New Mountain Finance Corp
NMFC- Exchange
- Nasdaq
- SEC CIK
- 0001496099
No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.
Other share classesNMFCZ
13F holders, Q3 2023
Institutional positions in New Mountain Finance Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 161
- +8 vs. Q2 2023
- Shares held
- 32.7M
- +49.8K (+0.2%) vs. Q2 2023
- Total value
- $423.2M
- +$16.9M (+4.2%) vs. Q2 2023
- New holders
- 22
- 52 more added
- Sold out
- 14
- 46 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 143 | $200.9M |
| Q1 2026 | 155 | $215.8M |
| Q4 2025 | 171 | $310.2M |
| Q3 2025 | 158 | $284.1M |
| Q2 2025 | 164 | $328.4M |
| Q1 2025 | 165 | $363.1M |
| Q4 2024 | 169 | $391.6M |
| Q3 2024 | 169 | $424.0M |
| Q2 2024 | 164 | $440.3M |
| Q1 2024 | 175 | $445.4M |
| Q4 2023 | 167 | $438.3M |
| Q3 2023 | 161 | $423.2M |
| Q2 2023 | 153 | $406.3M |
| Q1 2023 | 148 | $389.2M |
| Q4 2022 | 159 | $406.0M |
| Q3 2022 | 148 | $361.2M |
| Q2 2022 | 159 | $378.3M |
| Q1 2022 | 148 | $422.6M |
| Q4 2021 | 134 | $406.9M |
| Q3 2021 | 124 | $403.0M |
| Q2 2021 | 131 | $409.1M |
| Q1 2021 | 131 | $391.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 5 | $65 | 0.00% | −69−93.2% | Reduced |
| Horizon Investments, LLC | 34 | $440 | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 53 | $686 | 0.00% | +53 | New |
| Benjamin F. Edwards & Company, Inc. | 85 | $1.00K | 0.00% | +2+2.4% | Added |
| West Financial Advisors, LLC | 114 | $1.47K | 0.00% | +3+2.7% | Added |
| Hexagon Capital Partners LLC | 150 | $1.94K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 209 | $2.71K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 265 | $3.43K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 300 | $3.88K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 375 | $4.00K | 0.00% | −28−6.9% | Reduced |
| Farther Finance Advisors, LLC | 464 | $6.01K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 500 | $6.47K | 0.00% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 700 | $9.06K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 733 | $9.49K | 0.00% | +733 | New |
| Sound Income Strategies, LLC | 800 | $10.4K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 925 | $12.0K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 1,000 | $12.9K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1,101 | $14.3K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 1,149 | $14.9K | 0.00% | −700−37.9% | Reduced |
| Proequities, Inc. | 1,400 | $18.1K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 1,800 | $23.0K | 0.00% | −10,500−85.4% | Reduced |
| South State Corp. | 1,792 | $23.2K | 0.00% | +1,792 | New |
| Private Trust Co NA | 2,033 | $26.3K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,067 | $26.8K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 2,400 | $29.7K | 0.01% | +2,400 | New |
| Steward Partners Investment Advisory, LLC | 4,409 | $57.1K | 0.00% | +4,009+1,002.3% | Added |
| Barclays PLC | 4,900 | $63.5K | 0.00% | +4,900 | New |
| BNP Paribas Arbitrage, SA | 5,300 | $68.6K | 0.00% | +5,300 | New |
| Harbour Investments, Inc. | 5,583 | $72.3K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 5,605 | $72.6K | 0.02% | +5,605 | New |
| IFP Advisors, Inc | 6,716 | $87.0K | 0.00% | −201−2.9% | Reduced |
| Cedar Wealth Management, LLC | 7,600 | $98.4K | 0.04% | 00.0% | Unchanged |
| Bessemer Group Inc | 7,680 | $99.0K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 10,000 | $129.5K | 0.00% | 00.0% | Unchanged |
| Verity & Verity, LLC | 10,000 | $129.5K | 0.02% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 10,300 | $133.4K | 0.00% | +10,300 | New |
| Stephens Inc | 10,500 | $136.0K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 10,519 | $136.2K | 0.00% | −9,603−47.7% | Reduced |
| Paul Damon & Associates, Inc. | 10,615 | $137.5K | 0.09% | −113−1.1% | Reduced |
| D. E. Shaw & Co., Inc. | 11,348 | $147.0K | 0.00% | −17,967−61.3% | Reduced |
| Comerica Bank | 11,350 | $147.0K | 0.00% | +11,350 | New |
| ARS Wealth Advisors Group, LLC | 11,390 | $147.5K | 0.02% | 00.0% | Unchanged |
| ProShare Advisors LLC | 12,680 | $164.2K | 0.00% | −2,490−16.4% | Reduced |
| Creative Planning | 12,722 | $164.7K | 0.00% | +16+0.1% | Added |
| Davenport & Co LLC | 13,641 | $176.7K | 0.00% | +13,641 | New |
| Centiva Capital, LP | 13,755 | $178.1K | 0.01% | +13,755 | New |
| Wealth Enhancement Advisory Services, LLC | 13,905 | $180.1K | 0.00% | +13,905 | New |
| Kestra Advisory Services, LLC | 14,094 | $182.5K | 0.00% | +14,094 | New |
| Essex Financial Services, Inc. | 14,208 | $184.0K | 0.02% | +60.0% | Added |
| Dynamic Technology Lab Private Ltd | 14,202 | $184.0K | 0.02% | +2,525+21.6% | Added |
| HRT Financial LP | 15,411 | $199.0K | 0.00% | −69,772−81.9% | Reduced |
| Wambolt & Associates, LLC | 16,056 | $205.5K | 0.07% | −53−0.3% | Reduced |
| Bleakley Financial Group, LLC | 15,879 | $205.6K | 0.01% | −3,305−17.2% | Reduced |
| Sawtooth Solutions, LLC | 15,879 | $205.6K | 0.01% | −1,805−10.2% | Reduced |
| ExodusPoint Capital Management, LP | 16,391 | $212.0K | 0.00% | −73,592−81.8% | Reduced |
| Williams Jones Wealth Management, LLC. | 17,000 | $220.2K | 0.00% | 00.0% | Unchanged |
| PFG Investments, LLC | 17,075 | $221.1K | 0.04% | +17,075 | New |
| Natixis | 17,184 | $222.0K | 0.00% | −1,113−6.1% | Reduced |
| Advisory Services Network, LLC | 18,629 | $241.2K | 0.01% | −125−0.7% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 18,680 | $241.9K | 0.06% | +383+2.1% | Added |
| SageView Advisory Group, LLC | 18,921 | $245.0K | 0.01% | 00.0% | Unchanged |
| Allen Investment Management LLC | 19,010 | $246.2K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 19,133 | $247.8K | 0.00% | +19,133 | New |
| Claybrook Capital, LLC | 19,880 | $257.4K | 0.15% | 00.0% | Unchanged |
| Rothschild Investment Corp | 20,520 | $266.0K | 0.02% | +10,000+95.1% | Added |
| Kennedy Capital Management, Inc. | 21,628 | $280.1K | 0.01% | 00.0% | Unchanged |
| GYL Financial Synergies, LLC | 21,711 | $281.2K | 0.03% | +6,056+38.7% | Added |
| Sanders Morris Harris LLC | 21,875 | $283.3K | 0.06% | 00.0% | Unchanged |
| Shore Point Advisors, LLC | 21,895 | $283.5K | 0.21% | 00.0% | Unchanged |
| Empower Advisory Group, LLC | 22,206 | $287.6K | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 22,269 | $288.4K | 0.01% | +269+1.2% | Added |
| EMC Capital Management | 22,807 | $295.0K | 0.22% | +20,512+893.8% | Added |
| CWM Advisors, LLC | 23,642 | $306.2K | 0.04% | −1,609−6.4% | Reduced |
| Mutual Advisors, LLC | 24,046 | $311.4K | 0.01% | +333+1.4% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 24,753 | $320.6K | 0.00% | +24,753 | New |
| Chilton Investment Co LLC | 27,020 | $349.9K | 0.01% | 00.0% | Unchanged |
| Connectus Wealth, LLC | 27,650 | $358.1K | 0.01% | +27,650 | New |
| Moloney Securities Asset Management, LLC | 28,219 | $365.4K | 0.07% | +1,750+6.6% | Added |
| CI Private Wealth, LLC | 28,237 | $365.7K | 0.00% | +1,582+5.9% | Added |
| Boston Private Wealth LLC | 29,001 | $375.6K | 0.01% | −1,124−3.7% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 29,083 | $377.0K | 0.01% | −52,125−64.2% | Reduced |
| Winton Group Ltd | 29,281 | $379.2K | 0.03% | +29,281 | New |
| Coombe, Bender & Co LLC | 30,806 | $398.9K | 0.30% | +784+2.6% | Added |
| Bard Associates Inc | 31,248 | $404.7K | 0.17% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 31,736 | $411.0K | 0.03% | 00.0% | Unchanged |
| Cornercap Investment Counsel Inc | 32,595 | $422.1K | 0.08% | 00.0% | Unchanged |
| Northern Trust Corp | 32,970 | $427.0K | 0.00% | −729−2.2% | Reduced |
| International Assets Investment Management, LLC | 33,918 | $435.9K | 0.06% | −5,762−14.5% | Reduced |
| Reuter James Wealth Management, LLC | 34,299 | $444.2K | 0.33% | +1,650+5.1% | Added |
| Spire Wealth Management | 35,352 | $457.8K | 0.02% | +482+1.4% | Added |
| Oppenheimer & Co Inc | 35,385 | $458.2K | 0.01% | +383+1.1% | Added |
| Raymond James & Associates | 35,546 | $460.3K | 0.00% | −9,727−21.5% | Reduced |
| Atria Wealth Solutions, Inc. | 36,954 | $478.6K | 0.01% | +3,000+8.8% | Added |
| Stifel Financial Corp | 37,537 | $486.1K | 0.00% | +7,554+25.2% | Added |
| Invesco Ltd. | 40,290 | $521.8K | 0.00% | −911−2.2% | Reduced |
| WFA Asset Management Corp | 43,092 | $558.0K | 0.33% | +1,073+2.6% | Added |
| Whittier Trust Co | 48,095 | $622.8K | 0.01% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 50,069 | $648.4K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 50,741 | $657.1K | 0.40% | +24,172+91.0% | Added |
| Geode Capital Management, LLC | 53,270 | $689.8K | 0.00% | 00.0% | Unchanged |