Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Neophotonics Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
NPTN is no longer listed, and 13F filings after Q2 2022 list far fewer holders. See Q2 2022
- Institutional holders
- 2
- −155 vs. Q2 2022
- Shares held
- 512
- −48.9M (−100.0%) vs. Q2 2022
- Total value
- $5.00K
- −$780.4M (−100.0%) vs. Q2 2022
- New holders
- 0
- 0 more added
- Sold out
- 155
- 0 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| IFP Advisors, Inc | 433 | $4.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 79 | $1.00K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 0 | $0 | 0.00% | −3,479,493−100.0% | Sold out |
| Vanguard Group Inc | 0 | $0 | 0.00% | −2,641,795−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −2,424,399−100.0% | Sold out |
| Alpine Associates Management Inc. | 0 | $0 | 0.00% | −2,344,094−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −2,305,202−100.0% | Sold out |
| Pentwater Capital Management LP | 0 | $0 | 0.00% | −2,100,000−100.0% | Sold out |
| Paradigm Capital Management Inc | 0 | $0 | 0.00% | −2,060,000−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −1,955,993−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −1,890,884−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −1,817,091−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −1,689,218−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −1,395,500−100.0% | Sold out |
| TIG Advisors, LLC | 0 | $0 | 0.00% | −1,362,380−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −1,236,457−100.0% | Sold out |
| Water Island Capital LLC | 0 | $0 | 0.00% | −1,151,614−100.0% | Sold out |
| Versor Investments LP | 0 | $0 | 0.00% | −1,106,272−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −991,236−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −879,817−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −872,818−100.0% | Sold out |
| Westchester Capital Management, LLC | 0 | $0 | 0.00% | −866,717−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −747,914−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | – | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −744,968−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −532,582−100.0% | Sold out |
| Highland Capital Management Fund Advisors, L.P. | 0 | $0 | 0.00% | −529,170−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −494,857−100.0% | Sold out |
| Crabel Capital Management, LLC | 0 | $0 | 0.00% | −477,707−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −461,532−100.0% | Sold out |
| Maso Capital Partners Ltd | 0 | $0 | 0.00% | −393,922−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −390,545−100.0% | Sold out |
| EHP Funds Inc. | 0 | $0 | 0.00% | −387,816−100.0% | Sold out |
| Gabelli Funds LLC | 0 | $0 | 0.00% | −376,171−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −364,574−100.0% | Sold out |
| Norges Bank | 0 | $0 | 0.00% | −356,900−100.0% | Sold out |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −306,885−100.0% | Sold out |
| Beryl Capital Management LLC | 0 | $0 | 0.00% | −298,468−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −294,314−100.0% | Sold out |
| Athos Capital Ltd | 0 | $0 | 0.00% | −273,000−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −272,134−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −260,595−100.0% | Sold out |
| BCK Capital Management LP | 0 | $0 | 0.00% | −259,809−100.0% | Sold out |
| Needham Investment Management LLC | 0 | $0 | 0.00% | −240,000−100.0% | Sold out |
| Gabelli & Co Investment Advisers, Inc. | 0 | $0 | 0.00% | −231,076−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −208,664−100.0% | Sold out |
| Omni Event Management Ltd | 0 | $0 | 0.00% | −203,965−100.0% | Sold out |
| Herald Investment Management Ltd | 0 | $0 | 0.00% | −200,000−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −196,124−100.0% | Sold out |
| Calamos Advisors LLC | 0 | $0 | 0.00% | −192,524−100.0% | Sold out |
| Havens Advisors LLC | 0 | $0 | 0.00% | −191,000−100.0% | Sold out |
| Candriam Luxembourg S.C.A. | 0 | $0 | 0.00% | −189,128−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −164,511−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −157,387−100.0% | Sold out |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −151,787−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −150,353−100.0% | Sold out |
| Millrace Asset Group, Inc. | 0 | $0 | 0.00% | −148,503−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −136,196−100.0% | Sold out |
| Keebeck Alpha, LP | 0 | $0 | 0.00% | −133,119−100.0% | Sold out |
| Vazirani Asset Management LLC | 0 | $0 | 0.00% | −125,000−100.0% | Sold out |
| Swiss National Bank | 0 | $0 | 0.00% | −124,600−100.0% | Sold out |
| Ramius Advisors LLC | 0 | $0 | 0.00% | −121,416−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −113,894−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −113,076−100.0% | Sold out |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 0 | $0 | 0.00% | −103,469−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −102,036−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −102,014−100.0% | Sold out |
| Lombard Odier Asset Management (USA) Corp | 0 | $0 | 0.00% | −97,200−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −95,076−100.0% | Sold out |
| New York Life Investment Management LLC | 0 | $0 | 0.00% | −84,341−100.0% | Sold out |
| Canada Pension Plan Investment Board | 0 | $0 | 0.00% | −83,050−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −80,198−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −77,739−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −74,040−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −73,368−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −71,484−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −67,806−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −64,493−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −62,482−100.0% | Sold out |
| Mint Tower Capital Management B.V. | 0 | $0 | 0.00% | −62,082−100.0% | Sold out |
| Vivaldi Asset Management, LLC | 0 | $0 | 0.00% | −56,660−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −50,756−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −48,994−100.0% | Sold out |
| Public Employees Retirement System of Ohio | 0 | $0 | 0.00% | −48,000−100.0% | Sold out |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −43,178−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −39,939−100.0% | Sold out |
| PenderFund Capital Management Ltd. | 0 | $0 | 0.00% | −30,300−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −37,912−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −37,852−100.0% | Sold out |
| Weiss Multi-Strategy Advisers LLC | 0 | $0 | 0.00% | −37,056−100.0% | Sold out |
| HAP Trading, LLC | 0 | $0 | 0.00% | −36,087−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −35,723−100.0% | Sold out |
| Shay Capital LLC | 0 | $0 | 0.00% | −35,635−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −35,144−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −29,094−100.0% | Sold out |
| Wellington Management Group LLP | 0 | $0 | 0.00% | −28,248−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −26,961−100.0% | Sold out |
| Telemetry Investments, L.L.C. | 0 | $0 | 0.00% | −26,200−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −25,354−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −24,608−100.0% | Sold out |