New Mountain Finance Corp
NMFC- Exchange
- Nasdaq
- SEC CIK
- 0001496099
No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.
Other share classesNMFCZ
13F holders, Q3 2023
Institutional positions in New Mountain Finance Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 161
- +8 vs. Q2 2023
- Shares held
- 32.7M
- +49.8K (+0.2%) vs. Q2 2023
- Total value
- $423.2M
- +$16.9M (+4.2%) vs. Q2 2023
- New holders
- 22
- 52 more added
- Sold out
- 14
- 46 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 143 | $200.9M |
| Q1 2026 | 155 | $215.8M |
| Q4 2025 | 171 | $310.2M |
| Q3 2025 | 158 | $284.1M |
| Q2 2025 | 164 | $328.4M |
| Q1 2025 | 165 | $363.1M |
| Q4 2024 | 169 | $391.6M |
| Q3 2024 | 169 | $424.0M |
| Q2 2024 | 164 | $440.3M |
| Q1 2024 | 175 | $445.4M |
| Q4 2023 | 167 | $438.3M |
| Q3 2023 | 161 | $423.2M |
| Q2 2023 | 153 | $406.3M |
| Q1 2023 | 148 | $389.2M |
| Q4 2022 | 159 | $406.0M |
| Q3 2022 | 148 | $361.2M |
| Q2 2022 | 159 | $378.3M |
| Q1 2022 | 148 | $422.6M |
| Q4 2021 | 134 | $406.9M |
| Q3 2021 | 124 | $403.0M |
| Q2 2021 | 131 | $409.1M |
| Q1 2021 | 131 | $391.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| SageView Advisory Group, LLC | 18,921 | $245.0K | 0.01% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 18,680 | $241.9K | 0.06% | +383+2.1% | Added |
| Advisory Services Network, LLC | 18,629 | $241.2K | 0.01% | −125−0.7% | Reduced |
| Natixis | 17,184 | $222.0K | 0.00% | −1,113−6.1% | Reduced |
| PFG Investments, LLC | 17,075 | $221.1K | 0.04% | +17,075 | New |
| Williams Jones Wealth Management, LLC. | 17,000 | $220.2K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 16,391 | $212.0K | 0.00% | −73,592−81.8% | Reduced |
| Bleakley Financial Group, LLC | 15,879 | $205.6K | 0.01% | −3,305−17.2% | Reduced |
| Sawtooth Solutions, LLC | 15,879 | $205.6K | 0.01% | −1,805−10.2% | Reduced |
| Wambolt & Associates, LLC | 16,056 | $205.5K | 0.07% | −53−0.3% | Reduced |
| HRT Financial LP | 15,411 | $199.0K | 0.00% | −69,772−81.9% | Reduced |
| Dynamic Technology Lab Private Ltd | 14,202 | $184.0K | 0.02% | +2,525+21.6% | Added |
| Essex Financial Services, Inc. | 14,208 | $184.0K | 0.02% | +60.0% | Added |
| Kestra Advisory Services, LLC | 14,094 | $182.5K | 0.00% | +14,094 | New |
| Wealth Enhancement Advisory Services, LLC | 13,905 | $180.1K | 0.00% | +13,905 | New |
| Centiva Capital, LP | 13,755 | $178.1K | 0.01% | +13,755 | New |
| Davenport & Co LLC | 13,641 | $176.7K | 0.00% | +13,641 | New |
| Creative Planning | 12,722 | $164.7K | 0.00% | +16+0.1% | Added |
| ProShare Advisors LLC | 12,680 | $164.2K | 0.00% | −2,490−16.4% | Reduced |
| ARS Wealth Advisors Group, LLC | 11,390 | $147.5K | 0.02% | 00.0% | Unchanged |
| Comerica Bank | 11,350 | $147.0K | 0.00% | +11,350 | New |
| D. E. Shaw & Co., Inc. | 11,348 | $147.0K | 0.00% | −17,967−61.3% | Reduced |
| Paul Damon & Associates, Inc. | 10,615 | $137.5K | 0.09% | −113−1.1% | Reduced |
| Squarepoint Ops LLC | 10,519 | $136.2K | 0.00% | −9,603−47.7% | Reduced |
| Stephens Inc | 10,500 | $136.0K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 10,300 | $133.4K | 0.00% | +10,300 | New |
| Brown Advisory Inc | 10,000 | $129.5K | 0.00% | 00.0% | Unchanged |
| Verity & Verity, LLC | 10,000 | $129.5K | 0.02% | 00.0% | Unchanged |
| Bessemer Group Inc | 7,680 | $99.0K | 0.00% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 7,600 | $98.4K | 0.04% | 00.0% | Unchanged |
| IFP Advisors, Inc | 6,716 | $87.0K | 0.00% | −201−2.9% | Reduced |
| State of Wyoming | 5,605 | $72.6K | 0.02% | +5,605 | New |
| Harbour Investments, Inc. | 5,583 | $72.3K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 5,300 | $68.6K | 0.00% | +5,300 | New |
| Barclays PLC | 4,900 | $63.5K | 0.00% | +4,900 | New |
| Steward Partners Investment Advisory, LLC | 4,409 | $57.1K | 0.00% | +4,009+1,002.3% | Added |
| Carolinas Wealth Consulting LLC | 2,400 | $29.7K | 0.01% | +2,400 | New |
| GWM Advisors LLC | 2,067 | $26.8K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 2,033 | $26.3K | 0.00% | 00.0% | Unchanged |
| South State Corp. | 1,792 | $23.2K | 0.00% | +1,792 | New |
| Aquatic Capital Management LLC | 1,800 | $23.0K | 0.00% | −10,500−85.4% | Reduced |
| Proequities, Inc. | 1,400 | $18.1K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 1,149 | $14.9K | 0.00% | −700−37.9% | Reduced |
| Huntington National Bank | 1,101 | $14.3K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 1,000 | $12.9K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 925 | $12.0K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 800 | $10.4K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 733 | $9.49K | 0.00% | +733 | New |
| Iron Horse Wealth Management, LLC | 700 | $9.06K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 500 | $6.47K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 464 | $6.01K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 375 | $4.00K | 0.00% | −28−6.9% | Reduced |
| Parallel Advisors, LLC | 300 | $3.88K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 265 | $3.43K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 209 | $2.71K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 150 | $1.94K | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 114 | $1.47K | 0.00% | +3+2.7% | Added |
| Benjamin F. Edwards & Company, Inc. | 85 | $1.00K | 0.00% | +2+2.4% | Added |
| Elequin Capital LP | 53 | $686 | 0.00% | +53 | New |
| Horizon Investments, LLC | 34 | $440 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 5 | $65 | 0.00% | −69−93.2% | Reduced |
| Advisors Capital Management, LLC | 0 | $0 | 0.00% | −360,140−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −268,751−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −221,458−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −39,635−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −39,350−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −21,598−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −20,840−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −11,801−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −10,072−100.0% | Sold out |
| Bourgeon Capital Management LLC | 0 | $0 | 0.00% | −3,392−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −2,785−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,031−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −779−100.0% | Sold out |