New Mountain Finance Corp
NMFC- Exchange
- Nasdaq
- SEC CIK
- 0001496099
No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.
Other share classesNMFCZ
13F holders, Q1 2023
Institutional positions in New Mountain Finance Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 148
- −9 vs. Q4 2022
- Shares held
- 32.0M
- −808.5K (−2.5%) vs. Q4 2022
- Total value
- $389.2M
- −$16.3M (−4.0%) vs. Q4 2022
- New holders
- 15
- 50 more added
- Sold out
- 24
- 46 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 143 | $200.9M |
| Q1 2026 | 155 | $215.8M |
| Q4 2025 | 171 | $310.2M |
| Q3 2025 | 158 | $284.1M |
| Q2 2025 | 164 | $328.4M |
| Q1 2025 | 165 | $363.1M |
| Q4 2024 | 169 | $391.6M |
| Q3 2024 | 169 | $424.0M |
| Q2 2024 | 164 | $440.3M |
| Q1 2024 | 175 | $445.4M |
| Q4 2023 | 167 | $438.3M |
| Q3 2023 | 161 | $423.2M |
| Q2 2023 | 153 | $406.3M |
| Q1 2023 | 148 | $389.2M |
| Q4 2022 | 159 | $406.0M |
| Q3 2022 | 148 | $361.2M |
| Q2 2022 | 159 | $378.3M |
| Q1 2022 | 148 | $422.6M |
| Q4 2021 | 134 | $406.9M |
| Q3 2021 | 124 | $403.0M |
| Q2 2021 | 131 | $409.1M |
| Q1 2021 | 131 | $391.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sawtooth Solutions, LLC | 17,684 | $215.2K | 0.01% | +17,684 | New |
| Williams Jones Wealth Management, LLC. | 17,000 | $206.9K | 0.00% | −3,000−15.0% | Reduced |
| Wambolt & Associates, LLC | 16,391 | $200.8K | 0.07% | −325−1.9% | Reduced |
| XTX Topco Ltd | 16,203 | $197.2K | 0.04% | +16,203 | New |
| GYL Financial Synergies, LLC | 15,655 | $190.5K | 0.02% | 00.0% | Unchanged |
| ProShare Advisors LLC | 15,073 | $183.4K | 0.00% | +15,073 | New |
| Essex Financial Services, Inc. | 14,197 | $172.8K | 0.02% | +50.0% | Added |
| Brown Advisory Inc | 14,159 | $172.3K | 0.00% | −2,841−16.7% | Reduced |
| ExodusPoint Capital Management, LP | 14,036 | $171.0K | 0.00% | −3,226−18.7% | Reduced |
| Creative Planning | 13,944 | $169.7K | 0.00% | +1,018+7.9% | Added |
| Susquehanna International Group, LLP | 13,098 | $159.4K | 0.00% | −3,320−20.2% | Reduced |
| Dynamic Technology Lab Private Ltd | 11,938 | $145.0K | 0.01% | +11,938 | New |
| ARS Wealth Advisors Group, LLC | 11,390 | $138.6K | 0.03% | 00.0% | Unchanged |
| Paul Damon & Associates, Inc. | 10,715 | $130.4K | 0.09% | −1,533−12.5% | Reduced |
| Rothschild Investment Corp | 10,520 | $128.0K | 0.01% | 00.0% | Unchanged |
| Stephens Inc | 10,500 | $127.8K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 9,984 | $122.0K | 0.00% | +9,984 | New |
| CWM, LLC | 7,750 | $94.0K | 0.00% | +7,750 | New |
| IFP Advisors, Inc | 6,716 | $93.4K | 0.00% | −1,870−21.8% | Reduced |
| Bessemer Group Inc | 7,680 | $93.0K | 0.00% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 7,600 | $92.5K | 0.04% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 5,583 | $67.9K | 0.00% | +3,266+141.0% | Added |
| State of Wyoming | 2,417 | $29.4K | 0.01% | +2,417 | New |
| Belpointe Asset Management LLC | 2,336 | $28.4K | 0.00% | +135+6.1% | Added |
| Nomura Asset Management Co Ltd | 2,208 | $26.9K | 0.00% | −895−28.8% | Reduced |
| GWM Advisors LLC | – | $25.2K | 0.00% | – | – |
| Private Trust Co NA | 2,033 | $24.7K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 1,400 | $17.0K | 0.00% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 1,400 | $17.0K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 1,107 | $13.5K | 0.01% | −1,172−51.4% | Reduced |
| Huntington National Bank | 1,101 | $13.4K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 1,000 | $12.2K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 925 | $11.3K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 800 | $9.74K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 733 | $9.00K | 0.00% | +733 | New |
| Iron Horse Wealth Management, LLC | 700 | $8.52K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 647 | $7.00K | 0.00% | −162−20.0% | Reduced |
| Farther Finance Advisors, LLC | 464 | $5.65K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 400 | $4.87K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 300 | $3.65K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 300 | $3.65K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 265 | $3.23K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 200 | $2.43K | 0.00% | +200 | New |
| Hexagon Capital Partners LLC | 150 | $1.83K | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 108 | $1.31K | 0.00% | +3+2.9% | Added |
| Benjamin F. Edwards & Company, Inc. | 81 | $1.00K | 0.00% | −998−92.5% | Reduced |
| Horizon Investments, LLC | 34 | $414 | 0.00% | +34 | New |
| Citigroup Inc | 5 | $61 | 0.00% | 00.0% | Unchanged |
| Worth Asset Management, LLC | 0 | $0 | 0.00% | −1,770−100.0% | Sold out |
| NCM Capital Management, LLC | 0 | $0 | 0.00% | −109,475−100.0% | Sold out |
| Acrisure Capital Management, LLC | 0 | $0 | 0.00% | −63,038−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −52,500−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −48,360−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −37,500−100.0% | Sold out |
| Wellington Shields Capital Management, LLC | 0 | $0 | 0.00% | −21,000−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −15,149−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −12,549−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −12,336−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −10,440−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −7,300−100.0% | Sold out |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −6,565−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −3,557−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −2,152−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −1,976−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −1,570−100.0% | Sold out |
| McElhenny Sheffield Capital Management, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −259−100.0% | Sold out |
| Zullo Investment Group, Inc. | 0 | $0 | 0.00% | −191−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −132−100.0% | Sold out |
| Sandy Spring Bank | 0 | $0 | 0.00% | −128−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Gyon Technologies Capital Management, LP | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Personal Capital Advisors Corp | – | – | – | – | Not filed |
| Boenning & Scattergood, Inc. | – | – | – | – | Not filed |