048 | $184.0K | 0.00% | −200−1.1% | Reduced |
| Boothbay Fund Management, LLC | 17,248 | $176.0K | 0.01% | +17,248 | New |
| Shell Asset Management Co | 17,110 | $175.0K | 0.00% | +17,110 | New |
| Naples Global Advisors, LLC | 17,000 | $174.0K | 0.02% | 00.0% | Unchanged |
| Group One Trading, L.P. | 16,388 | $167.0K | 0.00% | −11,356−40.9% | Reduced |
| Tower Research Capital LLC (TRC) | 16,399 | $167.0K | 0.00% | −1,362−7.7% | Reduced |
| Cubist Systematic Strategies, LLC | 15,103 | $154.0K | 0.00% | +3,680+32.2% | Added |
| Arizona State Retirement System | 13,804 | $141.0K | 0.00% | −64−0.5% | Reduced |
| American Century Companies Inc | 13,478 | $138.0K | 0.00% | −33,581−71.4% | Reduced |
| ProShare Advisors LLC | 13,086 | $134.0K | 0.00% | −179−1.3% | Reduced |
| Stratos Wealth Partners, LTD. | 12,800 | $131.0K | 0.00% | 00.0% | Unchanged |
| Hancock Whitney Corp | 12,811 | $131.0K | 0.00% | +434+3.5% | Added |