Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Neophotonics Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 138
- −9 vs. Q1 2021
- Shares held
- 43.9M
- +802.7K (+1.9%) vs. Q1 2021
- Total value
- $448.4M
- −$67.0M (−13.0%) vs. Q1 2021
- New holders
- 14
- 45 more added
- Sold out
- 23
- 54 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cutler Group LP | 61 | $0 | 0.00% | −2,339−97.5% | Reduced |
| Captrust Financial Advisors | 41 | $0 | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 175 | $2.00K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 293 | $3.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 300 | $3.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 365 | $4.00K | 0.00% | +165+82.5% | Added |
| Concord Wealth Partners | 357 | $4.00K | 0.00% | +357 | New |
| Harbour Investments, Inc. | 527 | $5.00K | 0.00% | −71−11.9% | Reduced |
| Macquarie Group Ltd | 619 | $6.00K | 0.00% | +619 | New |
| Stonebridge Capital Advisors LLC | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,166 | $12.0K | 0.00% | +117+11.2% | Added |
| Geneos Wealth Management Inc. | 1,300 | $13.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 1,250 | $13.0K | 0.01% | +550+78.6% | Added |
| Advisory Services Network, LLC | 1,863 | $19.0K | 0.00% | +1,863 | New |
| Bollard Group LLC | 1,958 | $20.0K | 0.00% | 00.0% | Unchanged |
| Smith Asset Management Group LP | 2,120 | $22.0K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 2,459 | $25.0K | 0.00% | +1,339+119.6% | Added |
| Great West Life Assurance Co | 3,342 | $34.0K | 0.00% | 00.0% | Unchanged |
| Hoover Financial Advisors, Inc. | 3,511 | $36.0K | 0.01% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 4,198 | $43.0K | 0.00% | 00.0% | Unchanged |
| Vestor Capital, LLC | 5,000 | $51.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 5,803 | $59.0K | 0.00% | +4,573+371.8% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,795 | $69.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 7,093 | $72.0K | 0.00% | −1,224−14.7% | Reduced |
| Federated Hermes, Inc. | 7,637 | $78.0K | 0.00% | −91,034−92.3% | Reduced |
| Simplex Trading, LLC | 8,423 | $85.0K | 0.00% | −21,665−72.0% | Reduced |
| The PNC Financial Services Group, Inc. | 8,800 | $90.0K | 0.00% | −1,900−17.8% | Reduced |
| STRS Ohio | 9,300 | $94.0K | 0.00% | −24,000−72.1% | Reduced |
| O'Shaughnessy Asset Management, LLC | 9,792 | $100.0K | 0.00% | −358−3.5% | Reduced |
| Truvestments Capital LLC | 9,838 | $100.0K | 0.05% | +1,434+17.1% | Added |
| HighVista Strategies LLC | 10,633 | $109.0K | 0.08% | +10,633 | New |
| Parametric Portfolio Associates LLC | 11,469 | $117.0K | 0.00% | −2,186−16.0% | Reduced |
| Wells Fargo & Company | 11,630 | $119.0K | 0.00% | −68,141−85.4% | Reduced |
| Metropolitan Life Insurance Co | 11,805 | $120.5K | 0.00% | +1,076+10.0% | Added |
| MONECO Advisors, LLC | 12,000 | $123.0K | 0.06% | 00.0% | Unchanged |
| Vident Investment Advisory, LLC | 12,324 | $126.0K | 0.00% | −9,925−44.6% | Reduced |
| BNP Paribas Arbitrage, SA | 12,489 | $127.5K | 0.00% | −11,195−47.3% | Reduced |
| Stratos Wealth Partners, LTD. | 12,800 | $131.0K | 0.00% | 00.0% | Unchanged |
| Hancock Whitney Corp | 12,811 | $131.0K | 0.00% | +434+3.5% | Added |
| ProShare Advisors LLC | 13,086 | $134.0K | 0.00% | −179−1.3% | Reduced |
| American Century Companies Inc | 13,478 | $138.0K | 0.00% | −33,581−71.4% | Reduced |
| Arizona State Retirement System | 13,804 | $141.0K | 0.00% | −64−0.5% | Reduced |
| Cubist Systematic Strategies, LLC | 15,103 | $154.0K | 0.00% | +3,680+32.2% | Added |
| Group One Trading, L.P. | 16,388 | $167.0K | 0.00% | −11,356−40.9% | Reduced |
| Tower Research Capital LLC (TRC) | 16,399 | $167.0K | 0.00% | −1,362−7.7% | Reduced |
| Naples Global Advisors, LLC | 17,000 | $174.0K | 0.02% | 00.0% | Unchanged |
| Shell Asset Management Co | 17,110 | $175.0K | 0.00% | +17,110 | New |
| Boothbay Fund Management, LLC | 17,248 | $176.0K | 0.01% | +17,248 | New |
| Verition Fund Management LLC | 18,048 | $184.0K | 0.00% | −200−1.1% | Reduced |
| MetLife Investment Management | 18,466 | $188.5K | 0.00% | +7,865+74.2% | Added |
| State Board of Administration of Florida Retirement System | 19,944 | $204.0K | 0.00% | +601+3.1% | Added |
| GWM Advisors LLC | 20,308 | $207.0K | 0.01% | −1,301−6.0% | Reduced |
| Voya Investment Management LLC | 20,274 | $207.0K | 0.00% | −1,248−5.8% | Reduced |
| Bank of America Corp | 20,664 | $211.0K | 0.00% | −38,874−65.3% | Reduced |
| Squarepoint Ops LLC | 20,997 | $214.0K | 0.00% | −43,563−67.5% | Reduced |
| ExodusPoint Capital Management, LP | 20,933 | $214.0K | 0.00% | +20,933 | New |
| PDT Partners, LLC | 21,469 | $219.0K | 0.01% | +21,469 | New |
| Alpha Paradigm Partners, LLC | 21,439 | $219.0K | 0.08% | +21,439 | New |
| Barclays PLC | 23,046 | $236.0K | 0.00% | −23,156−50.1% | Reduced |
| Credit Suisse AG | 26,986 | $275.0K | 0.00% | −4,829−15.2% | Reduced |
| American International Group, Inc. | 28,263 | $289.0K | 0.00% | −669−2.3% | Reduced |
| Manufacturers Life Insurance Company, The | 29,007 | $296.0K | 0.00% | +425+1.5% | Added |
| Princeton Capital Management LLC | 29,262 | $299.0K | 0.09% | +1,115+4.0% | Added |
| Bronson Point Management LLC | 30,000 | $306.0K | 0.18% | +15,000+100.0% | Added |
| Engineers Gate Manager LP | 30,203 | $308.0K | 0.02% | −44,801−59.7% | Reduced |
| Citigroup Inc | 30,677 | $313.0K | 0.00% | +935+3.1% | Added |
| IndexIQ Advisors LLC | 33,855 | $346.0K | 0.01% | −2,206−6.1% | Reduced |
| New York State Common Retirement Fund | 35,115 | $359.0K | 0.00% | −8,985−20.4% | Reduced |
| Susquehanna International Group, LLP | 36,395 | $372.0K | 0.00% | −23,583−39.3% | Reduced |
| Marshall Wace, LLP | 39,785 | $406.0K | 0.00% | +39,785 | New |
| Winton Group Ltd | 48,181 | $492.0K | 0.03% | −11,136−18.8% | Reduced |
| QS Investors, LLC | 51,200 | $523.0K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 52,601 | $537.0K | 0.00% | −32,299−38.0% | Reduced |
| Brinker Capital Investments, LLC | 52,624 | $537.0K | 0.01% | +2,499+5.0% | Added |
| Panagora Asset Management Inc | 53,178 | $543.0K | 0.00% | −12,945−19.6% | Reduced |
| Invesco Ltd. | 54,874 | $560.0K | 0.00% | +3,509+6.8% | Added |
| Deutsche Bank AG | 55,166 | $564.0K | 0.00% | −7,289−11.7% | Reduced |
| UBS Asset Management Americas Inc | 64,638 | $660.0K | 0.00% | +4,150+6.9% | Added |
| Redmond Asset Management, LLC | 65,732 | $671.0K | 0.20% | 00.0% | Unchanged |
| California State Teachers Retirement System | 69,451 | $709.0K | 0.00% | −5,947−7.9% | Reduced |
| Rhumbline Advisers | 72,487 | $740.0K | 0.00% | +8,166+12.7% | Added |
| Public Employees Retirement System of Ohio | 75,810 | $774.0K | 0.00% | 00.0% | Unchanged |
| Boston Partners | 76,763 | $784.0K | 0.00% | +6,413+9.1% | Added |
| Jane Street Group, LLC | 78,090 | $797.0K | 0.00% | +51,257+191.0% | Added |
| AQR Capital Management LLC | 97,217 | $993.0K | 0.00% | −112,918−53.7% | Reduced |
| Fisher Asset Management, LLC | 99,209 | $1.01M | 0.00% | −1,167−1.2% | Reduced |
| JPMorgan Chase & Co | 99,995 | $1.02M | 0.00% | −865,552−89.6% | Reduced |
| EMC Capital Management | 104,268 | $1.06M | 0.60% | +8,346+8.7% | Added |
| Shay Capital LLC | 105,000 | $1.07M | 0.25% | +74,000+238.7% | Added |
| Goldman Sachs Group Inc | 110,912 | $1.13M | 0.00% | −283,962−71.9% | Reduced |
| Prelude Capital Management, LLC | 111,400 | $1.14M | 0.06% | +51,600+86.3% | Added |
| Swiss National Bank | 111,900 | $1.14M | 0.00% | +3,000+2.8% | Added |
| UBS Group AG | 143,349 | $1.46M | 0.00% | −28,521−16.6% | Reduced |
| Cinctive Capital Management LP | 150,000 | $1.53M | 0.08% | 00.0% | Unchanged |
| Rice Hall James & Associates, LLC | 151,036 | $1.54M | 0.05% | +151,036 | New |
| Morgan Stanley | 164,752 | $1.68M | 0.00% | +151,468+1,140.2% | Added |
| Bank of Montreal | 164,148 | $1.71M | 0.00% | +44,919+37.7% | Added |
| Gilder Gagnon Howe & Co LLC | 183,866 | $1.88M | 0.01% | +100,595+120.8% | Added |
| Herald Investment Management Ltd | 200,000 | $2.04M | 0.33% | 00.0% | Unchanged |