New Mountain Finance Corp
NMFC- Exchange
- Nasdaq
- SEC CIK
- 0001496099
No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.
Other share classesNMFCZ
13F holders, Q4 2023
Institutional positions in New Mountain Finance Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 167
- +9 vs. Q3 2023
- Shares held
- 34.5M
- +1.91M (+5.9%) vs. Q3 2023
- Total value
- $438.3M
- +$16.3M (+3.9%) vs. Q3 2023
- New holders
- 25
- 57 more added
- Sold out
- 16
- 46 more reduced
3 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 143 | $200.9M |
| Q1 2026 | 155 | $215.8M |
| Q4 2025 | 171 | $310.2M |
| Q3 2025 | 158 | $284.1M |
| Q2 2025 | 164 | $328.4M |
| Q1 2025 | 165 | $363.1M |
| Q4 2024 | 169 | $391.6M |
| Q3 2024 | 169 | $424.0M |
| Q2 2024 | 164 | $440.3M |
| Q1 2024 | 175 | $445.4M |
| Q4 2023 | 167 | $438.3M |
| Q3 2023 | 161 | $423.2M |
| Q2 2023 | 153 | $406.3M |
| Q1 2023 | 148 | $389.2M |
| Q4 2022 | 159 | $406.0M |
| Q3 2022 | 148 | $361.2M |
| Q2 2022 | 159 | $378.3M |
| Q1 2022 | 148 | $422.6M |
| Q4 2021 | 134 | $406.9M |
| Q3 2021 | 124 | $403.0M |
| Q2 2021 | 131 | $409.1M |
| Q1 2021 | 131 | $391.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cerity Partners LLC | 3,574,600 | $45.5M | 0.15% | +91,379+2.6% | Added |
| Allspring Global Investments Holdings, LLC | 3,076,357 | $39.1M | 0.06% | +1,3670.0% | Added |
| HighTower Advisors, LLC | 2,835,332 | $36.1M | 0.06% | +6,841+0.2% | Added |
| LSV Asset Management | 2,557,475 | $32.5M | 0.07% | −67,528−2.6% | Reduced |
| Morgan Stanley | 2,070,904 | $26.3M | 0.00% | −99,702−4.6% | Reduced |
| Van Eck Associates Corp | 1,562,437 | $19.9M | 0.04% | +156,652+11.1% | Added |
| JPMorgan Chase & Co | 1,236,979 | $15.7M | 0.00% | +78,015+6.7% | Added |
| Dimension Capital Management LLC | 1,199,581 | $15.3M | 3.17% | −11,142−0.9% | Reduced |
| Palisade Capital Management LLC | 951,516 | $12.1M | 0.32% | −47,238−4.7% | Reduced |
| Two Sigma Investments, LP | 860,685 | $10.9M | 0.03% | +335,100+63.8% | Added |
| National Philanthropic Trust | 852,921 | $10.8M | 0.29% | +852,921 | New |
| Legal & General Group Plc | 787,020 | $10.0M | 0.00% | +58,038+8.0% | Added |
| Two Sigma Advisers, LP | 747,100 | $9.50M | 0.02% | +285,200+61.7% | Added |
| Cliffwater LLC | 746,115 | $9.49M | 2.71% | −99,867−11.8% | Reduced |
| Brandywine Global Investment Management, LLC | 547,917 | $6.97M | 0.06% | +2,754+0.5% | Added |
| Bank of America Corp | 502,946 | $6.40M | 0.00% | +14,035+2.9% | Added |
| Millennium Management LLC | 502,267 | $6.39M | 0.01% | −365,288−42.1% | Reduced |
| Lindbrook Capital, LLC | 393,285 | $5.00M | 0.50% | +1100.0% | Added |
| Confluence Investment Management LLC | 375,589 | $4.78M | 0.07% | +207+0.1% | Added |
| Advisor Group Holdings, Inc. | 370,725 | $4.72M | 0.01% | +10,855+3.0% | Added |
| Goldman Sachs Group Inc | 345,769 | $4.40M | 0.00% | +126,204+57.5% | Added |
| UBS Group AG | 341,904 | $4.35M | 0.00% | +11,619+3.5% | Added |
| Acadian Asset Management LLC | 333,882 | $4.24M | 0.02% | −10,900−3.2% | Reduced |
| BlackRock Inc. | 325,228 | $4.14M | 0.00% | +7,227+2.3% | Added |
| Focus Financial Network Inc | 324,625 | $4.14M | 0.16% | +324,625 | New |
| Advisors Asset Management, Inc. | 305,416 | $3.88M | 0.08% | −50,075−14.1% | Reduced |
| Muzinich & Co., Inc. | 278,857 | $3.55M | 3.08% | −56,603−16.9% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 272,897 | $3.47M | 0.00% | −49,924−15.5% | Reduced |
| Wells Fargo & Company | 251,386 | $3.20M | 0.00% | +238+0.1% | Added |
| Condor Capital Management | 247,765 | $3.15M | 0.34% | +19,813+8.7% | Added |
| Neuberger Berman Group LLC | 235,586 | $3.00M | 0.00% | −6,986−2.9% | Reduced |
| Tudor Investment Corp Et Al | 229,347 | $2.92M | 0.04% | +71,531+45.3% | Added |
| Citadel Advisors LLC | 213,875 | $2.72M | 0.00% | +152,397+247.9% | Added |
| Rockingstone Advisors LLC | 200,945 | $2.56M | 1.43% | +11,660+6.2% | Added |
| Prevail Innovative Wealth Advisors, LLC | 183,712 | $2.34M | 1.11% | +117,153+176.0% | Added |
| Captrust Financial Advisors | 174,375 | $2.22M | 0.01% | −13,472−7.2% | Reduced |
| Ameriprise Financial Inc | 155,539 | $1.98M | 0.00% | −33,991−17.9% | Reduced |
| Janney Montgomery Scott LLC | 154,108 | $1.96M | 0.01% | +12,025+8.5% | Added |
| Royal Bank of Canada | 142,920 | $1.82M | 0.00% | −12,054−7.8% | Reduced |
| McKinley Capital Management LLC /Delaware | 138,865 | $1.77M | 0.23% | −1,761−1.3% | Reduced |
| LPL Financial LLC | 137,046 | $1.74M | 0.00% | +4,428+3.3% | Added |
| Commonwealth Equity Services, LLC | 130,566 | $1.66M | 0.00% | −2,288−1.7% | Reduced |
| Epoch Investment Partners, Inc. | 129,542 | $1.65M | 0.01% | −6,924−5.1% | Reduced |
| Alberta Investment Management Corp | 121,800 | $1.55M | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 117,694 | $1.50M | 0.01% | +12,625+12.0% | Added |
| GraniteShares Advisors LLC | 114,925 | $1.46M | 1.32% | −4,590−3.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 111,605 | $1.42M | 0.08% | −46,837−29.6% | Reduced |
| Tranquility Partners, LLC | 100,330 | $1.28M | 0.54% | +563+0.6% | Added |
| Bramshill Investments, LLC | 97,063 | $1.23M | 0.12% | −14,336−12.9% | Reduced |
| Macquarie Group Ltd | 95,300 | $1.21M | 0.00% | 00.0% | Unchanged |
| Ares Management LLC | 93,088 | $1.18M | 0.03% | 00.0% | Unchanged |
| Midwest Professional Planners, LTD. | 87,308 | $1.11M | 0.44% | +87,308 | New |
| Cynosure Management, LLC | 81,808 | $1.04M | 0.19% | −3,633−4.3% | Reduced |
| Wedbush Securities Inc | 79,059 | $1.01M | 0.04% | +2,600+3.4% | Added |
| Great West Life Assurance Co | 79,501 | $1.00M | 0.00% | −8,016−9.2% | Reduced |
| ExodusPoint Capital Management, LP | 78,798 | $1.00M | 0.01% | +62,407+380.7% | Added |
| SEI Investments Co | 72,469 | $921.9K | 0.00% | +5,598+8.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 71,947 | $915.2K | 0.00% | −3,501−4.6% | Reduced |
| Trexquant Investment LP | 67,268 | $855.6K | 0.02% | −7,243−9.7% | Reduced |
| Connectus Wealth, LLC | 63,910 | $812.9K | 0.02% | +36,260+131.1% | Added |
| Valeo Financial Advisors, LLC | 59,850 | $761.3K | 0.03% | −13,400−18.3% | Reduced |
| Guild Investment Management, Inc. | 55,305 | $703.5K | 1.12% | −16,980−23.5% | Reduced |
| Oak Family Advisors, LLC | 54,156 | $688.9K | 0.29% | +54,156 | New |
| Geode Capital Management, LLC | 53,270 | $677.6K | 0.00% | 00.0% | Unchanged |
| Key Client Fiduciary Advisors, LLC | 49,250 | $626.5K | 0.37% | −8,900−15.3% | Reduced |
| Whittier Trust Co | 48,095 | $611.8K | 0.01% | 00.0% | Unchanged |
| HRT Financial LP | 45,953 | $584.0K | 0.00% | +30,542+198.2% | Added |
| Qube Research & Technologies Ltd | 45,880 | $583.6K | 0.00% | +26,747+139.8% | Added |
| WFA Asset Management Corp | 44,149 | $561.6K | 0.31% | +1,057+2.5% | Added |
| Winton Group Ltd | 40,492 | $515.1K | 0.04% | +11,211+38.3% | Added |
| Invesco Ltd. | 39,510 | $502.6K | 0.00% | −780−1.9% | Reduced |
| Atria Wealth Solutions, Inc. | 36,954 | $470.1K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 36,876 | $469.1K | 0.00% | −661−1.8% | Reduced |
| Virtus ETF Advisers LLC | 36,497 | $464.2K | 0.29% | −14,244−28.1% | Reduced |
| Reuter James Wealth Management, LLC | 34,299 | $436.3K | 0.30% | 00.0% | Unchanged |
| Spire Wealth Management | 33,213 | $426.8K | 0.01% | −2,139−6.1% | Reduced |
| International Assets Investment Management, LLC | 33,518 | $426.4K | 0.05% | −400−1.2% | Reduced |
| Sigma Planning Corp | 33,197 | $422.3K | 0.03% | −48,272−59.3% | Reduced |
| Cornercap Investment Counsel Inc | 32,995 | $419.7K | 0.07% | +400+1.2% | Added |
| Boston Private Wealth LLC | 32,927 | $418.8K | 0.01% | +3,926+13.5% | Added |
| Oppenheimer & Co Inc | 32,835 | $417.7K | 0.01% | −2,550−7.2% | Reduced |
| CAPROCK Group, Inc. | 31,736 | $403.7K | 0.03% | 00.0% | Unchanged |
| Coombe, Bender & Co LLC | 31,301 | $398.2K | 0.25% | +495+1.6% | Added |
| Raymond James & Associates | 31,013 | $394.5K | 0.00% | −4,533−12.8% | Reduced |
| CWM Advisors, LLC | 30,165 | $383.7K | 0.04% | +6,523+27.6% | Added |
| NewEdge Wealth, LLC | 30,000 | $381.6K | 0.01% | +30,000 | New |
| Bard Associates Inc | 29,698 | $377.8K | 0.14% | −1,550−5.0% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 29,083 | $370.0K | 0.01% | 00.0% | Unchanged |
| Moloney Securities Asset Management, LLC | 28,264 | $359.5K | 0.06% | +45+0.2% | Added |
| Susquehanna International Group, LLP | 27,552 | $350.5K | 0.00% | +27,552 | New |
| Chilton Investment Co LLC | 27,020 | $343.7K | 0.01% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 26,779 | $340.6K | 0.00% | +15,431+136.0% | Added |
| CI Private Wealth, LLC | 26,708 | $339.7K | 0.00% | −1,529−5.4% | Reduced |
| Mutual Advisors, LLC | 25,246 | $321.1K | 0.01% | +1,200+5.0% | Added |
| EMC Capital Management | 22,807 | $290.0K | 0.19% | 00.0% | Unchanged |
| Empower Advisory Group, LLC | 22,206 | $282.5K | 0.00% | 00.0% | Unchanged |
| Shore Point Advisors, LLC | 21,895 | $278.5K | 0.17% | 00.0% | Unchanged |
| GYL Financial Synergies, LLC | 21,866 | $278.1K | 0.02% | +155+0.7% | Added |
| Kennedy Capital Management, Inc. | 21,628 | $275.1K | 0.01% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 20,500 | $261.0K | 0.01% | +18,700+1,038.9% | Added |