New Mountain Finance Corp
NMFC- Exchange
- Nasdaq
- SEC CIK
- 0001496099
No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.
Other share classesNMFCZ
13F holders, Q3 2022
Institutional positions in New Mountain Finance Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 148
- −9 vs. Q2 2022
- Shares held
- 31.3M
- +85.1K (+0.3%) vs. Q2 2022
- Total value
- $361.2M
- −$10.6M (−2.8%) vs. Q2 2022
- New holders
- 16
- 47 more added
- Sold out
- 25
- 43 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 143 | $200.9M |
| Q1 2026 | 155 | $215.8M |
| Q4 2025 | 171 | $310.2M |
| Q3 2025 | 158 | $284.1M |
| Q2 2025 | 164 | $328.4M |
| Q1 2025 | 165 | $363.1M |
| Q4 2024 | 169 | $391.6M |
| Q3 2024 | 169 | $424.0M |
| Q2 2024 | 164 | $440.3M |
| Q1 2024 | 175 | $445.4M |
| Q4 2023 | 167 | $438.3M |
| Q3 2023 | 161 | $423.2M |
| Q2 2023 | 153 | $406.3M |
| Q1 2023 | 148 | $389.2M |
| Q4 2022 | 159 | $406.0M |
| Q3 2022 | 148 | $361.2M |
| Q2 2022 | 159 | $378.3M |
| Q1 2022 | 148 | $422.6M |
| Q4 2021 | 134 | $406.9M |
| Q3 2021 | 124 | $403.0M |
| Q2 2021 | 131 | $409.1M |
| Q1 2021 | 131 | $391.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Round Table Services, LLC | 3,796,759 | $43.8M | 8.61% | +171,032+4.7% | Added |
| Allspring Global Investments Holdings, LLC | 3,114,319 | $35.9M | 0.06% | +9,460+0.3% | Added |
| HighTower Advisors, LLC | 2,371,703 | $27.4M | 0.07% | +157,139+7.1% | Added |
| LSV Asset Management | 2,197,426 | $25.3M | 0.06% | +100,628+4.8% | Added |
| Morgan Stanley | 1,779,019 | $20.5M | 0.00% | −1,489−0.1% | Reduced |
| Cliffwater LLC | 1,366,385 | $15.8M | 5.32% | +100,338+7.9% | Added |
| Dimension Capital Management LLC | 1,176,475 | $13.6M | 3.28% | −30,230−2.5% | Reduced |
| Van Eck Associates Corp | 1,145,434 | $13.2M | 0.04% | −85,859−7.0% | Reduced |
| JPMorgan Chase & Co | 1,124,036 | $13.0M | 0.00% | +54,838+5.1% | Added |
| Invesco Ltd. | 934,746 | $10.8M | 0.00% | −71,486−7.1% | Reduced |
| Palisade Capital Management LLC | 851,178 | $9.81M | 0.28% | +44,067+5.5% | Added |
| BlackRock Inc. | 748,217 | $8.63M | 0.00% | +136,616+22.3% | Added |
| Legal & General Group Plc | 641,827 | $7.40M | 0.00% | +48,602+8.2% | Added |
| Brandywine Global Investment Management, LLC | 445,553 | $5.14M | 0.05% | +91,879+26.0% | Added |
| Bank of America Corp | 411,743 | $4.75M | 0.00% | +57,474+16.2% | Added |
| Muzinich & Co., Inc. | 402,154 | $4.63M | 4.51% | −79,609−16.5% | Reduced |
| Confluence Investment Management LLC | 401,295 | $4.63M | 0.08% | −1,898−0.5% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 390,612 | $4.50M | 0.00% | −79,609−16.9% | Reduced |
| Two Sigma Advisers, LP | 388,000 | $4.47M | 0.01% | −155,100−28.6% | Reduced |
| Wells Fargo & Company | 384,469 | $4.43M | 0.00% | −2,752−0.7% | Reduced |
| Advisors Capital Management, LLC | 347,954 | $4.37M | 0.12% | −31,693−8.3% | Reduced |
| UBS Group AG | 365,270 | $4.21M | 0.00% | +30,201+9.0% | Added |
| Advisors Asset Management, Inc. | 359,795 | $4.15M | 0.08% | +19,333+5.7% | Added |
| Advisor Group Holdings, Inc. | 338,947 | $3.91M | 0.01% | +3,142+0.9% | Added |
| Neuberger Berman Group LLC | 331,658 | $3.82M | 0.00% | +4,050+1.2% | Added |
| Two Sigma Investments, LP | 321,626 | $3.71M | 0.01% | −155,074−32.5% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 308,286 | $3.56M | 0.23% | +7,563+2.5% | Added |
| Ares Management LLC | 284,881 | $3.29M | 0.15% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 188,857 | $2.18M | 0.00% | +4,153+2.2% | Added |
| Envestnet Asset Management Inc | 186,579 | $2.15M | 0.00% | +12,984+7.5% | Added |
| Captrust Financial Advisors | 184,743 | $2.13M | 0.01% | +184,743 | New |
| Royal Bank of Canada | 163,425 | $1.88M | 0.00% | +10,847+7.1% | Added |
| McKinley Capital Management LLC /Delaware | 160,762 | $1.85M | 0.25% | −4,868−2.9% | Reduced |
| Condor Capital Management | 149,583 | $1.73M | 0.22% | +13,655+10.0% | Added |
| Janney Montgomery Scott LLC | 137,458 | $1.58M | 0.01% | +4,638+3.5% | Added |
| Wedbush Securities Inc | 130,341 | $1.50M | 0.08% | +9,410+7.8% | Added |
| Commonwealth Equity Services, LLC | 121,816 | $1.40M | 0.00% | −90,257−42.6% | Reduced |
| Alberta Investment Management Corp | 121,800 | $1.40M | 0.01% | 00.0% | Unchanged |
| Bramshill Investments, LLC | 121,336 | $1.40M | 0.20% | +4,031+3.4% | Added |
| Great West Life Assurance Co | 121,078 | $1.39M | 0.00% | +23,575+24.2% | Added |
| NCM Capital Management, LLC | 109,475 | $1.26M | 0.95% | −548−0.5% | Reduced |
| LPL Financial LLC | 108,449 | $1.25M | 0.00% | +12,639+13.2% | Added |
| Millennium Management LLC | 104,255 | $1.20M | 0.00% | −101,443−49.3% | Reduced |
| Epoch Investment Partners, Inc. | 99,204 | $1.14M | 0.01% | 00.0% | Unchanged |
| Macquarie Group Ltd | 95,300 | $1.10M | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 93,937 | $1.08M | 0.04% | −775−0.8% | Reduced |
| Cetera Investment Advisers | 88,680 | $1.02M | 0.02% | +5,513+6.6% | Added |
| Acadian Asset Management LLC | 87,559 | $1.00M | 0.01% | +58,113+197.4% | Added |
| Tranquility Partners, LLC | 82,751 | $954.0K | 0.53% | +8,882+12.0% | Added |
| Guild Investment Management, Inc. | 80,950 | $933.0K | 1.60% | +4,120+5.4% | Added |
| Cynosure Management, LLC | 79,943 | $922.0K | 0.99% | +79,943 | New |
| Valeo Financial Advisors, LLC | 73,250 | $845.0K | 0.05% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 73,030 | $842.0K | 0.00% | +10,024+15.9% | Added |
| Goldman Sachs Group Inc | 62,875 | $725.0K | 0.00% | −24,654−28.2% | Reduced |
| Key Client Fiduciary Advisors, LLC | 59,369 | $685.0K | 0.70% | −12,225−17.1% | Reduced |
| GraniteShares Advisors LLC | 57,491 | $662.0K | 0.54% | −686−1.2% | Reduced |
| Raymond James & Associates | 57,309 | $661.0K | 0.00% | −3,575−5.9% | Reduced |
| Whittier Trust Co | 53,259 | $614.0K | 0.01% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 53,270 | $614.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 45,075 | $520.0K | 0.00% | −24,497−35.2% | Reduced |
| Stifel Financial Corp | 42,658 | $492.0K | 0.00% | −290−0.7% | Reduced |
| Trexquant Investment LP | 41,438 | $478.0K | 0.02% | +41,438 | New |
| International Assets Investment Management, LLC | 39,880 | $460.0K | 0.10% | −232−0.6% | Reduced |
| Oppenheimer & Co Inc | 37,309 | $430.0K | 0.01% | −266−0.7% | Reduced |
| Virtus ETF Advisers LLC | 35,797 | $413.0K | 0.16% | −13,296−27.1% | Reduced |
| Jump Financial, LLC | 34,200 | $394.0K | 0.02% | −9,400−21.6% | Reduced |
| Atria Wealth Solutions, Inc. | 33,454 | $385.7K | 0.01% | +33,454 | New |
| Cornercap Investment Counsel Inc | 32,595 | $376.0K | 0.07% | 00.0% | Unchanged |
| Spire Wealth Management | 32,418 | $374.0K | 0.02% | −12,018−27.0% | Reduced |
| Bard Associates Inc | 31,373 | $362.0K | 0.16% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 31,178 | $359.0K | 0.00% | 00.0% | Unchanged |
| Chilton Investment Co LLC | 28,263 | $326.0K | 0.01% | −2,500−8.1% | Reduced |
| WFA Asset Management Corp | 27,853 | $321.2K | 0.23% | +576+2.1% | Added |
| Reuter James Wealth Management, LLC | 27,869 | $321.0K | 0.22% | 00.0% | Unchanged |
| Northern Trust Corp | 27,251 | $314.0K | 0.00% | +2,962+12.2% | Added |
| Coombe, Bender & Co LLC | 26,587 | $307.0K | 0.27% | +1,502+6.0% | Added |
| Moloney Securities Asset Management, LLC | 25,786 | $297.0K | 0.07% | −183−0.7% | Reduced |
| Mutual Advisors, LLC | 24,708 | $285.0K | 0.01% | −620−2.4% | Reduced |
| Roosevelt Investment Group LLC | 24,456 | $282.0K | 0.02% | −900−3.5% | Reduced |
| Kennedy Capital Management, Inc. | 24,273 | $280.0K | 0.01% | +126+0.5% | Added |
| SEI Investments Co | 23,834 | $275.0K | 0.00% | 00.0% | Unchanged |
| Natixis | 23,284 | $271.0K | 0.00% | +4,500+24.0% | Added |
| EMC Capital Management | 22,807 | $263.0K | 0.24% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 22,434 | $259.0K | 0.00% | −1,221−5.2% | Reduced |
| Personal Capital Advisors Corp | 22,206 | $256.0K | 0.00% | 00.0% | Unchanged |
| Sanders Morris Harris LLC | 21,875 | $252.0K | 0.06% | 00.0% | Unchanged |
| Shore Point Advisors, LLC | 21,895 | $252.0K | 0.25% | 00.0% | Unchanged |
| Boston Private Wealth LLC | 21,930 | $252.0K | 0.00% | +21,930 | New |
| Williams Jones Wealth Management, LLC. | 21,500 | $248.0K | 0.00% | −1,000−4.4% | Reduced |
| Wellington Shields Capital Management, LLC | 21,000 | $242.0K | 0.06% | 00.0% | Unchanged |
| Claybrook Capital, LLC | 19,880 | $229.0K | 0.15% | +19,880 | New |
| Allen Investment Management LLC | 19,357 | $223.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 19,190 | $221.0K | 0.01% | −701−3.5% | Reduced |
| CWM Advisors, LLC | 18,043 | $208.0K | 0.03% | +18,043 | New |
| PEAK6 Investments LLC | 17,552 | $202.0K | 0.01% | +2,794+18.9% | Added |
| Wambolt & Associates, LLC | 17,101 | $197.0K | 0.08% | −559−3.2% | Reduced |
| D. E. Shaw & Co., Inc. | 17,059 | $197.0K | 0.00% | +4,207+32.7% | Added |
| Brown Advisory Inc | 17,000 | $196.0K | 0.00% | 00.0% | Unchanged |
| Boenning & Scattergood, Inc. | 15,000 | $173.0K | 0.04% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 14,186 | $164.0K | 0.02% | +4,004+39.3% | Added |