Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Neophotonics Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 145
- +21 vs. Q3 2021
- Shares held
- 45.5M
- +3.02M (+7.1%) vs. Q3 2021
- Total value
- $699.3M
- +$328.9M (+88.8%) vs. Q3 2021
- New holders
- 56
- 32 more added
- Sold out
- 35
- 40 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Toronto Dominion Bank | 6 | $0 | 0.00% | +6 | New |
| Harbour Investments, Inc. | 79 | $1.00K | 0.00% | −425−84.3% | Reduced |
| Captrust Financial Advisors | 41 | $1.00K | 0.00% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 50 | $1.00K | 0.00% | +50 | New |
| Accel Wealth Management | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 293 | $5.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 400 | $6.00K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 615 | $9.00K | 0.00% | −5,466−89.9% | Reduced |
| Blue Bell Private Wealth Management, LLC | 800 | $12.0K | 0.00% | +800 | New |
| Tower Research Capital LLC (TRC) | 960 | $15.0K | 0.00% | −4,531−82.5% | Reduced |
| Stonebridge Capital Advisors LLC | 1,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,000 | $15.0K | 0.00% | +1,000 | New |
| Geneos Wealth Management Inc. | 1,306 | $20.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,451 | $23.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,650 | $25.0K | 0.00% | +450+37.5% | Added |
| State of Wyoming | 1,637 | $25.0K | 0.01% | +1,637 | New |
| Bollard Group LLC | 1,958 | $30.0K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 3,224 | $49.0K | 0.00% | +3,224 | New |
| Great West Life Assurance Co | 3,342 | $51.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 4,198 | $65.0K | 0.00% | 00.0% | Unchanged |
| Sphinx Trading, LP | 6,000 | $92.0K | 0.10% | +6,000 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,795 | $104.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 8,530 | $131.0K | 0.00% | −1,931−18.5% | Reduced |
| The PNC Financial Services Group, Inc. | 8,900 | $136.0K | 0.00% | −900−9.2% | Reduced |
| Vestor Capital, LLC | 10,000 | $154.0K | 0.01% | +5,000+100.0% | Added |
| Teacher Retirement System of Texas | 10,118 | $156.0K | 0.00% | +10,118 | New |
| Janus Henderson Group PLC | 10,300 | $158.0K | 0.00% | +10,300 | New |
| PenderFund Capital Management Ltd. | 8,300 | $161.0K | 0.04% | +8,300 | New |
| ProShare Advisors LLC | 11,202 | $172.0K | 0.00% | +11,202 | New |
| Merlin Capital LLC | 11,215 | $172.0K | 0.20% | +11,215 | New |
| Truvestments Capital LLC | 11,639 | $179.0K | 0.09% | +1,305+12.6% | Added |
| Metropolitan Life Insurance Co | 12,496 | $192.1K | 0.00% | +691+5.9% | Added |
| PEAK6 Investments LLC | 12,691 | $195.0K | 0.01% | +12,691 | New |
| ExodusPoint Capital Management, LP | 13,124 | $202.0K | 0.00% | −17,439−57.1% | Reduced |
| Arizona State Retirement System | 14,046 | $216.0K | 0.00% | +64+0.5% | Added |
| Shell Asset Management Co | 16,388 | $252.0K | 0.01% | +28+0.2% | Added |
| Naples Global Advisors, LLC | 17,000 | $261.0K | 0.03% | 00.0% | Unchanged |
| Legal & General Group Plc | 17,129 | $263.0K | 0.00% | 00.0% | Unchanged |
| Diametric Capital, LP | 17,248 | $265.0K | 0.20% | +17,248 | New |
| Susquehanna International Group, LLP | 17,335 | $266.0K | 0.00% | −40,343−69.9% | Reduced |
| State of Wisconsin Investment Board | 17,700 | $272.0K | 0.00% | −346,264−95.1% | Reduced |
| MetLife Investment Management | 17,783 | $273.3K | 0.00% | +8,371+88.9% | Added |
| State Board of Administration of Florida Retirement System | 19,286 | $296.0K | 0.00% | −658−3.3% | Reduced |
| Voya Investment Management LLC | 20,057 | $308.0K | 0.00% | −217−1.1% | Reduced |
| BNP Paribas Arbitrage, SA | 21,789 | $334.9K | 0.00% | +10,197+88.0% | Added |
| Boston Partners | 22,573 | $347.0K | 0.00% | −68,193−75.1% | Reduced |
| Telemetry Investments, L.L.C. | 23,000 | $354.0K | 0.46% | +23,000 | New |
| Allianz Asset Management GmbH | 24,000 | $369.0K | 0.00% | +24,000 | New |
| Vident Investment Advisory, LLC | 25,236 | $388.0K | 0.01% | +14,727+140.1% | Added |
| Princeton Capital Management LLC | 26,040 | $400.0K | 0.11% | −4,480−14.7% | Reduced |
| Verition Fund Management LLC | 26,274 | $404.0K | 0.01% | +26,274 | New |
| Manufacturers Life Insurance Company, The | 26,922 | $414.0K | 0.00% | −2,789−9.4% | Reduced |
| American International Group, Inc. | 27,252 | $419.0K | 0.00% | −815−2.9% | Reduced |
| AQR Capital Management LLC | 27,871 | $428.0K | 0.00% | −143,571−83.7% | Reduced |
| Wellington Management Group LLP | 28,191 | $433.0K | 0.00% | +28,191 | New |
| Wells Fargo & Company | 31,769 | $489.0K | 0.00% | +13,675+75.6% | Added |
| UBS Group AG | 33,478 | $515.0K | 0.00% | −29,900−47.2% | Reduced |
| New York State Common Retirement Fund | 35,125 | $540.0K | 0.00% | 00.0% | Unchanged |
| HAP Trading, LLC | 38,006 | $584.0K | 0.04% | +38,006 | New |
| Prelude Capital Management, LLC | 38,139 | $586.0K | 0.03% | +38,139 | New |
| Weiss Multi-Strategy Advisers LLC | 39,333 | $605.0K | 0.01% | +39,333 | New |
| Bank of America Corp | 44,696 | $687.0K | 0.00% | +10,650+31.3% | Added |
| Guggenheim Capital LLC | 44,797 | $689.0K | 0.00% | +44,797 | New |
| Brinker Capital Investments, LLC | 45,504 | $699.0K | 0.01% | −7,120−13.5% | Reduced |
| First Eagle Investment Management, LLC | 45,500 | $699.0K | 0.00% | +45,500 | New |
| Group One Trading, L.P. | 47,596 | $732.0K | 0.01% | +36,058+312.5% | Added |
| Public Employees Retirement System of Ohio | 48,000 | $738.0K | 0.00% | −27,310−36.3% | Reduced |
| Gsa Capital Partners LLP | 49,243 | $757.0K | 0.10% | +49,243 | New |
| Dynamic Technology Lab Private Ltd | 51,104 | $785.0K | 0.09% | +51,104 | New |
| Invesco Ltd. | 55,095 | $847.0K | 0.00% | −3,933−6.7% | Reduced |
| Keebeck Alpha, LP | 56,733 | $872.0K | 0.32% | +56,733 | New |
| Vestcor Inc | 59,416 | $913.0K | 0.03% | +59,416 | New |
| UBS Asset Management Americas Inc | 64,638 | $993.5K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 68,526 | $1.05M | 0.00% | +46,878+216.5% | Added |
| California State Teachers Retirement System | 72,055 | $1.11M | 0.00% | +3,008+4.4% | Added |
| Lombard Odier Asset Management (USA) Corp | 75,000 | $1.15M | 0.17% | +75,000 | New |
| Wolverine Asset Management LLC | 75,159 | $1.16M | 0.01% | +75,159 | New |
| Rhumbline Advisers | 76,936 | $1.18M | 0.00% | +2,074+2.8% | Added |
| Centiva Capital, LP | 86,751 | $1.33M | 0.09% | +86,751 | New |
| BCK Capital Management LP | 87,342 | $1.34M | 0.90% | +87,342 | New |
| Ameriprise Financial Inc | 87,464 | $1.34M | 0.00% | −975,235−91.8% | Reduced |
| Mint Tower Capital Management B.V. | 88,442 | $1.36M | 0.24% | +88,442 | New |
| Walleye Capital LLC | 90,247 | $1.39M | 0.05% | +90,247 | New |
| Zenyatta Capital Management LP | 100,000 | $1.54M | 0.58% | +100,000 | New |
| SG Americas Securities, LLC | 114,727 | $1.76M | 0.01% | +79,719+227.7% | Added |
| Swiss National Bank | 114,900 | $1.77M | 0.00% | +3,000+2.7% | Added |
| Barclays PLC | 116,618 | $1.79M | 0.00% | +92,818+390.0% | Added |
| Russell Investments Group, Ltd. | 129,369 | $1.99M | 0.00% | −1,867,764−93.5% | Reduced |
| Charles Schwab Investment Management Inc | 135,276 | $2.08M | 0.00% | +3,449+2.6% | Added |
| IndexIQ Advisors LLC | 141,490 | $2.17M | 0.07% | +103,867+276.1% | Added |
| EMC Capital Management | 142,318 | $2.19M | 1.18% | +2,361+1.7% | Added |
| Deutsche Bank AG | 143,781 | $2.21M | 0.00% | +89,065+162.8% | Added |
| Anqa Management LLC | 147,000 | $2.26M | 2.63% | −676,000−82.1% | Reduced |
| HRT Financial LP | 154,739 | $2.38M | 0.01% | +88,298+132.9% | Added |
| Canada Pension Plan Investment Board | 158,850 | $2.44M | 0.00% | +158,850 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 161,670 | $2.47M | 0.01% | −151,279−48.3% | Reduced |
| Citigroup Inc | 165,163 | $2.54M | 0.00% | +129,043+357.3% | Added |
| Gabelli & Co Investment Advisers, Inc. | 173,728 | $2.67M | 0.35% | +173,728 | New |
| JPMorgan Chase & Co | 180,378 | $2.77M | 0.00% | +129,875+257.2% | Added |
| Nuveen Asset Management, LLC | 190,531 | $2.88M | 0.00% | −13,756−6.7% | Reduced |