New Mountain Finance Corp
NMFC- Exchange
- Nasdaq
- SEC CIK
- 0001496099
No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.
Other share classesNMFCZ
13F holders, Q3 2021
Institutional positions in New Mountain Finance Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 124
- −6 vs. Q2 2021
- Shares held
- 30.3M
- −791.2K (−2.5%) vs. Q2 2021
- Total value
- $403.0M
- −$6.17M (−1.5%) vs. Q2 2021
- New holders
- 15
- 45 more added
- Sold out
- 21
- 35 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 143 | $200.9M |
| Q1 2026 | 155 | $215.8M |
| Q4 2025 | 171 | $310.2M |
| Q3 2025 | 158 | $284.1M |
| Q2 2025 | 164 | $328.4M |
| Q1 2025 | 165 | $363.1M |
| Q4 2024 | 169 | $391.6M |
| Q3 2024 | 169 | $424.0M |
| Q2 2024 | 164 | $440.3M |
| Q1 2024 | 175 | $445.4M |
| Q4 2023 | 167 | $438.3M |
| Q3 2023 | 161 | $423.2M |
| Q2 2023 | 153 | $406.3M |
| Q1 2023 | 148 | $389.2M |
| Q4 2022 | 159 | $406.0M |
| Q3 2022 | 148 | $361.2M |
| Q2 2022 | 159 | $378.3M |
| Q1 2022 | 148 | $422.6M |
| Q4 2021 | 134 | $406.9M |
| Q3 2021 | 124 | $403.0M |
| Q2 2021 | 131 | $409.1M |
| Q1 2021 | 131 | $391.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 3,545,604 | $47.2M | 0.01% | +1,5150.0% | Added |
| Round Table Services, LLC | 2,634,108 | $35.1M | 7.49% | +60,595+2.4% | Added |
| HighTower Advisors, LLC | 2,048,341 | $27.3M | 0.07% | +129,128+6.7% | Added |
| LSV Asset Management | 2,045,298 | $27.2M | 0.05% | −37,000−1.8% | Reduced |
| Morgan Stanley | 1,595,857 | $21.2M | 0.00% | +15,659+1.0% | Added |
| Dimension Capital Management LLC | 1,476,272 | $19.6M | 4.05% | −161,688−9.9% | Reduced |
| Van Eck Associates Corp | 1,329,266 | $17.7M | 0.04% | −80,067−5.7% | Reduced |
| Invesco Ltd. | 1,316,901 | $17.5M | 0.00% | −54,442−4.0% | Reduced |
| Cliffwater LLC | 1,195,283 | $15.9M | 4.17% | +15,930+1.4% | Added |
| JPMorgan Chase & Co | 1,124,105 | $15.0M | 0.00% | −109,800−8.9% | Reduced |
| Palisade Capital Management LLC | 833,878 | $11.1M | 0.24% | −8,505−1.0% | Reduced |
| Ares Management LLC | 609,420 | $8.11M | 0.28% | +260,084+74.5% | Added |
| Advisors Capital Management, LLC | 605,809 | $8.06M | 0.25% | −9,056−1.5% | Reduced |
| BlackRock Inc. | 587,595 | $7.82M | 0.00% | +58,946+11.2% | Added |
| Neuberger Berman Group LLC | 580,741 | $7.73M | 0.01% | −4,554−0.8% | Reduced |
| Legal & General Group Plc | 577,233 | $7.69M | 0.00% | −40,663−6.6% | Reduced |
| Muzinich & Co., Inc. | 485,242 | $6.46M | 4.31% | −42,905−8.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 473,700 | $6.30M | 0.00% | −42,905−8.3% | Reduced |
| Confluence Investment Management LLC | 465,236 | $6.19M | 0.09% | +1,622+0.3% | Added |
| Two Sigma Advisers, LP | 445,100 | $5.92M | 0.02% | −22,100−4.7% | Reduced |
| Two Sigma Investments, LP | 378,121 | $5.03M | 0.01% | +189,566+100.5% | Added |
| Chilton Investment Co LLC | 343,392 | $4.57M | 0.11% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 317,788 | $4.23M | 0.01% | −16,672−5.0% | Reduced |
| Advisors Asset Management, Inc. | 310,290 | $4.13M | 0.06% | +49,166+18.8% | Added |
| UBS Group AG | 295,212 | $3.93M | 0.00% | +37,813+14.7% | Added |
| Bank of America Corp | 284,621 | $3.79M | 0.00% | +32,813+13.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 251,176 | $3.34M | 0.18% | +46,665+22.8% | Added |
| Royal Bank of Canada | 209,732 | $2.79M | 0.00% | +9,787+4.9% | Added |
| Commonwealth Equity Services, LLC | 182,726 | $2.43M | 0.01% | +13,046+7.7% | Added |
| McKinley Capital Management LLC /Delaware | 167,189 | $2.23M | 0.21% | +11,282+7.2% | Added |
| Altium Wealth Management LLC | 141,687 | $1.89M | 0.13% | +2,663+1.9% | Added |
| Bramshill Investments, LLC | 139,416 | $1.86M | 0.16% | +8,840+6.8% | Added |
| Alberta Investment Management Corp | 121,800 | $1.62M | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 120,674 | $1.61M | 0.00% | +7,022+6.2% | Added |
| Ameriprise Financial Inc | 116,274 | $1.55M | 0.00% | +15,735+15.7% | Added |
| First Republic Investment Management, Inc. | 112,884 | $1.50M | 0.00% | 00.0% | Unchanged |
| Analyst IMS Investment Management Services Ltd. | 108,868 | $1.45M | 0.18% | 00.0% | Unchanged |
| Wedbush Securities Inc | 107,177 | $1.43M | 0.07% | +3,581+3.5% | Added |
| Susquehanna International Group, LLP | 107,088 | $1.43M | 0.00% | +3,497+3.4% | Added |
| Sigma Planning Corp | 105,252 | $1.40M | 0.04% | −3,981−3.6% | Reduced |
| LPL Financial LLC | 103,940 | $1.38M | 0.00% | −8,835−7.8% | Reduced |
| Mackenzie Financial Corp | 95,679 | $1.27M | 0.00% | +12,955+15.7% | Added |
| Macquarie Group Ltd | 95,300 | $1.27M | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 94,073 | $1.25M | 0.01% | +803+0.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 85,489 | $1.14M | 0.00% | +17,773+26.2% | Added |
| Condor Capital Management | 85,167 | $1.13M | 0.12% | +8,336+10.8% | Added |
| Guild Investment Management, Inc. | 80,580 | $1.07M | 1.03% | +230+0.3% | Added |
| Advisory Research Inc | 80,313 | $1.07M | 0.07% | −4,367−5.2% | Reduced |
| Guggenheim Capital LLC | 75,547 | $1.01M | 0.01% | −71,205−48.5% | Reduced |
| Valeo Financial Advisors, LLC | 73,250 | $975.0K | 0.06% | +73,250 | New |
| Cambridge Investment Research Advisors, Inc. | 63,124 | $840.0K | 0.00% | +12,423+24.5% | Added |
| Cetera Investment Advisers | 61,623 | $820.0K | 0.01% | −2,453−3.8% | Reduced |
| Focus Financial Network, Inc. | 61,508 | $818.7K | 0.11% | −252−0.4% | Reduced |
| Raymond James & Associates | 60,354 | $803.0K | 0.00% | +28,484+89.4% | Added |
| Geode Capital Management, LLC | 57,266 | $762.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 54,834 | $730.0K | 0.02% | +2,370+4.5% | Added |
| D. E. Shaw & Co., Inc. | 54,569 | $726.0K | 0.00% | −47,317−46.4% | Reduced |
| Virtus ETF Advisers LLC | 52,979 | $705.0K | 0.31% | +200+0.4% | Added |
| Tranquility Partners, LLC | 52,519 | $699.0K | 0.35% | +19,225+57.7% | Added |
| Epoch Investment Partners, Inc. | 51,374 | $684.0K | 0.00% | +588+1.2% | Added |
| Boston Private Wealth LLC | 48,138 | $641.0K | 0.01% | +4,246+9.7% | Added |
| Parametric Portfolio Associates LLC | 39,866 | $531.0K | 0.00% | −305−0.8% | Reduced |
| Private Advisor Group, LLC | 36,308 | $484.0K | 0.00% | +16,107+79.7% | Added |
| Stifel Financial Corp | 35,984 | $479.0K | 0.00% | +35,984 | New |
| International Assets Investment Management, LLC | 35,626 | $474.0K | 0.08% | 00.0% | Unchanged |
| Creative Planning | 35,093 | $467.0K | 0.00% | +610+1.8% | Added |
| Cornercap Investment Counsel Inc | 32,595 | $433.0K | 0.05% | 00.0% | Unchanged |
| Great West Life Assurance Co | 30,132 | $404.0K | 0.00% | +30,132 | New |
| Edge Capital Group, LLC | 30,000 | $399.0K | 0.03% | 00.0% | Unchanged |
| Rockland Trust Co | 29,812 | $397.0K | 0.03% | +926+3.2% | Added |
| Oppenheimer & Co Inc | 27,943 | $372.0K | 0.01% | +178+0.6% | Added |
| Moloney Securities Asset Management, LLC | 26,093 | $347.0K | 0.06% | +4,223+19.3% | Added |
| Williams Jones Wealth Management, LLC. | 25,500 | $339.0K | 0.00% | −17,500−40.7% | Reduced |
| Roosevelt Investment Group LLC | 25,356 | $337.0K | 0.02% | −133−0.5% | Reduced |
| Mutual Advisors, LLC | 25,228 | $336.0K | 0.02% | +223+0.9% | Added |
| Bard Associates Inc | 25,013 | $333.0K | 0.11% | 00.0% | Unchanged |
| Rothschild Investment Corp | 23,524 | $313.0K | 0.03% | 00.0% | Unchanged |
| Sanders Morris Harris LLC | 21,875 | $291.0K | 0.05% | 00.0% | Unchanged |
| Kennedy Capital Management, Inc. | 21,739 | $289.0K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 21,537 | $287.0K | 0.01% | +2,000+10.2% | Added |
| Pathstone Family Office, LLC | 20,400 | $271.0K | 0.01% | +20,400 | New |
| Financial Advisors Network, Inc. | 19,150 | $265.0K | 0.06% | +19,150 | New |
| Allen Investment Management LLC | 19,357 | $258.0K | 0.00% | 00.0% | Unchanged |
| Bailard, Inc. | 18,946 | $252.0K | 0.01% | 00.0% | Unchanged |
| Wambolt & Associates, LLC | 18,222 | $247.0K | 0.10% | −702−3.7% | Reduced |
| Brown Advisory Inc | 17,000 | $226.0K | 0.00% | +17,000 | New |
| Calton & Associates, Inc. | 16,266 | $216.0K | 0.05% | +395+2.5% | Added |
| Caxton Associates LP | 16,116 | $215.0K | 0.03% | +16,116 | New |
| Boenning & Scattergood, Inc. | 15,000 | $199.0K | 0.03% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 14,131 | $188.0K | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 13,379 | $178.0K | 0.00% | −105−0.8% | Reduced |
| Victory Capital Management Inc | 13,228 | $176.0K | 0.00% | −656−4.7% | Reduced |
| Jane Street Group, LLC | 13,064 | $174.0K | 0.00% | −627−4.6% | Reduced |
| Truist Financial Corp | 12,874 | $172.0K | 0.00% | −3,343−20.6% | Reduced |
| National Asset Management, Inc. | 11,929 | $159.0K | 0.01% | +1,000+9.1% | Added |
| Shelton Capital Management | 11,900 | $158.0K | 0.01% | 00.0% | Unchanged |
| Montag A & Associates Inc | 11,000 | $146.0K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 10,370 | $146.0K | 0.00% | 00.0% | Unchanged |
| GYL Financial Synergies, LLC | 10,625 | $141.0K | 0.07% | +10,625 | New |
| Mirae Asset Global Investments Co., Ltd. | 10,514 | $140.0K | 0.00% | −23,247−68.9% | Reduced |