New Mountain Finance Corp
NMFC- Exchange
- Nasdaq
- SEC CIK
- 0001496099
No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.
Other share classesNMFCZ
13F holders, Q1 2023
Institutional positions in New Mountain Finance Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 148
- −9 vs. Q4 2022
- Shares held
- 32.0M
- −808.5K (−2.5%) vs. Q4 2022
- Total value
- $389.2M
- −$16.3M (−4.0%) vs. Q4 2022
- New holders
- 15
- 50 more added
- Sold out
- 24
- 46 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 143 | $200.9M |
| Q1 2026 | 155 | $215.8M |
| Q4 2025 | 171 | $310.2M |
| Q3 2025 | 158 | $284.1M |
| Q2 2025 | 164 | $328.4M |
| Q1 2025 | 165 | $363.1M |
| Q4 2024 | 169 | $391.6M |
| Q3 2024 | 169 | $424.0M |
| Q2 2024 | 164 | $440.3M |
| Q1 2024 | 175 | $445.4M |
| Q4 2023 | 167 | $438.3M |
| Q3 2023 | 161 | $423.2M |
| Q2 2023 | 153 | $406.3M |
| Q1 2023 | 148 | $389.2M |
| Q4 2022 | 159 | $406.0M |
| Q3 2022 | 148 | $361.2M |
| Q2 2022 | 159 | $378.3M |
| Q1 2022 | 148 | $422.6M |
| Q4 2021 | 134 | $406.9M |
| Q3 2021 | 124 | $403.0M |
| Q2 2021 | 131 | $409.1M |
| Q1 2021 | 131 | $391.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cerity Partners LLC | 3,912,941 | $47.6M | 0.22% | +174,873+4.7% | Added |
| Allspring Global Investments Holdings, LLC | 3,120,716 | $38.0M | 0.06% | +6,412+0.2% | Added |
| HighTower Advisors, LLC | 2,569,656 | $31.3M | 0.07% | +94,085+3.8% | Added |
| LSV Asset Management | 2,395,796 | $29.2M | 0.07% | −3,198−0.1% | Reduced |
| Morgan Stanley | 1,874,779 | $22.8M | 0.00% | +115,201+6.5% | Added |
| Van Eck Associates Corp | 1,335,216 | $16.2M | 0.04% | +86,318+6.9% | Added |
| Dimension Capital Management LLC | 1,181,700 | $14.4M | 3.29% | −34,378−2.8% | Reduced |
| JPMorgan Chase & Co | 1,148,529 | $14.0M | 0.00% | +28,871+2.6% | Added |
| Cliffwater LLC | 1,042,590 | $12.7M | 4.06% | −436,003−29.5% | Reduced |
| Palisade Capital Management LLC | 1,027,928 | $12.5M | 0.34% | −3,875−0.4% | Reduced |
| Legal & General Group Plc | 702,880 | $8.56M | 0.00% | +26,893+4.0% | Added |
| Millennium Management LLC | 607,085 | $7.39M | 0.01% | −370,610−37.9% | Reduced |
| Brandywine Global Investment Management, LLC | 529,299 | $6.44M | 0.05% | +8,170+1.6% | Added |
| BlackRock Inc. | 473,800 | $5.77M | 0.00% | −284,791−37.5% | Reduced |
| Bank of America Corp | 434,899 | $5.29M | 0.00% | +42,220+10.8% | Added |
| Two Sigma Investments, LP | 403,512 | $4.91M | 0.01% | +185,226+84.9% | Added |
| Two Sigma Advisers, LP | 395,400 | $4.81M | 0.01% | +52,000+15.1% | Added |
| Muzinich & Co., Inc. | 392,104 | $4.77M | 4.12% | −20,745−5.0% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 376,005 | $4.58M | 0.00% | −25,020−6.2% | Reduced |
| UBS Group AG | 372,257 | $4.53M | 0.00% | −43,707−10.5% | Reduced |
| Confluence Investment Management LLC | 370,941 | $4.51M | 0.07% | −29,835−7.4% | Reduced |
| Advisors Capital Management, LLC | 362,182 | $4.41M | 0.11% | +9,121+2.6% | Added |
| Advisors Asset Management, Inc. | 358,672 | $4.37M | 0.09% | +18,153+5.3% | Added |
| Advisor Group Holdings, Inc. | 357,863 | $4.35M | 0.01% | +13,283+3.9% | Added |
| Lindbrook Capital, LLC | 357,398 | $4.35M | 0.51% | +5,750+1.6% | Added |
| Wells Fargo & Company | 288,457 | $3.51M | 0.00% | −28,309−8.9% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 261,377 | $3.18M | 0.20% | −43,394−14.2% | Reduced |
| Envestnet Asset Management Inc | 249,561 | $3.04M | 0.00% | +22,165+9.7% | Added |
| Neuberger Berman Group LLC | 240,395 | $2.92M | 0.00% | −57,916−19.4% | Reduced |
| Cetera Investment Advisers | 202,953 | $2.47M | 0.02% | +9,143+4.7% | Added |
| Captrust Financial Advisors | 188,089 | $2.29M | 0.01% | +1,337+0.7% | Added |
| Condor Capital Management | 185,930 | $2.26M | 0.28% | +11,709+6.7% | Added |
| Rockingstone Advisors LLC | 179,670 | $2.19M | 1.33% | −16,405−8.4% | Reduced |
| Royal Bank of Canada | 173,505 | $2.11M | 0.00% | +10,299+6.3% | Added |
| Ameriprise Financial Inc | 154,868 | $1.88M | 0.00% | −1,196−0.8% | Reduced |
| McKinley Capital Management LLC /Delaware | 149,755 | $1.82M | 0.24% | −1,894−1.2% | Reduced |
| Janney Montgomery Scott LLC | 141,210 | $1.72M | 0.01% | +5,347+3.9% | Added |
| Citadel Advisors LLC | 139,314 | $1.70M | 0.00% | +89,254+178.3% | Added |
| LPL Financial LLC | 133,507 | $1.62M | 0.00% | +21,295+19.0% | Added |
| Bramshill Investments, LLC | 127,612 | $1.55M | 0.19% | +2,587+2.1% | Added |
| Commonwealth Equity Services, LLC | 123,744 | $1.50M | 0.00% | +9,788+8.6% | Added |
| Alberta Investment Management Corp | 121,800 | $1.48M | 0.01% | 00.0% | Unchanged |
| Wedbush Securities Inc | 118,741 | $1.45M | 0.07% | −10,812−8.3% | Reduced |
| GraniteShares Advisors LLC | 116,153 | $1.41M | 1.25% | +65,603+129.8% | Added |
| Epoch Investment Partners, Inc. | 99,204 | $1.21M | 0.01% | 00.0% | Unchanged |
| Macquarie Group Ltd | 95,300 | $1.16M | 0.00% | 00.0% | Unchanged |
| Ares Management LLC | 93,088 | $1.13M | 0.06% | −191,793−67.3% | Reduced |
| Tranquility Partners, LLC | 90,376 | $1.10M | 0.52% | +2,132+2.4% | Added |
| Sigma Planning Corp | 88,326 | $1.07M | 0.04% | −3,591−3.9% | Reduced |
| Cynosure Management, LLC | 82,236 | $1.00M | 1.51% | +1,159+1.4% | Added |
| Great West Life Assurance Co | 81,687 | $997.0K | 0.00% | −41,805−33.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 78,923 | $960.0K | 0.00% | +3,247+4.3% | Added |
| Valeo Financial Advisors, LLC | 73,250 | $891.5K | 0.04% | 00.0% | Unchanged |
| Guild Investment Management, Inc. | 73,105 | $889.7K | 1.36% | −4,545−5.9% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 70,602 | $859.0K | 0.02% | +9,064+14.7% | Added |
| Geode Capital Management, LLC | 53,270 | $648.3K | 0.00% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 50,069 | $609.3K | 0.00% | 00.0% | Unchanged |
| Trexquant Investment LP | 48,333 | $588.2K | 0.02% | +48,333 | New |
| Whittier Trust Co | 48,095 | $585.3K | 0.01% | 00.0% | Unchanged |
| Key Client Fiduciary Advisors, LLC | 47,889 | $582.8K | 0.36% | −9,400−16.4% | Reduced |
| Raymond James & Associates | 45,226 | $550.4K | 0.00% | −8,793−16.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 41,871 | $509.6K | 0.00% | +154+0.4% | Added |
| WFA Asset Management Corp | 40,948 | $498.3K | 0.31% | +12,400+43.4% | Added |
| International Assets Investment Management, LLC | 39,680 | $482.9K | 0.07% | −8,093−16.9% | Reduced |
| SEI Investments Co | 37,596 | $457.5K | 0.00% | +37,596 | New |
| Cetera Advisor Networks LLC | 37,190 | $452.6K | 0.00% | +6,771+22.3% | Added |
| Stifel Financial Corp | 36,380 | $442.8K | 0.00% | +694+1.9% | Added |
| Invesco Ltd. | 35,474 | $431.7K | 0.00% | −60,252−62.9% | Reduced |
| Atria Wealth Solutions, Inc. | 34,954 | $425.4K | 0.01% | −1,000−2.8% | Reduced |
| Spire Wealth Management | 32,724 | $398.3K | 0.02% | +2,756+9.2% | Added |
| Cornercap Investment Counsel Inc | 32,595 | $396.7K | 0.07% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 31,736 | $386.2K | 0.03% | +31,736 | New |
| Boston Private Wealth LLC | 31,735 | $386.2K | 0.01% | −2,255−6.6% | Reduced |
| Bard Associates Inc | 31,373 | $381.8K | 0.16% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 30,802 | $374.9K | 0.00% | +159+0.5% | Added |
| Virtus ETF Advisers LLC | 30,265 | $368.3K | 0.20% | +670+2.3% | Added |
| Oppenheimer & Co Inc | 30,263 | $368.3K | 0.01% | −4,770−13.6% | Reduced |
| Reuter James Wealth Management, LLC | 29,849 | $363.3K | 0.25% | +1,000+3.5% | Added |
| Coombe, Bender & Co LLC | 28,164 | $342.7K | 0.27% | +1,462+5.5% | Added |
| Chilton Investment Co LLC | 27,020 | $328.8K | 0.01% | −1,243−4.4% | Reduced |
| Northern Trust Corp | 25,670 | $312.4K | 0.00% | +1,456+6.0% | Added |
| Moloney Securities Asset Management, LLC | 25,519 | $310.6K | 0.06% | +204+0.8% | Added |
| Natixis | 23,779 | $294.4K | 0.00% | +12+0.1% | Added |
| Mutual Advisors, LLC | 24,056 | $292.8K | 0.01% | −1,263−5.0% | Reduced |
| EMC Capital Management | 22,807 | $278.0K | 0.23% | 00.0% | Unchanged |
| Empower Advisory Group, LLC | 22,206 | $272.0K | 0.00% | +22,206 | New |
| CWM Advisors, LLC | 22,130 | $269.3K | 0.03% | +3,101+16.3% | Added |
| Guggenheim Capital LLC | 21,934 | $266.9K | 0.00% | −128−0.6% | Reduced |
| Shore Point Advisors, LLC | 21,895 | $266.5K | 0.20% | 00.0% | Unchanged |
| Sanders Morris Harris LLC | 21,875 | $266.2K | 0.09% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 21,857 | $266.0K | 0.00% | −42,022−65.8% | Reduced |
| Kennedy Capital Management, Inc. | 21,628 | $263.2K | 0.01% | 00.0% | Unchanged |
| Jane Street Group, LLC | 20,872 | $254.0K | 0.00% | −1,504−6.7% | Reduced |
| Allen Investment Management LLC | 20,482 | $249.3K | 0.00% | 00.0% | Unchanged |
| Kula Investments, LLC | 20,359 | $247.8K | 0.06% | +20,359 | New |
| Claybrook Capital, LLC | 19,880 | $241.9K | 0.14% | 00.0% | Unchanged |
| SageView Advisory Group, LLC | 18,921 | $230.3K | 0.01% | +1,975+11.7% | Added |
| Advisory Services Network, LLC | 18,754 | $228.2K | 0.01% | −436−2.3% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 17,745 | $217.0K | 0.06% | +6,590+59.1% | Added |
| Bleakley Financial Group, LLC | 17,684 | $215.2K | 0.01% | −573−3.1% | Reduced |