Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Neophotonics Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 143
- 0 vs. Q4 2021
- Shares held
- 46.6M
- +1.11M (+2.4%) vs. Q4 2021
- Total value
- $709.0M
- +$9.73M (+1.4%) vs. Q4 2021
- New holders
- 20
- 53 more added
- Sold out
- 20
- 43 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Toronto Dominion Bank | 6 | $0 | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 41 | $1.00K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 200 | $3.00K | 0.00% | −1,450−87.9% | Reduced |
| Manchester Capital Management LLC | 200 | $3.00K | 0.00% | +150+300.0% | Added |
| Fairfield Financial Advisors, LTD | 200 | $3.04K | 0.00% | +200 | New |
| Signaturefd, LLC | 293 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 470 | $7.00K | 0.00% | −490−51.0% | Reduced |
| IFP Advisors, Inc | 833 | $7.00K | 0.00% | +433+108.3% | Added |
| Macquarie Group Ltd | 615 | $9.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 600 | $10.0K | 0.00% | −8,300−93.3% | Reduced |
| Blue Bell Private Wealth Management, LLC | 800 | $12.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1,139 | $17.0K | 0.00% | +1,139 | New |
| Geneos Wealth Management Inc. | 1,306 | $19.0K | 0.00% | 00.0% | Unchanged |
| Bollard Group LLC | 1,958 | $30.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 2,248 | $35.0K | 0.00% | +797+54.9% | Added |
| Equitec Proprietary Markets, LLC | 2,600 | $40.0K | 0.02% | +2,600 | New |
| EMC Capital Management | 2,753 | $42.0K | 0.03% | −139,565−98.1% | Reduced |
| Metropolitan Life Insurance Co | 3,318 | $50.5K | 0.00% | −9,178−73.4% | Reduced |
| Royal Bank of Canada | 3,306 | $51.0K | 0.00% | −5,224−61.2% | Reduced |
| Great West Life Assurance Co | 3,342 | $54.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 4,198 | $64.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 4,669 | $71.0K | 0.00% | −42,927−90.2% | Reduced |
| Amalgamated Bank | 6,175 | $94.0K | 0.00% | +6,175 | New |
| Amalgamated Financial Corp. | 6,175 | $94.0K | 0.00% | +6,175 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,795 | $103.0K | 0.00% | 00.0% | Unchanged |
| Vestor Capital, LLC | 10,000 | $152.0K | 0.02% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 10,150 | $154.4K | 0.00% | −11,639−53.4% | Reduced |
| Janus Henderson Group PLC | 10,319 | $157.0K | 0.00% | +19+0.2% | Added |
| Jane Street Group, LLC | 10,526 | $160.0K | 0.00% | +10,526 | New |
| Teacher Retirement System of Texas | 10,857 | $165.0K | 0.00% | +739+7.3% | Added |
| Thoroughbred Financial Services, LLC | 10,985 | $167.0K | 0.03% | +10,985 | New |
| Gamco Investors, Inc. Et Al | 11,100 | $169.0K | 0.00% | +11,100 | New |
| Truvestments Capital LLC | 11,448 | $174.0K | 0.10% | −191−1.6% | Reduced |
| PEAK6 Investments LLC | 12,691 | $193.0K | 0.01% | 00.0% | Unchanged |
| Algert Global LLC | 13,132 | $200.0K | 0.01% | +13,132 | New |
| Wells Fargo & Company | 14,232 | $216.0K | 0.00% | −17,537−55.2% | Reduced |
| Shell Asset Management Co | 14,234 | $216.0K | 0.01% | −2,154−13.1% | Reduced |
| Arizona State Retirement System | 14,244 | $217.0K | 0.00% | +198+1.4% | Added |
| State Board of Administration of Florida Retirement System | 15,436 | $235.0K | 0.00% | −3,850−20.0% | Reduced |
| Naples Global Advisors, LLC | 17,000 | $259.0K | 0.03% | 00.0% | Unchanged |
| Legal & General Group Plc | 18,053 | $275.0K | 0.00% | +924+5.4% | Added |
| Vivaldi Asset Management, LLC | 18,776 | $286.0K | 0.03% | +18,776 | New |
| Parametric Portfolio Associates LLC | 19,157 | $291.0K | 0.00% | +19,157 | New |
| Diametric Capital, LP | 19,376 | $294.0K | 0.16% | +2,128+12.3% | Added |
| AQR Capital Management LLC | 20,144 | $306.0K | 0.00% | −7,727−27.7% | Reduced |
| Voya Investment Management LLC | 20,162 | $307.0K | 0.00% | +105+0.5% | Added |
| Manufacturers Life Insurance Company, The | 21,003 | $319.5K | 0.00% | −5,919−22.0% | Reduced |
| Victory Capital Management Inc | 21,475 | $325.0K | 0.00% | +21,475 | New |
| Boothbay Fund Management, LLC | 21,627 | $329.0K | 0.01% | +21,627 | New |
| Gsa Capital Partners LLP | 21,832 | $332.0K | 0.04% | −27,411−55.7% | Reduced |
| Barclays PLC | 22,059 | $335.0K | 0.00% | −94,559−81.1% | Reduced |
| CSS LLC | 22,249 | $338.0K | 0.01% | +22,249 | New |
| Allianz Asset Management GmbH | 24,000 | $365.0K | 0.00% | 00.0% | Unchanged |
| Telemetry Investments, L.L.C. | 24,000 | $365.0K | 0.58% | +1,000+4.3% | Added |
| Shay Capital LLC | 25,300 | $385.0K | 0.14% | +25,300 | New |
| PenderFund Capital Management Ltd. | 20,400 | $388.0K | 0.10% | +12,100+145.8% | Added |
| Vident Investment Advisory, LLC | 25,608 | $389.0K | 0.01% | +372+1.5% | Added |
| American International Group, Inc. | 25,909 | $394.0K | 0.00% | −1,343−4.9% | Reduced |
| MetLife Investment Management | 26,961 | $410.1K | 0.00% | +9,178+51.6% | Added |
| Wellington Management Group LLP | 28,191 | $429.0K | 0.00% | 00.0% | Unchanged |
| Verition Fund Management LLC | 34,016 | $517.0K | 0.01% | +7,742+29.5% | Added |
| New York State Common Retirement Fund | 35,166 | $535.0K | 0.00% | +41+0.1% | Added |
| Weiss Multi-Strategy Advisers LLC | 39,333 | $598.0K | 0.01% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 39,939 | $607.0K | 0.00% | −89,430−69.1% | Reduced |
| Systematic Financial Management LP | 44,398 | $675.0K | 0.02% | −960,102−95.6% | Reduced |
| Privium Fund Management (UK) Ltd | 44,500 | $676.0K | 0.45% | +44,500 | New |
| UBS Asset Management Americas Inc | 44,472 | $676.4K | 0.00% | −20,166−31.2% | Reduced |
| Public Employees Retirement System of Ohio | 48,000 | $730.0K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 49,854 | $759.0K | 0.00% | −5,241−9.5% | Reduced |
| First Eagle Investment Management, LLC | 62,662 | $953.0K | 0.00% | +17,162+37.7% | Added |
| Dynamic Technology Lab Private Ltd | 64,479 | $981.0K | 0.12% | +13,375+26.2% | Added |
| Rhumbline Advisers | 67,215 | $1.02M | 0.00% | −9,721−12.6% | Reduced |
| Marshall Wace, LLP | 69,095 | $1.05M | 0.00% | +569+0.8% | Added |
| Walleye Capital LLC | 70,874 | $1.08M | 0.03% | −19,373−21.5% | Reduced |
| California State Teachers Retirement System | 71,383 | $1.09M | 0.00% | −672−0.9% | Reduced |
| HAP Trading, LLC | 73,145 | $1.11M | 0.13% | +35,139+92.5% | Added |
| Guggenheim Capital LLC | 77,570 | $1.18M | 0.01% | +32,773+73.2% | Added |
| Ameriprise Financial Inc | 87,464 | $1.33M | 0.00% | 00.0% | Unchanged |
| IndexIQ Advisors LLC | 92,317 | $1.40M | 0.05% | −49,173−34.8% | Reduced |
| Two Sigma Investments, LP | 93,907 | $1.43M | 0.00% | −292,213−75.7% | Reduced |
| Lombard Odier Asset Management (USA) Corp | 97,200 | $1.48M | 0.26% | +22,200+29.6% | Added |
| Keebeck Alpha, LP | 97,403 | $1.48M | 0.45% | +40,670+71.7% | Added |
| Centiva Capital, LP | 100,000 | $1.52M | 0.09% | +13,249+15.3% | Added |
| Wolverine Asset Management LLC | 101,198 | $1.54M | 0.02% | +26,039+34.6% | Added |
| SG Americas Securities, LLC | 107,647 | $1.64M | 0.01% | −7,080−6.2% | Reduced |
| Credit Suisse AG | 124,522 | $1.89M | 0.00% | −149,793−54.6% | Reduced |
| Swiss National Bank | 124,600 | $1.90M | 0.00% | +9,700+8.4% | Added |
| Pentwater Capital Management LP | 126,000 | $1.92M | 0.04% | +126,000 | New |
| Charles Schwab Investment Management Inc | 136,252 | $2.07M | 0.00% | +976+0.7% | Added |
| Prelude Capital Management, LLC | 144,196 | $2.19M | 0.10% | +106,057+278.1% | Added |
| Kennedy Capital Management, Inc. | 150,850 | $2.29M | 0.05% | −859,215−85.1% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 158,060 | $2.40M | 0.01% | −3,610−2.2% | Reduced |
| Deutsche Bank AG | 169,349 | $2.58M | 0.00% | +25,568+17.8% | Added |
| Nuveen Asset Management, LLC | 180,876 | $2.73M | 0.00% | −9,655−5.1% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 181,126 | $2.75M | 0.36% | +7,398+4.3% | Added |
| Candriam Luxembourg S.C.A. | 189,128 | $2.88M | 0.02% | +189,128 | New |
| Bank of New York Mellon Corp | 192,174 | $2.92M | 0.00% | −4,414−2.2% | Reduced |