New Mountain Finance Corp
NMFC- Exchange
- Nasdaq
- SEC CIK
- 0001496099
No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.
Other share classesNMFCZ
13F holders, Q3 2021
Institutional positions in New Mountain Finance Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 124
- −6 vs. Q2 2021
- Shares held
- 30.3M
- −791.2K (−2.5%) vs. Q2 2021
- Total value
- $403.0M
- −$6.17M (−1.5%) vs. Q2 2021
- New holders
- 15
- 45 more added
- Sold out
- 21
- 35 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 143 | $200.9M |
| Q1 2026 | 155 | $215.8M |
| Q4 2025 | 171 | $310.2M |
| Q3 2025 | 158 | $284.1M |
| Q2 2025 | 164 | $328.4M |
| Q1 2025 | 165 | $363.1M |
| Q4 2024 | 169 | $391.6M |
| Q3 2024 | 169 | $424.0M |
| Q2 2024 | 164 | $440.3M |
| Q1 2024 | 175 | $445.4M |
| Q4 2023 | 167 | $438.3M |
| Q3 2023 | 161 | $423.2M |
| Q2 2023 | 153 | $406.3M |
| Q1 2023 | 148 | $389.2M |
| Q4 2022 | 159 | $406.0M |
| Q3 2022 | 148 | $361.2M |
| Q2 2022 | 159 | $378.3M |
| Q1 2022 | 148 | $422.6M |
| Q4 2021 | 134 | $406.9M |
| Q3 2021 | 124 | $403.0M |
| Q2 2021 | 131 | $409.1M |
| Q1 2021 | 131 | $391.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 5 | $0 | 0.00% | −10,597−100.0% | Reduced |
| Deutsche Bank AG | 3 | $0 | 0.00% | −2−40.0% | Reduced |
| Gradient Investments LLC | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 70 | $1.00K | 0.00% | +1+1.4% | Added |
| Graves-Light Private Wealth Management, Inc. | 167 | $2.00K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 113 | $2.00K | 0.00% | +2+1.8% | Added |
| Parallel Advisors, LLC | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 350 | $5.00K | 0.00% | +350 | New |
| Laurel Wealth Advisors LLC | 450 | $6.00K | 0.00% | +450 | New |
| Plante Moran Financial Advisors, LLC | 1,000 | $13.0K | 0.00% | +1,000 | New |
| First Horizon Advisors, Inc. | 1,000 | $13.0K | 0.00% | +1,000 | New |
| Evolution Wealth Advisors, LLC | 1,100 | $15.0K | 0.00% | +1,100 | New |
| American Portfolios Advisors | 1,550 | $20.6K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,598 | $21.0K | 0.00% | −1,889−54.2% | Reduced |
| Group One Trading, L.P. | 1,600 | $21.0K | 0.00% | −100−5.9% | Reduced |
| Rockefeller Capital Management L.P. | 1,605 | $21.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,750 | $23.0K | 0.01% | −2,250−56.3% | Reduced |
| Proequities, Inc. | 2,154 | $29.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 3,690 | $49.0K | 0.01% | 00.0% | Unchanged |
| Bessemer Group Inc | 7,680 | $102.0K | 0.00% | +7,680 | New |
| Cubist Systematic Strategies, LLC | 10,091 | $134.0K | 0.00% | −36,255−78.2% | Reduced |
| Virtu Financial LLC | 10,075 | $134.0K | 0.01% | +10,075 | New |
| Mirae Asset Global Investments Co., Ltd. | 10,514 | $140.0K | 0.00% | −23,247−68.9% | Reduced |
| GYL Financial Synergies, LLC | 10,625 | $141.0K | 0.07% | +10,625 | New |
| Montag A & Associates Inc | 11,000 | $146.0K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 10,370 | $146.0K | 0.00% | 00.0% | Unchanged |
| Shelton Capital Management | 11,900 | $158.0K | 0.01% | 00.0% | Unchanged |
| National Asset Management, Inc. | 11,929 | $159.0K | 0.01% | +1,000+9.1% | Added |
| Truist Financial Corp | 12,874 | $172.0K | 0.00% | −3,343−20.6% | Reduced |
| Jane Street Group, LLC | 13,064 | $174.0K | 0.00% | −627−4.6% | Reduced |
| Victory Capital Management Inc | 13,228 | $176.0K | 0.00% | −656−4.7% | Reduced |
| Mercer Global Advisors Inc | 13,379 | $178.0K | 0.00% | −105−0.8% | Reduced |
| Acadian Asset Management LLC | 14,131 | $188.0K | 0.00% | 00.0% | Unchanged |
| Boenning & Scattergood, Inc. | 15,000 | $199.0K | 0.03% | 00.0% | Unchanged |
| Caxton Associates LP | 16,116 | $215.0K | 0.03% | +16,116 | New |
| Calton & Associates, Inc. | 16,266 | $216.0K | 0.05% | +395+2.5% | Added |
| Brown Advisory Inc | 17,000 | $226.0K | 0.00% | +17,000 | New |
| Wambolt & Associates, LLC | 18,222 | $247.0K | 0.10% | −702−3.7% | Reduced |
| Bailard, Inc. | 18,946 | $252.0K | 0.01% | 00.0% | Unchanged |
| Allen Investment Management LLC | 19,357 | $258.0K | 0.00% | 00.0% | Unchanged |
| Financial Advisors Network, Inc. | 19,150 | $265.0K | 0.06% | +19,150 | New |
| Pathstone Family Office, LLC | 20,400 | $271.0K | 0.01% | +20,400 | New |
| Advisory Services Network, LLC | 21,537 | $287.0K | 0.01% | +2,000+10.2% | Added |
| Kennedy Capital Management, Inc. | 21,739 | $289.0K | 0.01% | 00.0% | Unchanged |
| Sanders Morris Harris LLC | 21,875 | $291.0K | 0.05% | 00.0% | Unchanged |
| Rothschild Investment Corp | 23,524 | $313.0K | 0.03% | 00.0% | Unchanged |
| Bard Associates Inc | 25,013 | $333.0K | 0.11% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 25,228 | $336.0K | 0.02% | +223+0.9% | Added |
| Roosevelt Investment Group LLC | 25,356 | $337.0K | 0.02% | −133−0.5% | Reduced |
| Williams Jones Wealth Management, LLC. | 25,500 | $339.0K | 0.00% | −17,500−40.7% | Reduced |
| Moloney Securities Asset Management, LLC | 26,093 | $347.0K | 0.06% | +4,223+19.3% | Added |
| Oppenheimer & Co Inc | 27,943 | $372.0K | 0.01% | +178+0.6% | Added |
| Rockland Trust Co | 29,812 | $397.0K | 0.03% | +926+3.2% | Added |
| Edge Capital Group, LLC | 30,000 | $399.0K | 0.03% | 00.0% | Unchanged |
| Great West Life Assurance Co | 30,132 | $404.0K | 0.00% | +30,132 | New |
| Cornercap Investment Counsel Inc | 32,595 | $433.0K | 0.05% | 00.0% | Unchanged |
| Creative Planning | 35,093 | $467.0K | 0.00% | +610+1.8% | Added |
| International Assets Investment Management, LLC | 35,626 | $474.0K | 0.08% | 00.0% | Unchanged |
| Stifel Financial Corp | 35,984 | $479.0K | 0.00% | +35,984 | New |
| Private Advisor Group, LLC | 36,308 | $484.0K | 0.00% | +16,107+79.7% | Added |
| Parametric Portfolio Associates LLC | 39,866 | $531.0K | 0.00% | −305−0.8% | Reduced |
| Boston Private Wealth LLC | 48,138 | $641.0K | 0.01% | +4,246+9.7% | Added |
| Epoch Investment Partners, Inc. | 51,374 | $684.0K | 0.00% | +588+1.2% | Added |
| Tranquility Partners, LLC | 52,519 | $699.0K | 0.35% | +19,225+57.7% | Added |
| Virtus ETF Advisers LLC | 52,979 | $705.0K | 0.31% | +200+0.4% | Added |
| D. E. Shaw & Co., Inc. | 54,569 | $726.0K | 0.00% | −47,317−46.4% | Reduced |
| Spire Wealth Management | 54,834 | $730.0K | 0.02% | +2,370+4.5% | Added |
| Geode Capital Management, LLC | 57,266 | $762.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 60,354 | $803.0K | 0.00% | +28,484+89.4% | Added |
| Focus Financial Network, Inc. | 61,508 | $818.7K | 0.11% | −252−0.4% | Reduced |
| Cetera Investment Advisers | 61,623 | $820.0K | 0.01% | −2,453−3.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 63,124 | $840.0K | 0.00% | +12,423+24.5% | Added |
| Valeo Financial Advisors, LLC | 73,250 | $975.0K | 0.06% | +73,250 | New |
| Guggenheim Capital LLC | 75,547 | $1.01M | 0.01% | −71,205−48.5% | Reduced |
| Advisory Research Inc | 80,313 | $1.07M | 0.07% | −4,367−5.2% | Reduced |
| Guild Investment Management, Inc. | 80,580 | $1.07M | 1.03% | +230+0.3% | Added |
| Condor Capital Management | 85,167 | $1.13M | 0.12% | +8,336+10.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 85,489 | $1.14M | 0.00% | +17,773+26.2% | Added |
| Janney Montgomery Scott LLC | 94,073 | $1.25M | 0.01% | +803+0.9% | Added |
| Macquarie Group Ltd | 95,300 | $1.27M | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 95,679 | $1.27M | 0.00% | +12,955+15.7% | Added |
| LPL Financial LLC | 103,940 | $1.38M | 0.00% | −8,835−7.8% | Reduced |
| Sigma Planning Corp | 105,252 | $1.40M | 0.04% | −3,981−3.6% | Reduced |
| Susquehanna International Group, LLP | 107,088 | $1.43M | 0.00% | +3,497+3.4% | Added |
| Wedbush Securities Inc | 107,177 | $1.43M | 0.07% | +3,581+3.5% | Added |
| Analyst IMS Investment Management Services Ltd. | 108,868 | $1.45M | 0.18% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 112,884 | $1.50M | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 116,274 | $1.55M | 0.00% | +15,735+15.7% | Added |
| Envestnet Asset Management Inc | 120,674 | $1.61M | 0.00% | +7,022+6.2% | Added |
| Alberta Investment Management Corp | 121,800 | $1.62M | 0.01% | 00.0% | Unchanged |
| Bramshill Investments, LLC | 139,416 | $1.86M | 0.16% | +8,840+6.8% | Added |
| Altium Wealth Management LLC | 141,687 | $1.89M | 0.13% | +2,663+1.9% | Added |
| McKinley Capital Management LLC /Delaware | 167,189 | $2.23M | 0.21% | +11,282+7.2% | Added |
| Commonwealth Equity Services, LLC | 182,726 | $2.43M | 0.01% | +13,046+7.7% | Added |
| Royal Bank of Canada | 209,732 | $2.79M | 0.00% | +9,787+4.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 251,176 | $3.34M | 0.18% | +46,665+22.8% | Added |
| Bank of America Corp | 284,621 | $3.79M | 0.00% | +32,813+13.0% | Added |
| UBS Group AG | 295,212 | $3.93M | 0.00% | +37,813+14.7% | Added |