Skip to main content

Neophotonics Corp

NPTNDelisted Aug 3, 2022
Industry
Semiconductors & Related Devices
SEC CIK
0001227025

Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.

13F holders, Q1 2021

Institutional positions in Neophotonics Corp as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
147
No complete 13F data for Q4 2020
Shares held
43.1M
No complete 13F data for Q4 2020
Total value
$515.4M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 147 institutions
Q1 2021: 147 institutionsQ2 2021: 138 institutionsQ3 2021: 124 institutionsQ4 2021: 145 institutionsQ1 2022: 143 institutionsQ2 2022: 157 institutionsQ3 2022: 2 institutionsQ4 2022: 0 institutionsQ1 2023: 0 institutionsQ2 2023: 0 institutionsQ3 2023: 0 institutionsQ4 2023: 0 institutionsQ1 2024: 0 institutionsQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ1 2021: $515.4M
Q1 2021: $515.4MQ2 2021: $448.4MQ3 2021: $370.4MQ4 2021: $699.3MQ1 2022: $709.0MQ2 2022: $780.4MQ3 2022: $5.00KQ4 2022: $0Q1 2023: $0Q2 2023: $0Q3 2023: $0Q4 2023: $0Q1 2024: $0Q2 2024: $0Q3 2024: $0Q4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding NPTN and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20240$0
Q2 20240$0
Q1 20240$0
Q4 20230$0
Q3 20230$0
Q2 20230$0
Q1 20230$0
Q4 20220$0
Q3 20222$5.00K
Q2 2022157$780.4M
Q1 2022143$709.0M
Q4 2021145$699.3M
Q3 2021124$370.4M
Q2 2021138$448.4M
Q1 2021147$515.4M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Neophotonics Corp.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding NPTN in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Athanor Capital, LP15,088$180.0K0.01%––
Bronson Point Management LLC15,000$179.0K0.08%––
Blueshift Asset Management, LLC13,974$167.0K0.02%––
Arizona State Retirement System13,868$166.0K0.00%––
Parametric Portfolio Associates LLC13,655$163.0K0.00%––
Hennessy Advisors Inc13,643$163.0K0.01%––
Morgan Stanley13,284$159.0K0.00%––
ProShare Advisors LLC13,265$159.0K0.00%––
Stratos Wealth Partners, LTD.12,800$153.0K0.00%––
Hancock Whitney Corp12,377$148.0K0.01%––
MONECO Advisors, LLC12,000$143.0K0.07%––
Cubist Systematic Strategies, LLC11,423$137.0K0.00%––
Metropolitan Life Insurance Co10,729$128.2K0.00%––
The PNC Financial Services Group, Inc.10,700$128.0K0.00%––
MetLife Investment Management10,601$126.7K0.00%––
O'Shaughnessy Asset Management, LLC10,150$121.0K0.00%––
Legal & General Group Plc8,317$100.0K0.00%––
Truvestments Capital LLC8,404$100.0K0.06%––
Zurcher Kantonalbank (Zurich Cantonalbank)6,795$81.0K0.00%––
Vestor Capital, LLC5,000$60.0K0.01%––
Ameritas Investment Partners, Inc.4,198$50.0K0.00%––
New York State Teachers Retirement System4,100$49.0K0.00%––
Great West Life Assurance Co3,342$40.0K0.00%––
Hoover Financial Advisors, Inc.3,511$33.0K0.01%––
Cutler Group LP2,400$28.0K0.00%––
Smith Asset Management Group LP2,120$25.0K0.00%––
Quantbot Technologies LP2,101$25.0K0.00%––
Bollard Group LLC1,958$23.0K0.00%––
Royal Bank of Canada1,230$15.0K0.00%––
US Bancorp1,049$13.0K0.00%––
Point72 Hong Kong Ltd1,120$13.0K0.00%––
Stonebridge Capital Advisors LLC1,000$12.0K0.00%––
Geneos Wealth Management Inc.1,300$12.0K0.00%––
Graves-Light Private Wealth Management, Inc.743$9.00K0.00%––
Newbridge Financial Services Group, Inc.700$8.00K0.01%––
Harbour Investments, Inc.598$7.00K0.00%––
Sowell Financial Services LLC710$6.00K0.00%––
Signaturefd, LLC293$4.00K0.00%––
Gemmer Asset Management LLC300$4.00K0.00%––
Wealthcare Advisory Partners LLC300$4.00K0.00%––
WealthShield Partners, LLC281$3.00K0.00%––
Central Trust Co175$2.00K0.00%––
Advisor Group Holdings, Inc.200$2.00K0.00%––
Accel Wealth Management150$2.00K0.00%––
Sofos Investments, Inc.1$170.00%––
Captrust Financial Advisors41$00.00%––
Boardman Bay Capital Management LLC350––––