LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by LPL Financial Holdings Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 4 filings
- 4 insiders, $2.08M in total
- Insiders trading
- 4
- Net value
- −$2.08M
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for LPL Financial Holdings Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Reeping Katharine | Principal Accounting Officer | 1,774 | Sep 14, 2026 | 2 |
| Field Emily | Group Managing Director | 1,833 | Sep 8, 2026 | 2 |
| Thomas Corey E. | Director | 14,912 | Sep 1, 2026 | 5 |
| Schifter Richard P | Director | 39,192 | Sep 1, 2026 | 6 |
| Putnam James S | Director | 135,298 | Sep 1, 2026 | 7 |
| Mnookin Allison | Director | 11,763 | Sep 1, 2026 | 5 |
| Glavin William Francis Jr | Director | 24,074 | Sep 1, 2026 | 5 |
| Eberhart Paulett | Director | 17,764 | Sep 1, 2026 | 5 |
| Bernard Edward C | Director | 16,262 | Sep 1, 2026 | 5 |
| Jambusaria Aneri | Group Managing Director | 6,107 | Aug 31, 2026 | 5 |
| Gates Greg | Group Managing Director | 23,602 | Aug 21, 2026 | 6 |
| Enyedi Matthew | Group Managing Director | 13,121 | Aug 4, 2026 | 2 |
| Cohen Marc Eliot | Group Managing Director | 4,356 | Jun 15, 2026 | 3 |
| Mulcahy Anne M | Director | 37,431 | May 19, 2026 | 1 |
| Ko Albert J | Director | 3,299 | May 19, 2026 | 1 |
| Khanna Somesh | Director | 851 | May 19, 2026 | 2 |
| Audette Matthew J | President and CFO | 19,803 | Apr 16, 2026 | 2 |
| Steinmeier Richard | Chief Executive Officer | 19,488 | Feb 27, 2026 | 2 |
| Morningstar Matthew | Group Managing Director | 3,415 | Feb 27, 2026 | 2 |
| Brown Althea | Managing Director | 6,711 | Feb 27, 2025 | 0 |
| Dadyar Sara | Managing Director | 1,797 | Feb 27, 2025 | 0 |
| Arnold Dan H. | President & CEO | 142,608 | Jun 18, 2024 | 0 |
| Sethi Kabir | Managing Director | 10,245 | Feb 27, 2024 | 0 |
| Larsen Sallie R. | Managing Director | 25,196 | Nov 14, 2023 | 0 |
| Semerjian Dayton | Managing Director | 19,118 | Feb 28, 2023 | 0 |
| Oroschakoff Michelle | Managing Director | 23,852 | Feb 28, 2023 | 0 |
| Simonich Brent | Principal Accounting Officer | 6,773 | Feb 28, 2023 | 0 |
| White George Burton | Managing Director | 49,578 | Mar 1, 2022 | 0 |
| Fandrey Edward | Managing Director | 15,289 | Mar 1, 2022 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 9, 2024 (view filing) | Dec 5 | 4 days | Jambusaria AneriManaging Director | SSale | −305 | $331.94 | −$101.2K | −7.2%3.92K after | |
| Feb 7, 2025 (view filing) | Feb 5 | 2 days | Audette Matthew JPresident and CFO | SSale | −28.8K | $365.14 | −$10.5M | −67.8%13.7K after | 8 lots10b5-1 |
| Feb 12, 2025 (view filing) | Feb 10 | 2 days | Enyedi MatthewManaging Director | SSale | −5.15K | $369.33 | −$1.90M | −32.9%10.5K after | 10b5-1 |
| Feb 20, 2025 (view filing) | Feb 18 | 2 days | Steinmeier RichardChief Executive Officer | SSale | −3.50K | $373.79 | −$1.31M | −14.1%21.4K after | 10b5-1 |
| Feb 27, 2025 (view filing) | Feb 26 | 1 day | Audette Matthew JPresident and CFO | SSale | −4.59K | $360.07 | −$1.65M | −21.7%16.5K after | 10b5-1 |
| Feb 27, 2025 (view filing) | Feb 26 | 1 day | Cohen Marc EliotManaging Director | SSale | −1.10K | $365.85 | −$402.4K | −21.3%4.08K after | |
| Mar 17, 2025 (view filing) | Mar 14 | 3 days | Jambusaria AneriManaging Director | SSale | −80 | $311.87 | −$24.9K | −1.4%5.74K after | 10b5-1 |
| Jun 4, 2025 (view filing) | Jun 2 | 2 days | Jambusaria AneriGroup Managing Director | SSale | −80 | $383.99 | −$30.7K | −1.4%5.66K after | 10b5-1 |
| Jun 9, 2025 (view filing) | Jun 5 | 4 days | Gates GregGroup Managing Director | SSale | −1.50K | $378.87 | −$568.3K | −6.3%22.4K after | 8 lots10b5-1 |
| Jul 8, 2025 (view filing) | Jul 3 | 5 days | Gates GregGroup Managing Director | SSale | −1.50K | $382.63 | −$574.0K | −6.8%20.6K after | 8 lots10b5-1 |
| Aug 7, 2025 (view filing) | Aug 5 | 2 days | Gates GregGroup Managing Director | SSale | −1.50K | $374.05 | −$561.1K | −7.3%19.1K after | 10 lots10b5-1 |
| Sep 3, 2025 (view filing) | Sep 2 | 1 day | Jambusaria AneriGroup Managing Director | SSale | −80 | $361.25 | −$28.9K | −1.4%5.58K after | 10b5-1 |
| Sep 9, 2025 (view filing) | Sep 5 | 4 days | Gates GregGroup Managing Director | SSale | −1.50K | $338.21 | −$507.3K | −7.8%17.6K after | 18 lots10b5-1 |
| Oct 8, 2025 (view filing) | Oct 6 | 2 days | Gates GregGroup Managing Director | SSale | −750 | $314.42 | −$235.8K | −4.3%16.9K after | 5 lots10b5-1 |
| Nov 7, 2025 (view filing) | Nov 5 | 2 days | Gates GregGroup Managing Director | SSale | −1.50K | $376.43 | −$564.6K | −8.9%15.4K after | 8 lots10b5-1 |
| Dec 3, 2025 (view filing) | Dec 1 | 2 days | Jambusaria AneriGroup Managing Director | SSale | −80 | $352.48 | −$28.2K | −1.4%5.50K after | 10b5-1 |
| Dec 9, 2025 (view filing) | Dec 5 | 4 days | Gates GregGroup Managing Director | SSale | −750 | $370.97 | −$278.2K | −4.9%14.6K after | 6 lots10b5-1 |
| Dec 9, 2025 (view filing) | Dec 5 | 4 days | Steinmeier RichardChief Executive Officer | SSale | −5.06K | $370.99 | −$1.88M | −35.2%9.33K after | 6 lots10b5-1 |
| Feb 27, 2026 (view filing) | Feb 26 | 1 day | Audette Matthew JPresident and CFO | SSale | −1.58K | $320.50 | −$506.7K | −6.9%21.4K after | 4 lots10b5-1 |
| Feb 27, 2026 (view filing) | Feb 26 | 1 day | Enyedi MatthewGroup Managing Director | SSale | −2.11K | $320.15 | −$675.2K | −13.0%14.1K after | 5 lots10b5-1 |
| Mar 4, 2026 (view filing) | Mar 2 | 2 days | Jambusaria AneriGroup Managing Director | SSale | −308 | $306.00 | −$94.2K | −4.4%6.72K after | 10b5-1 |
| Mar 11, 2026 (view filing) | Mar 9-10 | 2 days | Cohen Marc EliotGroup Managing Director | SSale | −3.30K | $309.07 | −$1.02M | −42.9%4.40K after | 2 lots |
| Apr 16, 2026 (view filing) | Apr 14-15 | 2 days | Audette Matthew JPresident and CFO | SSale | −1.58K | $328.63 | −$518.9K | −7.4%19.8K after | 6 lots10b5-1 |
| Jun 22, 2026 (view filing) | Jun 17 | 5 days | Jambusaria AneriGroup Managing Director | SSale | −308 | $306.00 | −$94.2K | −4.6%6.42K after | 10b5-1 |
| Aug 4, 2026 (view filing)4:14 PM ET | Jul 31 | 4 days | Enyedi MatthewGroup Managing Director | SSale | −1.00K | $352.72 | −$352.7K | −7.1%13.1K after | 5 lots10b5-1 |
| Aug 21, 2026 (view filing)4:08 PM ET | Aug 20 | 1 day | Gates GregGroup Managing Director | SSale | −4.12K | $355.38 | −$1.46M | −14.9%23.6K after | |
| Aug 31, 2026 (view filing)4:20 PM ET | Aug 27 | 4 days | Jambusaria AneriGroup Managing Director | SSale | −308 | $357.36 | −$110.1K | −4.8%6.11K after | 10b5-1 |
| Sep 14, 2026 (view filing)4:19 PM ET | Sep 11 | 3 days | Reeping KatharinePrincipal Accounting Officer | SSale | −439.95 | $347.88 | −$153.0K | −19.9%1.77K after |