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Neophotonics Corp

NPTNDelisted Aug 3, 2022
Industry
Semiconductors & Related Devices
SEC CIK
0001227025

Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.

13F holders, Q1 2021

Institutional positions in Neophotonics Corp as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
147
No complete 13F data for Q4 2020
Shares held
43.1M
No complete 13F data for Q4 2020
Total value
$515.4M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 147 institutions
Q1 2021: 147 institutionsQ2 2021: 138 institutionsQ3 2021: 124 institutionsQ4 2021: 145 institutionsQ1 2022: 143 institutionsQ2 2022: 157 institutionsQ3 2022: 2 institutionsQ4 2022: 0 institutionsQ1 2023: 0 institutionsQ2 2023: 0 institutionsQ3 2023: 0 institutionsQ4 2023: 0 institutionsQ1 2024: 0 institutionsQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ1 2021: $515.4M
Q1 2021: $515.4MQ2 2021: $448.4MQ3 2021: $370.4MQ4 2021: $699.3MQ1 2022: $709.0MQ2 2022: $780.4MQ3 2022: $5.00KQ4 2022: $0Q1 2023: $0Q2 2023: $0Q3 2023: $0Q4 2023: $0Q1 2024: $0Q2 2024: $0Q3 2024: $0Q4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding NPTN and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20240$0
Q2 20240$0
Q1 20240$0
Q4 20230$0
Q3 20230$0
Q2 20230$0
Q1 20230$0
Q4 20220$0
Q3 20222$5.00K
Q2 2022157$780.4M
Q1 2022143$709.0M
Q4 2021145$699.3M
Q3 2021124$370.4M
Q2 2021138$448.4M
Q1 2021147$515.4M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Neophotonics Corp.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding NPTN in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Vanguard Group Inc3,798,000$45.4M0.00%––
BlackRock Inc.3,758,660$44.9M0.00%––
State Street Corp2,566,414$30.7M0.00%––
Renaissance Technologies LLC2,545,657$30.4M0.04%––
Paradigm Capital Management Inc2,305,000$27.5M1.43%––
Dimensional Fund Advisors LP2,093,696$25.0M0.01%––
Wasatch Advisors Inc1,928,945$23.1M0.10%––
AWM Investment Company, Inc.1,920,722$23.0M2.56%––
Jacobs Levy Equity Management, Inc1,168,803$14.0M0.11%––
Russell Investments Group, Ltd.1,107,136$13.2M0.02%––
Geode Capital Management, LLC1,072,202$12.8M0.00%––
Masters Capital Management LLC1,000,000$11.9M2.19%––
JPMorgan Chase & Co965,547$11.5M0.00%––
Granahan Investment Management Inc963,794$11.5M0.24%––
Victory Capital Management Inc906,792$10.8M0.01%––
Anqa Management LLC823,000$9.84M12.45%––
Systematic Financial Management LP794,204$9.49M0.35%––
Kennedy Capital Management, Inc.783,103$9.36M0.19%––
Scout Investments, Inc.673,031$8.04M0.12%––
Penserra Capital Management LLC641,787$7.67M0.14%––
Needham Investment Management LLC637,500$7.62M1.04%––
Acadian Asset Management LLC573,030$6.85M0.03%––
Friess Associates LLC551,634$6.59M2.56%––
Nuveen Asset Management, LLC538,679$6.44M0.00%––
Northern Trust Corp533,332$6.37M0.00%––
Arrowstreet Capital, Limited Partnership506,210$6.05M0.01%––
Two Sigma Advisers, LP484,051$5.78M0.02%––
Charles Schwab Investment Management Inc400,295$4.78M0.00%––
Goldman Sachs Group Inc394,874$4.72M0.00%––
State of Wisconsin Investment Board379,364$4.53M0.01%––
White Pine Capital LLC352,973$4.22M1.34%––
Ameriprise Financial Inc351,651$4.20M0.00%––
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.341,822$4.08M0.03%––
Royce & Associates LP315,882$3.77M0.03%––
Fuller & Thaler Asset Management, Inc.284,835$3.40M0.02%––
Los Angeles Capital Management LLC278,769$3.33M0.02%––
Bank of New York Mellon Corp248,535$2.97M0.00%––
AQR Capital Management LLC210,135$2.51M0.00%––
Herald Investment Management Ltd200,000$2.39M0.42%––
Two Sigma Investments, LP197,198$2.36M0.01%––
UBS Group AG171,870$2.05M0.00%––
Cinctive Capital Management LP150,000$1.79M0.11%––
Bank of Montreal119,229$1.42M0.00%––
Swiss National Bank108,900$1.30M0.00%––
Fisher Asset Management, LLC100,376$1.20M0.00%––
California Public Employees Retirement System99,800$1.19M0.00%––
Federated Hermes, Inc.98,671$1.18M0.00%––
EMC Capital Management95,922$1.15M0.82%––
Citadel Advisors LLC84,900$1.01M0.00%––
Gilder Gagnon Howe & Co LLC83,271$995.0K0.01%––
Wells Fargo & Company79,771$953.0K0.00%––
Public Employees Retirement System of Ohio75,810$906.0K0.00%––
California State Teachers Retirement System75,398$901.0K0.00%––
Engineers Gate Manager LP75,004$896.0K0.04%––
Globeflex Capital L P73,964$884.0K0.16%––
Boston Partners70,350$841.0K0.00%––
Panagora Asset Management Inc66,123$790.0K0.00%––
Redmond Asset Management, LLC65,732$785.0K0.24%––
Squarepoint Ops LLC64,560$771.0K0.01%––
Rhumbline Advisers64,321$769.0K0.00%––
Deutsche Bank AG62,455$746.0K0.00%––
UBS Asset Management Americas Inc60,488$722.8K0.00%––
Susquehanna International Group, LLP59,978$717.0K0.00%––
Prelude Capital Management, LLC59,800$715.0K0.05%––
Bank of America Corp59,538$712.0K0.00%––
Winton Group Ltd59,317$709.0K0.04%––
SEI Investments Co54,285$646.0K0.00%––
Invesco Ltd.51,365$613.0K0.00%––
QS Investors, LLC51,200$612.0K0.01%––
Summit Global Investments50,766$607.0K0.04%––
Brinker Capital Investments, LLC50,125$599.0K0.01%––
American Century Companies Inc47,059$562.0K0.00%––
Barclays PLC46,202$552.0K0.00%––
J. Goldman & Co LP44,688$534.0K0.03%––
New York State Common Retirement Fund44,100$527.0K0.00%––
Capital Fund Management S.A.38,813$463.8K0.02%––
Algert Global LLC38,230$457.0K0.15%––
IndexIQ Advisors LLC36,061$431.0K0.02%––
STRS Ohio33,300$397.0K0.00%––
Credit Suisse AG31,815$380.0K0.00%––
Shay Capital LLC31,000$370.0K0.10%––
Simplex Trading, LLC30,088$359.0K0.02%––
Citigroup Inc29,742$355.0K0.00%––
American International Group, Inc.28,932$346.0K0.00%––
Manufacturers Life Insurance Company, The28,582$342.0K0.00%––
Princeton Capital Management LLC28,147$336.0K0.11%––
Group One Trading, L.P.27,744$332.0K0.01%––
Jane Street Group, LLC26,833$321.0K0.00%––
Virginia Retirement Systems Et Al23,800$284.0K0.00%––
BNP Paribas Arbitrage, SA23,684$283.0K0.00%––
Vident Investment Advisory, LLC22,249$266.0K0.01%––
GWM Advisors LLC21,609$258.0K0.01%––
Voya Investment Management LLC21,522$257.0K0.00%––
Ardsley Advisory Partners LP20,000$239.0K0.04%––
State Board of Administration of Florida Retirement System19,343$231.0K0.00%––
Verition Fund Management LLC18,248$218.0K0.00%––
Tower Research Capital LLC (TRC)17,761$213.0K0.00%––
Naples Global Advisors, LLC17,000$203.0K0.03%––
SG Americas Securities, LLC15,490$185.0K0.00%––
HRT Financial LP15,114$180.0K0.00%––