NYLI MacKay DefinedTerm Muni Opportunities Fund
MMD- Exchange
- NYSE
- SEC CIK
- 0001518557
In the last 90 days, NYLI MacKay DefinedTerm Muni Opportunities Fund insiders filed 0 open-market purchases and 1 sale; 70 institutions reported holding it in 13F filings for Q2 2026, worth $90.2M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in NYLI MacKay DefinedTerm Muni Opportunities Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- +15 vs. Q3 2023
- Shares held
- 6.80M
- +755.4K (+12.5%) vs. Q3 2023
- Total value
- $110.7M
- +$14.4M (+15.0%) vs. Q3 2023
- New holders
- 19
- 12 more added
- Sold out
- 4
- 32 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MMD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 70 | $90.2M |
| Q1 2026 | 71 | $82.0M |
| Q4 2025 | 77 | $85.5M |
| Q3 2025 | 64 | $71.8M |
| Q2 2025 | 61 | $67.6M |
| Q1 2025 | 66 | $65.5M |
| Q4 2024 | 62 | $57.9M |
| Q3 2024 | 65 | $124.2M |
| Q2 2024 | 68 | $124.4M |
| Q1 2024 | 74 | $110.5M |
| Q4 2023 | 74 | $110.7M |
| Q3 2023 | 60 | $97.0M |
| Q2 2023 | 57 | $105.6M |
| Q1 2023 | 57 | $107.8M |
| Q4 2022 | 61 | $94.9M |
| Q3 2022 | 57 | $94.2M |
| Q2 2022 | 48 | $97.6M |
| Q1 2022 | 51 | $100.8M |
| Q4 2021 | 57 | $114.5M |
| Q3 2021 | 50 | $118.2M |
| Q2 2021 | 50 | $113.8M |
| Q1 2021 | 50 | $116.2M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding NYLI MacKay DefinedTerm Muni Opportunities Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 97 | $1.58K | 0.00% | +97 | New |
| Main Street Group, LTD | 456 | $7.41K | 0.00% | +456 | New |
| Benjamin F. Edwards & Company, Inc. | 600 | $10.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,000 | $16.3K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 1,875 | $30.5K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 2,000 | $32.0K | 0.00% | +1,000+100.0% | Added |
| Center for Financial Planning, Inc. | 2,000 | $32.5K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 6,000 | $97.5K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 7,727 | $125.6K | 0.04% | +7,727 | New |
| Parallel Advisors, LLC | 8,224 | $133.6K | 0.00% | +8,224 | New |
| Cerity Partners LLC | 10,563 | $171.7K | 0.00% | −18,234−63.3% | Reduced |
| Cetera Advisors LLC | 10,799 | $175.5K | 0.00% | −4,000−27.0% | Reduced |
| Robinson Capital Management, LLC | 10,930 | $177.8K | 0.06% | +10,930 | New |
| Paragon Wealth Strategies, LLC | 11,158 | $181.3K | 0.05% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 11,775 | $191.3K | 0.00% | −16,902−58.9% | Reduced |
| Next Level Private LLC | 12,500 | $203.1K | 0.12% | 00.0% | Unchanged |
| Legacy Financial Strategies, LLC | 13,075 | $212.5K | 0.06% | −12,803−49.5% | Reduced |
| Commonwealth Equity Services, LLC | 13,816 | $225.0K | 0.00% | −13,567−49.5% | Reduced |
| Compass Financial Group, INC | 14,014 | $227.7K | 0.06% | 00.0% | Unchanged |
| Brandywine Oak Private Wealth LLC | 14,400 | $234.0K | 0.03% | 00.0% | Unchanged |
| Sovereign Financial Group, Inc. | 14,870 | $241.6K | 0.07% | −2,708−15.4% | Reduced |
| Stratos Wealth Partners, LTD. | 16,059 | $261.0K | 0.00% | +16,059 | New |
| Truist Financial Corp | 16,122 | $262.0K | 0.00% | +36+0.2% | Added |
| Snowden Capital Advisors LLC | 16,184 | $263.0K | 0.01% | −15,004−48.1% | Reduced |
| Huntington National Bank | – | $290.7K | 0.00% | – | – |
| Eudaimonia Partners, LLC | 17,978 | $292.1K | 0.08% | +17,978 | New |
| Lakeview Capital Partners, LLC | 18,892 | $307.0K | 0.05% | −4,645−19.7% | Reduced |
| Western Wealth Management, LLC | 20,513 | $333.3K | 0.02% | −3,176−13.4% | Reduced |
| Financial Advisory Corp | 21,143 | $344.0K | 0.16% | +258+1.2% | Added |
| Great Valley Advisor Group, Inc. | 24,900 | $404.6K | 0.01% | −1,000−3.9% | Reduced |
| Janney Montgomery Scott LLC | 24,899 | $405.0K | 0.00% | −1,592−6.0% | Reduced |
| Summit X, LLC | 25,052 | $407.1K | 0.12% | +6,002+31.5% | Added |
| Rockefeller Capital Management L.P. | 28,009 | $455.2K | 0.00% | −1,878−6.3% | Reduced |
| GWM Advisors LLC | 28,228 | $458.7K | 0.00% | +9,550+51.1% | Added |
| Gilliland Jeter Wealth Management LLC | 29,982 | $487.2K | 0.20% | +29,982 | New |
| Northwestern Mutual Wealth Management Co | 31,010 | $503.9K | 0.00% | −44,899−59.1% | Reduced |
| LPF Advisors LLC | 32,100 | $521.6K | 0.55% | +32,100 | New |
| Wolverine Asset Management LLC | 32,591 | $529.6K | 0.01% | +32,591 | New |
| NewEdge Wealth, LLC | 32,608 | $529.9K | 0.01% | −1,011−3.0% | Reduced |
| JGP Wealth Management, LLC | 32,918 | $534.9K | 0.08% | +32,918 | New |
| Weiss Asset Management LP | 34,818 | $565.8K | 0.04% | +34,818 | New |
| Wedbush Securities Inc | 35,707 | $580.0K | 0.03% | +35,707 | New |
| Cetera Advisor Networks LLC | 37,064 | $602.3K | 0.00% | −4,312−10.4% | Reduced |
| Kingsview Wealth Management, LLC | 42,172 | $685.3K | 0.02% | −1,951−4.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 42,448 | $689.8K | 0.01% | +713+1.7% | Added |
| Invesco Ltd. | 48,454 | $787.4K | 0.00% | −3,445−6.6% | Reduced |
| Stifel Financial Corp | 48,795 | $792.9K | 0.00% | −3,035−5.9% | Reduced |
| Landscape Capital Management, L.L.C. | 50,325 | $817.8K | 0.07% | +50,325 | New |
| Cohen & Steers, Inc. | 54,501 | $886.0K | 0.00% | +34,501+172.5% | Added |
| Granite Bay Wealth Management, LLC | 58,590 | $904.0K | 0.01% | 00.0% | Unchanged |
| Summit Financial Wealth Advisors, LLC | 56,688 | $921.2K | 0.21% | −2,000−3.4% | Reduced |
| ProVise Management Group, LLC | 57,830 | $939.7K | 0.08% | −15,100−20.7% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 63,710 | $1.04M | 0.04% | −5,800−8.3% | Reduced |
| Equitable Holdings, Inc. | 67,666 | $1.10M | 0.01% | −9,722−12.6% | Reduced |
| Transcend Wealth Collective, LLC | 86,449 | $1.40M | 0.12% | −47,630−35.5% | Reduced |
| 1607 Capital Partners, LLC | 92,563 | $1.50M | 0.11% | +92,563 | New |
| Advisor Group Holdings, Inc. | 96,516 | $1.57M | 0.00% | +100.0% | Added |
| Stonebrook Private Inc. | 108,173 | $1.76M | 0.59% | +108,173 | New |
| Botty Investors LLC | 109,514 | $1.78M | 0.74% | +28,000+34.3% | Added |
| LPL Financial LLC | 118,011 | $1.92M | 0.00% | −50,124−29.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 124,411 | $2.02M | 0.00% | −41,018−24.8% | Reduced |
| Royal Bank of Canada | 132,706 | $2.16M | 0.00% | −23,912−15.3% | Reduced |
| UBS Group AG | 145,486 | $2.36M | 0.00% | −19,874−12.0% | Reduced |
| City of London Investment Management Co Ltd | 213,224 | $3.46M | 0.28% | +213,224 | New |
| XML Financial, LLC | 223,754 | $3.64M | 0.38% | −123,179−35.5% | Reduced |
| Ameriprise Financial Inc | 245,486 | $3.96M | 0.00% | +7,490+3.1% | Added |
| Wells Fargo & Company | 266,954 | $4.34M | 0.00% | +60,325+29.2% | Added |
| Raymond James & Associates | 270,817 | $4.40M | 0.00% | +42,159+18.4% | Added |
| Advisors Asset Management, Inc. | 289,416 | $4.70M | 0.10% | −73,865−20.3% | Reduced |
| Almitas Capital LLC | 297,003 | $4.83M | 1.66% | +297,003 | New |
| Guggenheim Capital LLC | 345,147 | $5.61M | 0.04% | −17,846−4.9% | Reduced |
| Sit Investment Associates Inc | 439,509 | $7.14M | 0.18% | +439,509 | New |
| Morgan Stanley | 936,861 | $15.2M | 0.00% | −200,047−17.6% | Reduced |
| Bank of America Corp | 939,343 | $15.3M | 0.00% | −67,332−6.7% | Reduced |
| Private Wealth Strategies, L.L.C. | 0 | $0 | 0.00% | −30,803−100.0% | Sold out |
| Ieq Capital, LLC | 0 | $0 | 0.00% | −10,087−100.0% | Sold out |
| RVW Wealth, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Goodwin Daniel L | – | – | – | – | Not filed |