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Neophotonics Corp

NPTNDelisted Aug 3, 2022
Industry
Semiconductors & Related Devices
SEC CIK
0001227025

Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.

13F holders, Q1 2021

Institutional positions in Neophotonics Corp as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
147
No complete 13F data for Q4 2020
Shares held
43.1M
No complete 13F data for Q4 2020
Total value
$515.4M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 147 institutions
Q1 2021: 147 institutionsQ2 2021: 138 institutionsQ3 2021: 124 institutionsQ4 2021: 145 institutionsQ1 2022: 143 institutionsQ2 2022: 157 institutionsQ3 2022: 2 institutionsQ4 2022: 0 institutionsQ1 2023: 0 institutionsQ2 2023: 0 institutionsQ3 2023: 0 institutionsQ4 2023: 0 institutionsQ1 2024: 0 institutionsQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ1 2021: $515.4M
Q1 2021: $515.4MQ2 2021: $448.4MQ3 2021: $370.4MQ4 2021: $699.3MQ1 2022: $709.0MQ2 2022: $780.4MQ3 2022: $5.00KQ4 2022: $0Q1 2023: $0Q2 2023: $0Q3 2023: $0Q4 2023: $0Q1 2024: $0Q2 2024: $0Q3 2024: $0Q4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding NPTN and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20240$0
Q2 20240$0
Q1 20240$0
Q4 20230$0
Q3 20230$0
Q2 20230$0
Q1 20230$0
Q4 20220$0
Q3 20222$5.00K
Q2 2022157$780.4M
Q1 2022143$709.0M
Q4 2021145$699.3M
Q3 2021124$370.4M
Q2 2021138$448.4M
Q1 2021147$515.4M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Neophotonics Corp.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding NPTN in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Captrust Financial Advisors41$00.00%––
Sofos Investments, Inc.1$170.00%––
Central Trust Co175$2.00K0.00%––
Advisor Group Holdings, Inc.200$2.00K0.00%––
Accel Wealth Management150$2.00K0.00%––
WealthShield Partners, LLC281$3.00K0.00%––
Signaturefd, LLC293$4.00K0.00%––
Gemmer Asset Management LLC300$4.00K0.00%––
Wealthcare Advisory Partners LLC300$4.00K0.00%––
Sowell Financial Services LLC710$6.00K0.00%––
Harbour Investments, Inc.598$7.00K0.00%––
Newbridge Financial Services Group, Inc.700$8.00K0.01%––
Graves-Light Private Wealth Management, Inc.743$9.00K0.00%––
Stonebridge Capital Advisors LLC1,000$12.0K0.00%––
Geneos Wealth Management Inc.1,300$12.0K0.00%––
US Bancorp1,049$13.0K0.00%––
Point72 Hong Kong Ltd1,120$13.0K0.00%––
Royal Bank of Canada1,230$15.0K0.00%––
Bollard Group LLC1,958$23.0K0.00%––
Smith Asset Management Group LP2,120$25.0K0.00%––
Quantbot Technologies LP2,101$25.0K0.00%––
Cutler Group LP2,400$28.0K0.00%––
Hoover Financial Advisors, Inc.3,511$33.0K0.01%––
Great West Life Assurance Co3,342$40.0K0.00%––
New York State Teachers Retirement System4,100$49.0K0.00%––
Ameritas Investment Partners, Inc.4,198$50.0K0.00%––
Vestor Capital, LLC5,000$60.0K0.01%––
Zurcher Kantonalbank (Zurich Cantonalbank)6,795$81.0K0.00%––
Legal & General Group Plc8,317$100.0K0.00%––
Truvestments Capital LLC8,404$100.0K0.06%––
O'Shaughnessy Asset Management, LLC10,150$121.0K0.00%––
MetLife Investment Management10,601$126.7K0.00%––
The PNC Financial Services Group, Inc.10,700$128.0K0.00%––
Metropolitan Life Insurance Co10,729$128.2K0.00%––
Cubist Systematic Strategies, LLC11,423$137.0K0.00%––
MONECO Advisors, LLC12,000$143.0K0.07%––
Hancock Whitney Corp12,377$148.0K0.01%––
Stratos Wealth Partners, LTD.12,800$153.0K0.00%––
Morgan Stanley13,284$159.0K0.00%––
ProShare Advisors LLC13,265$159.0K0.00%––
Parametric Portfolio Associates LLC13,655$163.0K0.00%––
Hennessy Advisors Inc13,643$163.0K0.01%––
Arizona State Retirement System13,868$166.0K0.00%––
Blueshift Asset Management, LLC13,974$167.0K0.02%––
Bronson Point Management LLC15,000$179.0K0.08%––
HRT Financial LP15,114$180.0K0.00%––
Athanor Capital, LP15,088$180.0K0.01%––
SG Americas Securities, LLC15,490$185.0K0.00%––
Naples Global Advisors, LLC17,000$203.0K0.03%––
Tower Research Capital LLC (TRC)17,761$213.0K0.00%––
Verition Fund Management LLC18,248$218.0K0.00%––
State Board of Administration of Florida Retirement System19,343$231.0K0.00%––
Ardsley Advisory Partners LP20,000$239.0K0.04%––
Voya Investment Management LLC21,522$257.0K0.00%––
GWM Advisors LLC21,609$258.0K0.01%––
Vident Investment Advisory, LLC22,249$266.0K0.01%––
BNP Paribas Arbitrage, SA23,684$283.0K0.00%––
Virginia Retirement Systems Et Al23,800$284.0K0.00%––
Jane Street Group, LLC26,833$321.0K0.00%––
Group One Trading, L.P.27,744$332.0K0.01%––
Princeton Capital Management LLC28,147$336.0K0.11%––
Manufacturers Life Insurance Company, The28,582$342.0K0.00%––
American International Group, Inc.28,932$346.0K0.00%––
Citigroup Inc29,742$355.0K0.00%––
Simplex Trading, LLC30,088$359.0K0.02%––
Shay Capital LLC31,000$370.0K0.10%––
Credit Suisse AG31,815$380.0K0.00%––
STRS Ohio33,300$397.0K0.00%––
IndexIQ Advisors LLC36,061$431.0K0.02%––
Algert Global LLC38,230$457.0K0.15%––
Capital Fund Management S.A.38,813$463.8K0.02%––
New York State Common Retirement Fund44,100$527.0K0.00%––
J. Goldman & Co LP44,688$534.0K0.03%––
Barclays PLC46,202$552.0K0.00%––
American Century Companies Inc47,059$562.0K0.00%––
Brinker Capital Investments, LLC50,125$599.0K0.01%––
Summit Global Investments50,766$607.0K0.04%––
QS Investors, LLC51,200$612.0K0.01%––
Invesco Ltd.51,365$613.0K0.00%––
SEI Investments Co54,285$646.0K0.00%––
Winton Group Ltd59,317$709.0K0.04%––
Bank of America Corp59,538$712.0K0.00%––
Prelude Capital Management, LLC59,800$715.0K0.05%––
Susquehanna International Group, LLP59,978$717.0K0.00%––
UBS Asset Management Americas Inc60,488$722.8K0.00%––
Deutsche Bank AG62,455$746.0K0.00%––
Rhumbline Advisers64,321$769.0K0.00%––
Squarepoint Ops LLC64,560$771.0K0.01%––
Redmond Asset Management, LLC65,732$785.0K0.24%––
Panagora Asset Management Inc66,123$790.0K0.00%––
Boston Partners70,350$841.0K0.00%––
Globeflex Capital L P73,964$884.0K0.16%––
Engineers Gate Manager LP75,004$896.0K0.04%––
California State Teachers Retirement System75,398$901.0K0.00%––
Public Employees Retirement System of Ohio75,810$906.0K0.00%––
Wells Fargo & Company79,771$953.0K0.00%––
Gilder Gagnon Howe & Co LLC83,271$995.0K0.01%––
Citadel Advisors LLC84,900$1.01M0.00%––
EMC Capital Management95,922$1.15M0.82%––
Federated Hermes, Inc.98,671$1.18M0.00%––