New Mountain Finance Corp
NMFC- Exchange
- Nasdaq
- SEC CIK
- 0001496099
No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.
Other share classesNMFCZ
13F holders, Q3 2023
Institutional positions in New Mountain Finance Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 161
- +8 vs. Q2 2023
- Shares held
- 32.7M
- +49.8K (+0.2%) vs. Q2 2023
- Total value
- $423.2M
- +$16.9M (+4.2%) vs. Q2 2023
- New holders
- 22
- 52 more added
- Sold out
- 14
- 46 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 143 | $200.9M |
| Q1 2026 | 155 | $215.8M |
| Q4 2025 | 171 | $310.2M |
| Q3 2025 | 158 | $284.1M |
| Q2 2025 | 164 | $328.4M |
| Q1 2025 | 165 | $363.1M |
| Q4 2024 | 169 | $391.6M |
| Q3 2024 | 169 | $424.0M |
| Q2 2024 | 164 | $440.3M |
| Q1 2024 | 175 | $445.4M |
| Q4 2023 | 167 | $438.3M |
| Q3 2023 | 161 | $423.2M |
| Q2 2023 | 153 | $406.3M |
| Q1 2023 | 148 | $389.2M |
| Q4 2022 | 159 | $406.0M |
| Q3 2022 | 148 | $361.2M |
| Q2 2022 | 159 | $378.3M |
| Q1 2022 | 148 | $422.6M |
| Q4 2021 | 134 | $406.9M |
| Q3 2021 | 124 | $403.0M |
| Q2 2021 | 131 | $409.1M |
| Q1 2021 | 131 | $391.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cerity Partners LLC | 3,483,221 | $45.1M | 0.22% | −267,840−7.1% | Reduced |
| Allspring Global Investments Holdings, LLC | 3,074,990 | $39.8M | 0.07% | +1,666+0.1% | Added |
| HighTower Advisors, LLC | 2,828,491 | $36.6M | 0.07% | +93,195+3.4% | Added |
| LSV Asset Management | 2,625,003 | $34.0M | 0.08% | −48,265−1.8% | Reduced |
| Morgan Stanley | 2,170,606 | $28.1M | 0.00% | +263,886+13.8% | Added |
| Van Eck Associates Corp | 1,405,785 | $18.2M | 0.04% | +85,873+6.5% | Added |
| Dimension Capital Management LLC | 1,210,723 | $15.7M | 3.66% | +18,871+1.6% | Added |
| JPMorgan Chase & Co | 1,158,964 | $15.0M | 0.00% | −23,824−2.0% | Reduced |
| Palisade Capital Management LLC | 998,754 | $12.9M | 0.36% | −26,690−2.6% | Reduced |
| Millennium Management LLC | 867,555 | $11.2M | 0.01% | +167,954+24.0% | Added |
| Cliffwater LLC | 845,982 | $11.0M | 3.59% | +16,847+2.0% | Added |
| Legal & General Group Plc | 728,982 | $9.44M | 0.00% | −10,181−1.4% | Reduced |
| Brandywine Global Investment Management, LLC | 545,163 | $7.06M | 0.06% | −6,393−1.2% | Reduced |
| Two Sigma Investments, LP | 525,585 | $6.81M | 0.02% | +93,599+21.7% | Added |
| Bank of America Corp | 488,911 | $6.33M | 0.00% | +47,414+10.7% | Added |
| Two Sigma Advisers, LP | 461,900 | $5.98M | 0.02% | +56,000+13.8% | Added |
| Lindbrook Capital, LLC | 393,175 | $5.09M | 0.57% | +16,750+4.4% | Added |
| Confluence Investment Management LLC | 375,382 | $4.86M | 0.08% | +3,154+0.8% | Added |
| Advisor Group Holdings, Inc. | 359,870 | $4.66M | 0.01% | +6,721+1.9% | Added |
| Advisors Asset Management, Inc. | 355,491 | $4.60M | 0.10% | +25,908+7.9% | Added |
| Acadian Asset Management LLC | 344,782 | $4.46M | 0.02% | +344,782 | New |
| Muzinich & Co., Inc. | 335,460 | $4.34M | 3.81% | −23,597−6.6% | Reduced |
| UBS Group AG | 330,285 | $4.28M | 0.00% | −41,718−11.2% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 322,821 | $4.18M | 0.00% | −20,137−5.9% | Reduced |
| BlackRock Inc. | 318,001 | $4.12M | 0.00% | −128,591−28.8% | Reduced |
| Wells Fargo & Company | 251,148 | $3.25M | 0.00% | +6,509+2.7% | Added |
| Neuberger Berman Group LLC | 242,572 | $3.14M | 0.00% | +4,705+2.0% | Added |
| Condor Capital Management | 227,952 | $2.95M | 0.36% | +25,899+12.8% | Added |
| Goldman Sachs Group Inc | 219,565 | $2.84M | 0.00% | +142,868+186.3% | Added |
| Ameriprise Financial Inc | 189,530 | $2.46M | 0.00% | +24,544+14.9% | Added |
| Rockingstone Advisors LLC | 189,285 | $2.45M | 1.35% | −2,490−1.3% | Reduced |
| Captrust Financial Advisors | 187,847 | $2.43M | 0.01% | −1,179−0.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 158,442 | $2.05M | 0.13% | −77,919−33.0% | Reduced |
| Tudor Investment Corp Et Al | 157,816 | $2.04M | 0.03% | +157,816 | New |
| Royal Bank of Canada | 154,974 | $2.01M | 0.00% | −335−0.2% | Reduced |
| Janney Montgomery Scott LLC | 142,083 | $1.84M | 0.01% | −370−0.3% | Reduced |
| McKinley Capital Management LLC /Delaware | 140,626 | $1.82M | 0.26% | −8,045−5.4% | Reduced |
| Epoch Investment Partners, Inc. | 136,466 | $1.77M | 0.01% | +24,281+21.6% | Added |
| Commonwealth Equity Services, LLC | 132,854 | $1.72M | 0.00% | +10,504+8.6% | Added |
| LPL Financial LLC | 132,618 | $1.72M | 0.00% | −9,063−6.4% | Reduced |
| Alberta Investment Management Corp | 121,800 | $1.58M | 0.02% | 00.0% | Unchanged |
| GraniteShares Advisors LLC | 119,515 | $1.55M | 1.44% | +4,585+4.0% | Added |
| Bramshill Investments, LLC | 111,399 | $1.44M | 0.17% | −13,930−11.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 105,069 | $1.36M | 0.01% | +1,455+1.4% | Added |
| Tranquility Partners, LLC | 99,767 | $1.29M | 0.55% | +2,305+2.4% | Added |
| Schonfeld Strategic Advisors LLC | 98,400 | $1.27M | 0.01% | −31,900−24.5% | Reduced |
| Macquarie Group Ltd | 95,300 | $1.23M | 0.00% | 00.0% | Unchanged |
| Ares Management LLC | 93,088 | $1.21M | 0.03% | 00.0% | Unchanged |
| Great West Life Assurance Co | 87,517 | $1.13M | 0.00% | +942+1.1% | Added |
| Cynosure Management, LLC | 85,441 | $1.11M | 0.34% | +1,391+1.7% | Added |
| Sigma Planning Corp | 81,469 | $1.06M | 0.04% | −2,766−3.3% | Reduced |
| Merit Financial Group, LLC | 78,616 | $1.02M | 0.03% | +78,616 | New |
| Wedbush Securities Inc | 76,459 | $990.0K | 0.05% | −11,379−13.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 75,448 | $977.0K | 0.00% | +7,066+10.3% | Added |
| Trexquant Investment LP | 74,511 | $964.9K | 0.02% | +30,881+70.8% | Added |
| Valeo Financial Advisors, LLC | 73,250 | $948.6K | 0.04% | 00.0% | Unchanged |
| Guild Investment Management, Inc. | 72,285 | $936.1K | 1.57% | −1,070−1.5% | Reduced |
| SEI Investments Co | 66,871 | $866.0K | 0.00% | +22,575+51.0% | Added |
| Prevail Innovative Wealth Advisors, LLC | 66,559 | $861.9K | 0.45% | +66,559 | New |
| Citadel Advisors LLC | 61,478 | $796.1K | 0.00% | −96,783−61.2% | Reduced |
| Key Client Fiduciary Advisors, LLC | 58,150 | $753.0K | 0.46% | +12,161+26.4% | Added |
| Geode Capital Management, LLC | 53,270 | $689.8K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 50,741 | $657.1K | 0.40% | +24,172+91.0% | Added |
| First Republic Investment Management, Inc. | 50,069 | $648.4K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 48,095 | $622.8K | 0.01% | 00.0% | Unchanged |
| WFA Asset Management Corp | 43,092 | $558.0K | 0.33% | +1,073+2.6% | Added |
| Invesco Ltd. | 40,290 | $521.8K | 0.00% | −911−2.2% | Reduced |
| Stifel Financial Corp | 37,537 | $486.1K | 0.00% | +7,554+25.2% | Added |
| Atria Wealth Solutions, Inc. | 36,954 | $478.6K | 0.01% | +3,000+8.8% | Added |
| Raymond James & Associates | 35,546 | $460.3K | 0.00% | −9,727−21.5% | Reduced |
| Oppenheimer & Co Inc | 35,385 | $458.2K | 0.01% | +383+1.1% | Added |
| Spire Wealth Management | 35,352 | $457.8K | 0.02% | +482+1.4% | Added |
| Reuter James Wealth Management, LLC | 34,299 | $444.2K | 0.33% | +1,650+5.1% | Added |
| International Assets Investment Management, LLC | 33,918 | $435.9K | 0.06% | −5,762−14.5% | Reduced |
| Northern Trust Corp | 32,970 | $427.0K | 0.00% | −729−2.2% | Reduced |
| Cornercap Investment Counsel Inc | 32,595 | $422.1K | 0.08% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 31,736 | $411.0K | 0.03% | 00.0% | Unchanged |
| Bard Associates Inc | 31,248 | $404.7K | 0.17% | 00.0% | Unchanged |
| Coombe, Bender & Co LLC | 30,806 | $398.9K | 0.30% | +784+2.6% | Added |
| Winton Group Ltd | 29,281 | $379.2K | 0.03% | +29,281 | New |
| BI Asset Management Fondsmaeglerselskab A/S | 29,083 | $377.0K | 0.01% | −52,125−64.2% | Reduced |
| Boston Private Wealth LLC | 29,001 | $375.6K | 0.01% | −1,124−3.7% | Reduced |
| CI Private Wealth, LLC | 28,237 | $365.7K | 0.00% | +1,582+5.9% | Added |
| Moloney Securities Asset Management, LLC | 28,219 | $365.4K | 0.07% | +1,750+6.6% | Added |
| Connectus Wealth, LLC | 27,650 | $358.1K | 0.01% | +27,650 | New |
| Chilton Investment Co LLC | 27,020 | $349.9K | 0.01% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 24,753 | $320.6K | 0.00% | +24,753 | New |
| Mutual Advisors, LLC | 24,046 | $311.4K | 0.01% | +333+1.4% | Added |
| CWM Advisors, LLC | 23,642 | $306.2K | 0.04% | −1,609−6.4% | Reduced |
| EMC Capital Management | 22,807 | $295.0K | 0.22% | +20,512+893.8% | Added |
| Jump Financial, LLC | 22,269 | $288.4K | 0.01% | +269+1.2% | Added |
| Empower Advisory Group, LLC | 22,206 | $287.6K | 0.00% | 00.0% | Unchanged |
| Shore Point Advisors, LLC | 21,895 | $283.5K | 0.21% | 00.0% | Unchanged |
| Sanders Morris Harris LLC | 21,875 | $283.3K | 0.06% | 00.0% | Unchanged |
| GYL Financial Synergies, LLC | 21,711 | $281.2K | 0.03% | +6,056+38.7% | Added |
| Kennedy Capital Management, Inc. | 21,628 | $280.1K | 0.01% | 00.0% | Unchanged |
| Rothschild Investment Corp | 20,520 | $266.0K | 0.02% | +10,000+95.1% | Added |
| Claybrook Capital, LLC | 19,880 | $257.4K | 0.15% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 19,133 | $247.8K | 0.00% | +19,133 | New |
| Allen Investment Management LLC | 19,010 | $246.2K | 0.00% | 00.0% | Unchanged |