Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Neophotonics Corp as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
NPTN is no longer listed, so this page shows Q2 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 157
- +17 vs. Q1 2022
- Shares held
- 48.9M
- +2.36M (+5.1%) vs. Q1 2022
- Total value
- $780.4M
- +$73.2M (+10.3%) vs. Q1 2022
- New holders
- 34
- 45 more added
- Sold out
- 17
- 52 more reduced
3 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vident Investment Advisory, LLC | 22,302 | $351.0K | 0.01% | −3,306−12.9% | Reduced |
| Boothbay Fund Management, LLC | 21,627 | $340.0K | 0.01% | 00.0% | Unchanged |
| Barclays PLC | 21,042 | $331.0K | 0.00% | −1,017−4.6% | Reduced |
| AdvisorShares Investments LLC | 21,000 | $330.0K | 0.09% | +21,000 | New |
| Manufacturers Life Insurance Company, The | 20,949 | $329.5K | 0.00% | −54−0.3% | Reduced |
| Two Sigma Investments, LP | 20,498 | $322.0K | 0.00% | −73,409−78.2% | Reduced |
| Voya Investment Management LLC | 19,609 | $308.0K | 0.00% | −553−2.7% | Reduced |
| Legal & General Group Plc | 19,109 | $301.0K | 0.00% | +1,056+5.8% | Added |
| Dynamic Technology Lab Private Ltd | 17,512 | $275.0K | 0.03% | −46,967−72.8% | Reduced |
| Naples Global Advisors, LLC | 17,000 | $267.0K | 0.03% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 15,818 | $249.0K | 0.00% | +15,818 | New |
| State Board of Administration of Florida Retirement System | 15,436 | $243.0K | 0.00% | 00.0% | Unchanged |
| AQR Capital Management LLC | 15,113 | $238.0K | 0.00% | −5,031−25.0% | Reduced |
| CSS LLC | 14,849 | $234.0K | 0.01% | −7,400−33.3% | Reduced |
| Arizona State Retirement System | 14,392 | $226.0K | 0.00% | +148+1.0% | Added |
| Shell Asset Management Co | 14,259 | $224.0K | 0.01% | +25+0.2% | Added |
| FORA Capital, LLC | 14,124 | $222.0K | 0.04% | +14,124 | New |
| Los Angeles Capital Management LLC | 13,469 | $212.0K | 0.00% | +13,469 | New |
| State of Wisconsin Investment Board | 12,810 | $202.0K | 0.00% | +12,810 | New |
| Cubist Systematic Strategies, LLC | 12,788 | $201.0K | 0.00% | +12,788 | New |
| BNP Paribas Arbitrage, SA | 12,514 | $196.8K | 0.00% | +2,364+23.3% | Added |
| Gamco Investors, Inc. Et Al | 12,423 | $195.0K | 0.00% | +1,323+11.9% | Added |
| Sarissa Consulting LLC | 12,000 | $189.0K | 0.27% | +12,000 | New |
| Thoroughbred Financial Services, LLC | 10,985 | $172.0K | 0.03% | 00.0% | Unchanged |
| Truvestments Capital LLC | 10,578 | $166.0K | 0.10% | −870−7.6% | Reduced |
| Janus Henderson Group PLC | 10,306 | $162.0K | 0.00% | −13−0.1% | Reduced |
| Vestor Capital, LLC | 10,000 | $157.0K | 0.02% | 00.0% | Unchanged |
| Group One Trading, L.P. | 9,226 | $145.0K | 0.00% | +4,557+97.6% | Added |
| Amalgamated Bank | 8,229 | $129.0K | 0.00% | +2,054+33.3% | Added |
| Standard Family Office LLC | 8,000 | $126.0K | 1.25% | +8,000 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,795 | $107.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 4,945 | $78.0K | 0.00% | −9,287−65.3% | Reduced |
| Ameritas Investment Partners, Inc. | 4,198 | $66.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 3,318 | $52.2K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,990 | $47.0K | 0.00% | +2,520+536.2% | Added |
| Equitec Proprietary Markets, LLC | 2,700 | $42.0K | 0.02% | +100+3.8% | Added |
| Great West Life Assurance Co | 2,161 | $34.0K | 0.00% | −1,181−35.3% | Reduced |
| FMR LLC | 1,584 | $25.0K | 0.00% | +445+39.1% | Added |
| Point72 Hong Kong Ltd | 1,548 | $24.0K | 0.00% | +1,548 | New |
| Geneos Wealth Management Inc. | 1,306 | $20.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,333 | $20.0K | 0.00% | +1,333 | New |
| Federated Hermes, Inc. | 1,124 | $18.0K | 0.00% | +1,124 | New |
| Northwestern Mutual Wealth Management Co | 1,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Venture Visionary Partners LLC | 1,000 | $15.7K | 0.00% | +1,000 | New |
| Blue Bell Private Wealth Management, LLC | 800 | $13.0K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 615 | $10.0K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 500 | $8.00K | 0.00% | −500−50.0% | Reduced |
| Signaturefd, LLC | 504 | $8.00K | 0.00% | +211+72.0% | Added |
| Royal Bank of Canada | 296 | $5.00K | 0.00% | −3,010−91.0% | Reduced |
| IFP Advisors, Inc | 433 | $4.00K | 0.00% | −400−48.0% | Reduced |
| Manchester Capital Management LLC | 171 | $3.00K | 0.00% | −29−14.5% | Reduced |
| Advisor Group Holdings, Inc. | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 156 | $2.00K | 0.00% | +115+280.5% | Added |
| Harbour Investments, Inc. | 79 | $1.00K | 0.00% | +79 | New |
| Allworth Financial LP | 19 | $0 | 0.00% | +19 | New |
| Quadrant Capital Group LLC | 29 | $0 | 0.00% | +29 | New |
| AWM Investment Company, Inc. | 0 | $0 | 0.00% | −1,920,722−100.0% | Sold out |
| White Pine Capital LLC | 0 | $0 | 0.00% | −276,756−100.0% | Sold out |
| Kennedy Capital Management, Inc. | 0 | $0 | 0.00% | −150,850−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −87,464−100.0% | Sold out |
| First Eagle Investment Management, LLC | 0 | $0 | 0.00% | −62,662−100.0% | Sold out |
| Privium Fund Management (UK) Ltd | 0 | $0 | 0.00% | −44,500−100.0% | Sold out |
| Systematic Financial Management LP | 0 | $0 | 0.00% | −44,398−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −34,016−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −13,132−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −12,691−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −10,857−100.0% | Sold out |
| EMC Capital Management | 0 | $0 | 0.00% | −2,753−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −2,248−100.0% | Sold out |
| Bollard Group LLC | 0 | $0 | 0.00% | −1,958−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Fairfield Financial Advisors, LTD | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Toronto Dominion Bank | 0 | $0 | 0.00% | −6−100.0% | Sold out |
| IndexIQ Advisors LLC | – | – | – | – | Not filed |
| Parametric Portfolio Associates LLC | – | – | – | – | Not filed |
| Amalgamated Financial Corp. | – | – | – | – | Not filed |