New Mountain Finance Corp
NMFC- Exchange
- Nasdaq
- SEC CIK
- 0001496099
No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.
Other share classesNMFCZ
13F holders, Q1 2023
Institutional positions in New Mountain Finance Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 148
- −9 vs. Q4 2022
- Shares held
- 32.0M
- −808.5K (−2.5%) vs. Q4 2022
- Total value
- $389.2M
- −$16.3M (−4.0%) vs. Q4 2022
- New holders
- 15
- 50 more added
- Sold out
- 24
- 46 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 143 | $200.9M |
| Q1 2026 | 155 | $215.8M |
| Q4 2025 | 171 | $310.2M |
| Q3 2025 | 158 | $284.1M |
| Q2 2025 | 164 | $328.4M |
| Q1 2025 | 165 | $363.1M |
| Q4 2024 | 169 | $391.6M |
| Q3 2024 | 169 | $424.0M |
| Q2 2024 | 164 | $440.3M |
| Q1 2024 | 175 | $445.4M |
| Q4 2023 | 167 | $438.3M |
| Q3 2023 | 161 | $423.2M |
| Q2 2023 | 153 | $406.3M |
| Q1 2023 | 148 | $389.2M |
| Q4 2022 | 159 | $406.0M |
| Q3 2022 | 148 | $361.2M |
| Q2 2022 | 159 | $378.3M |
| Q1 2022 | 148 | $422.6M |
| Q4 2021 | 134 | $406.9M |
| Q3 2021 | 124 | $403.0M |
| Q2 2021 | 131 | $409.1M |
| Q1 2021 | 131 | $391.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 5 | $61 | 0.00% | 00.0% | Unchanged |
| Horizon Investments, LLC | 34 | $414 | 0.00% | +34 | New |
| Benjamin F. Edwards & Company, Inc. | 81 | $1.00K | 0.00% | −998−92.5% | Reduced |
| West Financial Advisors, LLC | 108 | $1.31K | 0.00% | +3+2.9% | Added |
| Hexagon Capital Partners LLC | 150 | $1.83K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 200 | $2.43K | 0.00% | +200 | New |
| AdvisorNet Financial, Inc | 265 | $3.23K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 300 | $3.65K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 300 | $3.65K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 400 | $4.87K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 464 | $5.65K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 647 | $7.00K | 0.00% | −162−20.0% | Reduced |
| Iron Horse Wealth Management, LLC | 700 | $8.52K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 733 | $9.00K | 0.00% | +733 | New |
| Sound Income Strategies, LLC | 800 | $9.74K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 925 | $11.3K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 1,000 | $12.2K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1,101 | $13.4K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 1,107 | $13.5K | 0.01% | −1,172−51.4% | Reduced |
| Proequities, Inc. | 1,400 | $17.0K | 0.00% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 1,400 | $17.0K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 2,033 | $24.7K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | – | $25.2K | 0.00% | – | – |
| Nomura Asset Management Co Ltd | 2,208 | $26.9K | 0.00% | −895−28.8% | Reduced |
| Belpointe Asset Management LLC | 2,336 | $28.4K | 0.00% | +135+6.1% | Added |
| State of Wyoming | 2,417 | $29.4K | 0.01% | +2,417 | New |
| Harbour Investments, Inc. | 5,583 | $67.9K | 0.00% | +3,266+141.0% | Added |
| Cedar Wealth Management, LLC | 7,600 | $92.5K | 0.04% | 00.0% | Unchanged |
| Bessemer Group Inc | 7,680 | $93.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 6,716 | $93.4K | 0.00% | −1,870−21.8% | Reduced |
| CWM, LLC | 7,750 | $94.0K | 0.00% | +7,750 | New |
| Tower Research Capital LLC (TRC) | 9,984 | $122.0K | 0.00% | +9,984 | New |
| Stephens Inc | 10,500 | $127.8K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment Corp | 10,520 | $128.0K | 0.01% | 00.0% | Unchanged |
| Paul Damon & Associates, Inc. | 10,715 | $130.4K | 0.09% | −1,533−12.5% | Reduced |
| ARS Wealth Advisors Group, LLC | 11,390 | $138.6K | 0.03% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 11,938 | $145.0K | 0.01% | +11,938 | New |
| Susquehanna International Group, LLP | 13,098 | $159.4K | 0.00% | −3,320−20.2% | Reduced |
| Creative Planning | 13,944 | $169.7K | 0.00% | +1,018+7.9% | Added |
| ExodusPoint Capital Management, LP | 14,036 | $171.0K | 0.00% | −3,226−18.7% | Reduced |
| Brown Advisory Inc | 14,159 | $172.3K | 0.00% | −2,841−16.7% | Reduced |
| Essex Financial Services, Inc. | 14,197 | $172.8K | 0.02% | +50.0% | Added |
| ProShare Advisors LLC | 15,073 | $183.4K | 0.00% | +15,073 | New |
| GYL Financial Synergies, LLC | 15,655 | $190.5K | 0.02% | 00.0% | Unchanged |
| XTX Topco Ltd | 16,203 | $197.2K | 0.04% | +16,203 | New |
| Wambolt & Associates, LLC | 16,391 | $200.8K | 0.07% | −325−1.9% | Reduced |
| Williams Jones Wealth Management, LLC. | 17,000 | $206.9K | 0.00% | −3,000−15.0% | Reduced |
| Bleakley Financial Group, LLC | 17,684 | $215.2K | 0.01% | −573−3.1% | Reduced |
| Sawtooth Solutions, LLC | 17,684 | $215.2K | 0.01% | +17,684 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 17,745 | $217.0K | 0.06% | +6,590+59.1% | Added |
| Advisory Services Network, LLC | 18,754 | $228.2K | 0.01% | −436−2.3% | Reduced |
| SageView Advisory Group, LLC | 18,921 | $230.3K | 0.01% | +1,975+11.7% | Added |
| Claybrook Capital, LLC | 19,880 | $241.9K | 0.14% | 00.0% | Unchanged |
| Kula Investments, LLC | 20,359 | $247.8K | 0.06% | +20,359 | New |
| Allen Investment Management LLC | 20,482 | $249.3K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 20,872 | $254.0K | 0.00% | −1,504−6.7% | Reduced |
| Kennedy Capital Management, Inc. | 21,628 | $263.2K | 0.01% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 21,857 | $266.0K | 0.00% | −42,022−65.8% | Reduced |
| Sanders Morris Harris LLC | 21,875 | $266.2K | 0.09% | 00.0% | Unchanged |
| Shore Point Advisors, LLC | 21,895 | $266.5K | 0.20% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 21,934 | $266.9K | 0.00% | −128−0.6% | Reduced |
| CWM Advisors, LLC | 22,130 | $269.3K | 0.03% | +3,101+16.3% | Added |
| Empower Advisory Group, LLC | 22,206 | $272.0K | 0.00% | +22,206 | New |
| EMC Capital Management | 22,807 | $278.0K | 0.23% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 24,056 | $292.8K | 0.01% | −1,263−5.0% | Reduced |
| Natixis | 23,779 | $294.4K | 0.00% | +12+0.1% | Added |
| Moloney Securities Asset Management, LLC | 25,519 | $310.6K | 0.06% | +204+0.8% | Added |
| Northern Trust Corp | 25,670 | $312.4K | 0.00% | +1,456+6.0% | Added |
| Chilton Investment Co LLC | 27,020 | $328.8K | 0.01% | −1,243−4.4% | Reduced |
| Coombe, Bender & Co LLC | 28,164 | $342.7K | 0.27% | +1,462+5.5% | Added |
| Reuter James Wealth Management, LLC | 29,849 | $363.3K | 0.25% | +1,000+3.5% | Added |
| Oppenheimer & Co Inc | 30,263 | $368.3K | 0.01% | −4,770−13.6% | Reduced |
| Virtus ETF Advisers LLC | 30,265 | $368.3K | 0.20% | +670+2.3% | Added |
| CI Private Wealth, LLC | 30,802 | $374.9K | 0.00% | +159+0.5% | Added |
| Bard Associates Inc | 31,373 | $381.8K | 0.16% | 00.0% | Unchanged |
| Boston Private Wealth LLC | 31,735 | $386.2K | 0.01% | −2,255−6.6% | Reduced |
| CAPROCK Group, Inc. | 31,736 | $386.2K | 0.03% | +31,736 | New |
| Cornercap Investment Counsel Inc | 32,595 | $396.7K | 0.07% | 00.0% | Unchanged |
| Spire Wealth Management | 32,724 | $398.3K | 0.02% | +2,756+9.2% | Added |
| Atria Wealth Solutions, Inc. | 34,954 | $425.4K | 0.01% | −1,000−2.8% | Reduced |
| Invesco Ltd. | 35,474 | $431.7K | 0.00% | −60,252−62.9% | Reduced |
| Stifel Financial Corp | 36,380 | $442.8K | 0.00% | +694+1.9% | Added |
| Cetera Advisor Networks LLC | 37,190 | $452.6K | 0.00% | +6,771+22.3% | Added |
| SEI Investments Co | 37,596 | $457.5K | 0.00% | +37,596 | New |
| International Assets Investment Management, LLC | 39,680 | $482.9K | 0.07% | −8,093−16.9% | Reduced |
| WFA Asset Management Corp | 40,948 | $498.3K | 0.31% | +12,400+43.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 41,871 | $509.6K | 0.00% | +154+0.4% | Added |
| Raymond James & Associates | 45,226 | $550.4K | 0.00% | −8,793−16.3% | Reduced |
| Key Client Fiduciary Advisors, LLC | 47,889 | $582.8K | 0.36% | −9,400−16.4% | Reduced |
| Whittier Trust Co | 48,095 | $585.3K | 0.01% | 00.0% | Unchanged |
| Trexquant Investment LP | 48,333 | $588.2K | 0.02% | +48,333 | New |
| First Republic Investment Management, Inc. | 50,069 | $609.3K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 53,270 | $648.3K | 0.00% | 00.0% | Unchanged |
| BI Asset Management Fondsmaeglerselskab A/S | 70,602 | $859.0K | 0.02% | +9,064+14.7% | Added |
| Guild Investment Management, Inc. | 73,105 | $889.7K | 1.36% | −4,545−5.9% | Reduced |
| Valeo Financial Advisors, LLC | 73,250 | $891.5K | 0.04% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 78,923 | $960.0K | 0.00% | +3,247+4.3% | Added |
| Great West Life Assurance Co | 81,687 | $997.0K | 0.00% | −41,805−33.9% | Reduced |
| Cynosure Management, LLC | 82,236 | $1.00M | 1.51% | +1,159+1.4% | Added |
| Sigma Planning Corp | 88,326 | $1.07M | 0.04% | −3,591−3.9% | Reduced |