New Mountain Finance Corp
NMFC- Exchange
- Nasdaq
- SEC CIK
- 0001496099
No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.
Other share classesNMFCZ
13F holders, Q3 2022
Institutional positions in New Mountain Finance Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 148
- −9 vs. Q2 2022
- Shares held
- 31.3M
- +85.1K (+0.3%) vs. Q2 2022
- Total value
- $361.2M
- −$10.6M (−2.8%) vs. Q2 2022
- New holders
- 16
- 47 more added
- Sold out
- 25
- 43 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 143 | $200.9M |
| Q1 2026 | 155 | $215.8M |
| Q4 2025 | 171 | $310.2M |
| Q3 2025 | 158 | $284.1M |
| Q2 2025 | 164 | $328.4M |
| Q1 2025 | 165 | $363.1M |
| Q4 2024 | 169 | $391.6M |
| Q3 2024 | 169 | $424.0M |
| Q2 2024 | 164 | $440.3M |
| Q1 2024 | 175 | $445.4M |
| Q4 2023 | 167 | $438.3M |
| Q3 2023 | 161 | $423.2M |
| Q2 2023 | 153 | $406.3M |
| Q1 2023 | 148 | $389.2M |
| Q4 2022 | 159 | $406.0M |
| Q3 2022 | 148 | $361.2M |
| Q2 2022 | 159 | $378.3M |
| Q1 2022 | 148 | $422.6M |
| Q4 2021 | 134 | $406.9M |
| Q3 2021 | 124 | $403.0M |
| Q2 2021 | 131 | $409.1M |
| Q1 2021 | 131 | $391.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 65 | $0 | 0.00% | −1,695−96.3% | Reduced |
| Citigroup Inc | 5 | $0 | 0.00% | −320−98.5% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 124 | $1.00K | 0.00% | +3+2.5% | Added |
| West Financial Advisors, LLC | 102 | $1.00K | 0.00% | +2+2.0% | Added |
| Massmutual Trust Co FSB | 118 | $1.00K | 0.00% | +118 | New |
| Hexagon Capital Partners LLC | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Zullo Investment Group, Inc. | 191 | $2.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 300 | $3.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 300 | $3.00K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 265 | $3.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 300 | $3.46K | 0.00% | −3,000−90.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 494 | $6.00K | 0.00% | −2,933−85.6% | Reduced |
| Money Concepts Capital Corp | 562 | $6.00K | 0.00% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 700 | $8.00K | 0.01% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 733 | $8.00K | 0.00% | +733 | New |
| Sound Income Strategies, LLC | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 1,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 1,077 | $12.0K | 0.00% | +1,002+1,336.0% | Added |
| Huntington National Bank | 1,101 | $13.0K | 0.00% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 1,400 | $16.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 1,400 | $16.0K | 0.00% | +900+180.0% | Added |
| IFP Advisors, Inc | 1,197 | $17.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 1,550 | $17.9K | 0.00% | 00.0% | Unchanged |
| Worth Asset Management, LLC | 1,770 | $20.0K | 0.01% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 2,000 | $23.0K | 0.00% | +2,000 | New |
| Private Trust Co NA | 2,033 | $23.0K | 0.00% | +2,033 | New |
| Lazard Asset Management LLC | 2,152 | $24.0K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 2,317 | $26.7K | 0.00% | +1,239+114.9% | Added |
| Harbour Investments, Inc. | 2,317 | $28.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 2,639 | $30.0K | 0.00% | +1,125+74.3% | Added |
| FourThought Financial, LLC | 3,690 | $43.0K | 0.01% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 7,600 | $88.0K | 0.04% | −2,750−26.6% | Reduced |
| Bessemer Group Inc | 7,680 | $89.0K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 10,047 | $116.0K | 0.01% | 00.0% | Unchanged |
| Perennial Advisors, LLC | 10,051 | $116.0K | 0.04% | +50.0% | Added |
| Rothschild Investment Corp | 10,520 | $121.0K | 0.01% | −480−4.4% | Reduced |
| Stephens Inc | 10,500 | $121.0K | 0.00% | +10,500 | New |
| Russell Investments Group, Ltd. | 11,439 | $128.0K | 0.00% | +11,439 | New |
| Cubist Systematic Strategies, LLC | 11,246 | $130.0K | 0.00% | −8,364−42.7% | Reduced |
| Cerity Partners LLC | 11,851 | $136.0K | 0.00% | +21+0.2% | Added |
| Balyasny Asset Management LLC | 11,901 | $137.0K | 0.00% | −2,362−16.6% | Reduced |
| Zhang Financial LLC | 11,861 | $137.0K | 0.02% | +11,861 | New |
| Citadel Advisors LLC | 12,324 | $142.0K | 0.00% | +12,324 | New |
| Creative Planning | 12,661 | $146.0K | 0.00% | +13+0.1% | Added |
| GYL Financial Synergies, LLC | 12,885 | $149.0K | 0.04% | +12,885 | New |
| Essex Financial Services, Inc. | 14,186 | $164.0K | 0.02% | +4,004+39.3% | Added |
| Boenning & Scattergood, Inc. | 15,000 | $173.0K | 0.04% | 00.0% | Unchanged |
| Brown Advisory Inc | 17,000 | $196.0K | 0.00% | 00.0% | Unchanged |
| Wambolt & Associates, LLC | 17,101 | $197.0K | 0.08% | −559−3.2% | Reduced |
| D. E. Shaw & Co., Inc. | 17,059 | $197.0K | 0.00% | +4,207+32.7% | Added |
| PEAK6 Investments LLC | 17,552 | $202.0K | 0.01% | +2,794+18.9% | Added |
| CWM Advisors, LLC | 18,043 | $208.0K | 0.03% | +18,043 | New |
| Advisory Services Network, LLC | 19,190 | $221.0K | 0.01% | −701−3.5% | Reduced |
| Allen Investment Management LLC | 19,357 | $223.0K | 0.00% | 00.0% | Unchanged |
| Claybrook Capital, LLC | 19,880 | $229.0K | 0.15% | +19,880 | New |
| Wellington Shields Capital Management, LLC | 21,000 | $242.0K | 0.06% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 21,500 | $248.0K | 0.00% | −1,000−4.4% | Reduced |
| Sanders Morris Harris LLC | 21,875 | $252.0K | 0.06% | 00.0% | Unchanged |
| Shore Point Advisors, LLC | 21,895 | $252.0K | 0.25% | 00.0% | Unchanged |
| Boston Private Wealth LLC | 21,930 | $252.0K | 0.00% | +21,930 | New |
| Personal Capital Advisors Corp | 22,206 | $256.0K | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 22,434 | $259.0K | 0.00% | −1,221−5.2% | Reduced |
| EMC Capital Management | 22,807 | $263.0K | 0.24% | 00.0% | Unchanged |
| Natixis | 23,284 | $271.0K | 0.00% | +4,500+24.0% | Added |
| SEI Investments Co | 23,834 | $275.0K | 0.00% | 00.0% | Unchanged |
| Kennedy Capital Management, Inc. | 24,273 | $280.0K | 0.01% | +126+0.5% | Added |
| Roosevelt Investment Group LLC | 24,456 | $282.0K | 0.02% | −900−3.5% | Reduced |
| Mutual Advisors, LLC | 24,708 | $285.0K | 0.01% | −620−2.4% | Reduced |
| Moloney Securities Asset Management, LLC | 25,786 | $297.0K | 0.07% | −183−0.7% | Reduced |
| Coombe, Bender & Co LLC | 26,587 | $307.0K | 0.27% | +1,502+6.0% | Added |
| Northern Trust Corp | 27,251 | $314.0K | 0.00% | +2,962+12.2% | Added |
| Reuter James Wealth Management, LLC | 27,869 | $321.0K | 0.22% | 00.0% | Unchanged |
| WFA Asset Management Corp | 27,853 | $321.2K | 0.23% | +576+2.1% | Added |
| Chilton Investment Co LLC | 28,263 | $326.0K | 0.01% | −2,500−8.1% | Reduced |
| First Republic Investment Management, Inc. | 31,178 | $359.0K | 0.00% | 00.0% | Unchanged |
| Bard Associates Inc | 31,373 | $362.0K | 0.16% | 00.0% | Unchanged |
| Spire Wealth Management | 32,418 | $374.0K | 0.02% | −12,018−27.0% | Reduced |
| Cornercap Investment Counsel Inc | 32,595 | $376.0K | 0.07% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 33,454 | $385.7K | 0.01% | +33,454 | New |
| Jump Financial, LLC | 34,200 | $394.0K | 0.02% | −9,400−21.6% | Reduced |
| Virtus ETF Advisers LLC | 35,797 | $413.0K | 0.16% | −13,296−27.1% | Reduced |
| Oppenheimer & Co Inc | 37,309 | $430.0K | 0.01% | −266−0.7% | Reduced |
| International Assets Investment Management, LLC | 39,880 | $460.0K | 0.10% | −232−0.6% | Reduced |
| Trexquant Investment LP | 41,438 | $478.0K | 0.02% | +41,438 | New |
| Stifel Financial Corp | 42,658 | $492.0K | 0.00% | −290−0.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 45,075 | $520.0K | 0.00% | −24,497−35.2% | Reduced |
| Whittier Trust Co | 53,259 | $614.0K | 0.01% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 53,270 | $614.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 57,309 | $661.0K | 0.00% | −3,575−5.9% | Reduced |
| GraniteShares Advisors LLC | 57,491 | $662.0K | 0.54% | −686−1.2% | Reduced |
| Key Client Fiduciary Advisors, LLC | 59,369 | $685.0K | 0.70% | −12,225−17.1% | Reduced |
| Goldman Sachs Group Inc | 62,875 | $725.0K | 0.00% | −24,654−28.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 73,030 | $842.0K | 0.00% | +10,024+15.9% | Added |
| Valeo Financial Advisors, LLC | 73,250 | $845.0K | 0.05% | 00.0% | Unchanged |
| Cynosure Management, LLC | 79,943 | $922.0K | 0.99% | +79,943 | New |
| Guild Investment Management, Inc. | 80,950 | $933.0K | 1.60% | +4,120+5.4% | Added |
| Tranquility Partners, LLC | 82,751 | $954.0K | 0.53% | +8,882+12.0% | Added |