Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Neophotonics Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 145
- +21 vs. Q3 2021
- Shares held
- 45.5M
- +3.02M (+7.1%) vs. Q3 2021
- Total value
- $699.3M
- +$328.9M (+88.8%) vs. Q3 2021
- New holders
- 56
- 32 more added
- Sold out
- 35
- 40 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 3,613,596 | $55.5M | 0.00% | +46,727+1.3% | Added |
| Magnetar Financial LLC | 2,607,770 | $40.1M | 0.40% | +2,607,770 | New |
| Vanguard Group Inc | 2,557,139 | $39.3M | 0.00% | −1,055,210−29.2% | Reduced |
| Paradigm Capital Management Inc | 2,250,000 | $34.6M | 1.54% | −50,000−2.2% | Reduced |
| Alpine Associates Management Inc. | 2,127,407 | $32.7M | 1.22% | +2,127,407 | New |
| State Street Corp | 2,014,618 | $31.0M | 0.00% | −563,079−21.8% | Reduced |
| Dimensional Fund Advisors LP | 1,926,988 | $29.6M | 0.01% | −14,451−0.7% | Reduced |
| AWM Investment Company, Inc. | 1,920,722 | $29.5M | 2.96% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 1,778,057 | $27.3M | 0.03% | −183,458−9.4% | Reduced |
| Water Island Capital LLC | 1,640,632 | $25.2M | 1.39% | +1,640,632 | New |
| Versor Investments LP | 1,106,272 | $17.0M | 0.51% | +1,106,272 | New |
| Needham Investment Management LLC | 1,090,000 | $16.8M | 2.10% | −57,500−5.0% | Reduced |
| Kennedy Capital Management, Inc. | 1,010,065 | $15.5M | 0.33% | −5,403−0.5% | Reduced |
| Systematic Financial Management LP | 1,004,500 | $15.4M | 0.46% | −179,432−15.2% | Reduced |
| Westchester Capital Management, LLC | 879,808 | $13.5M | 0.41% | +879,808 | New |
| Geode Capital Management, LLC | 878,109 | $13.5M | 0.00% | −314,204−26.4% | Reduced |
| Alliancebernstein L.P. | 850,599 | $13.1M | 0.00% | +850,599 | New |
| TIG Advisors, LLC | 831,978 | $12.8M | 0.64% | +831,978 | New |
| CNH Partners LLC | 820,841 | $12.6M | 0.37% | +820,841 | New |
| Masters Capital Management LLC | 808,016 | $12.4M | 2.22% | −291,984−26.5% | Reduced |
| Millennium Management LLC | 761,971 | $11.7M | 0.01% | +680,199+831.8% | Added |
| Goldman Sachs Group Inc | 735,481 | $11.3M | 0.00% | +517,533+237.5% | Added |
| Morgan Stanley | 601,893 | $9.25M | 0.00% | +589,383+4,711.3% | Added |
| Northern Trust Corp | 501,811 | $7.71M | 0.00% | −8,427−1.7% | Reduced |
| Crabel Capital Management, LLC | 477,707 | $7.34M | 1.31% | +477,707 | New |
| Two Sigma Advisers, LP | 473,351 | $7.28M | 0.02% | −178,600−27.4% | Reduced |
| Penserra Capital Management LLC | 439,828 | $6.76M | 0.14% | −158,998−26.6% | Reduced |
| Rice Hall James & Associates, LLC | 423,249 | $6.50M | 0.23% | +133,411+46.0% | Added |
| Ergoteles LLC | 401,365 | $6.17M | 0.24% | +401,365 | New |
| Glazer Capital, LLC | 396,411 | $6.09M | 0.15% | +396,411 | New |
| Two Sigma Investments, LP | 386,120 | $5.93M | 0.01% | −201,208−34.3% | Reduced |
| Assenagon Asset Management S.A. | 384,002 | $5.90M | 0.02% | +384,002 | New |
| Healthcare of Ontario Pension Plan Trust Fund | 359,000 | $5.52M | 0.01% | +359,000 | New |
| White Pine Capital LLC | 285,847 | $4.39M | 1.30% | −69,930−19.7% | Reduced |
| Credit Suisse AG | 274,315 | $4.22M | 0.00% | +244,040+806.1% | Added |
| Havens Advisors LLC | 273,273 | $4.20M | 4.96% | +273,273 | New |
| Gabelli Funds LLC | 250,130 | $3.84M | 0.02% | +250,130 | New |
| Ramius Advisors LLC | 224,842 | $3.46M | 1.21% | +224,842 | New |
| Citadel Advisors LLC | 209,175 | $3.21M | 0.00% | +196,384+1,535.3% | Added |
| Omni Event Management Ltd | 206,992 | $3.18M | 0.18% | +206,992 | New |
| Millrace Asset Group, Inc. | 203,381 | $3.13M | 1.82% | +203,381 | New |
| Herald Investment Management Ltd | 200,000 | $3.07M | 0.50% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 199,320 | $3.06M | 0.02% | +199,320 | New |
| Bank of New York Mellon Corp | 196,588 | $3.02M | 0.00% | −22,929−10.4% | Reduced |
| Calamos Advisors LLC | 195,000 | $3.00M | 0.01% | +195,000 | New |
| Nuveen Asset Management, LLC | 190,531 | $2.88M | 0.00% | −13,756−6.7% | Reduced |
| JPMorgan Chase & Co | 180,378 | $2.77M | 0.00% | +129,875+257.2% | Added |
| Gabelli & Co Investment Advisers, Inc. | 173,728 | $2.67M | 0.35% | +173,728 | New |
| Citigroup Inc | 165,163 | $2.54M | 0.00% | +129,043+357.3% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 161,670 | $2.47M | 0.01% | −151,279−48.3% | Reduced |
| Canada Pension Plan Investment Board | 158,850 | $2.44M | 0.00% | +158,850 | New |
| HRT Financial LP | 154,739 | $2.38M | 0.01% | +88,298+132.9% | Added |
| Anqa Management LLC | 147,000 | $2.26M | 2.63% | −676,000−82.1% | Reduced |
| Deutsche Bank AG | 143,781 | $2.21M | 0.00% | +89,065+162.8% | Added |
| EMC Capital Management | 142,318 | $2.19M | 1.18% | +2,361+1.7% | Added |
| IndexIQ Advisors LLC | 141,490 | $2.17M | 0.07% | +103,867+276.1% | Added |
| Charles Schwab Investment Management Inc | 135,276 | $2.08M | 0.00% | +3,449+2.6% | Added |
| Russell Investments Group, Ltd. | 129,369 | $1.99M | 0.00% | −1,867,764−93.5% | Reduced |
| Barclays PLC | 116,618 | $1.79M | 0.00% | +92,818+390.0% | Added |
| Swiss National Bank | 114,900 | $1.77M | 0.00% | +3,000+2.7% | Added |
| SG Americas Securities, LLC | 114,727 | $1.76M | 0.01% | +79,719+227.7% | Added |
| Zenyatta Capital Management LP | 100,000 | $1.54M | 0.58% | +100,000 | New |
| Walleye Capital LLC | 90,247 | $1.39M | 0.05% | +90,247 | New |
| Mint Tower Capital Management B.V. | 88,442 | $1.36M | 0.24% | +88,442 | New |
| Ameriprise Financial Inc | 87,464 | $1.34M | 0.00% | −975,235−91.8% | Reduced |
| BCK Capital Management LP | 87,342 | $1.34M | 0.90% | +87,342 | New |
| Centiva Capital, LP | 86,751 | $1.33M | 0.09% | +86,751 | New |
| Rhumbline Advisers | 76,936 | $1.18M | 0.00% | +2,074+2.8% | Added |
| Wolverine Asset Management LLC | 75,159 | $1.16M | 0.01% | +75,159 | New |
| Lombard Odier Asset Management (USA) Corp | 75,000 | $1.15M | 0.17% | +75,000 | New |
| California State Teachers Retirement System | 72,055 | $1.11M | 0.00% | +3,008+4.4% | Added |
| Marshall Wace, LLP | 68,526 | $1.05M | 0.00% | +46,878+216.5% | Added |
| UBS Asset Management Americas Inc | 64,638 | $993.5K | 0.00% | 00.0% | Unchanged |
| Vestcor Inc | 59,416 | $913.0K | 0.03% | +59,416 | New |
| Keebeck Alpha, LP | 56,733 | $872.0K | 0.32% | +56,733 | New |
| Invesco Ltd. | 55,095 | $847.0K | 0.00% | −3,933−6.7% | Reduced |
| Dynamic Technology Lab Private Ltd | 51,104 | $785.0K | 0.09% | +51,104 | New |
| Gsa Capital Partners LLP | 49,243 | $757.0K | 0.10% | +49,243 | New |
| Public Employees Retirement System of Ohio | 48,000 | $738.0K | 0.00% | −27,310−36.3% | Reduced |
| Group One Trading, L.P. | 47,596 | $732.0K | 0.01% | +36,058+312.5% | Added |
| Brinker Capital Investments, LLC | 45,504 | $699.0K | 0.01% | −7,120−13.5% | Reduced |
| First Eagle Investment Management, LLC | 45,500 | $699.0K | 0.00% | +45,500 | New |
| Guggenheim Capital LLC | 44,797 | $689.0K | 0.00% | +44,797 | New |
| Bank of America Corp | 44,696 | $687.0K | 0.00% | +10,650+31.3% | Added |
| Weiss Multi-Strategy Advisers LLC | 39,333 | $605.0K | 0.01% | +39,333 | New |
| Prelude Capital Management, LLC | 38,139 | $586.0K | 0.03% | +38,139 | New |
| HAP Trading, LLC | 38,006 | $584.0K | 0.04% | +38,006 | New |
| New York State Common Retirement Fund | 35,125 | $540.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 33,478 | $515.0K | 0.00% | −29,900−47.2% | Reduced |
| Wells Fargo & Company | 31,769 | $489.0K | 0.00% | +13,675+75.6% | Added |
| Wellington Management Group LLP | 28,191 | $433.0K | 0.00% | +28,191 | New |
| AQR Capital Management LLC | 27,871 | $428.0K | 0.00% | −143,571−83.7% | Reduced |
| American International Group, Inc. | 27,252 | $419.0K | 0.00% | −815−2.9% | Reduced |
| Manufacturers Life Insurance Company, The | 26,922 | $414.0K | 0.00% | −2,789−9.4% | Reduced |
| Verition Fund Management LLC | 26,274 | $404.0K | 0.01% | +26,274 | New |
| Princeton Capital Management LLC | 26,040 | $400.0K | 0.11% | −4,480−14.7% | Reduced |
| Vident Investment Advisory, LLC | 25,236 | $388.0K | 0.01% | +14,727+140.1% | Added |
| Allianz Asset Management GmbH | 24,000 | $369.0K | 0.00% | +24,000 | New |
| Telemetry Investments, L.L.C. | 23,000 | $354.0K | 0.46% | +23,000 | New |
| Boston Partners | 22,573 | $347.0K | 0.00% | −68,193−75.1% | Reduced |