First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q1 2025
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
FGB is no longer listed, so this page shows Q1 2025. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 40
- −1 vs. Q4 2024
- Shares held
- 5.35M
- +81.5K (+1.5%) vs. Q4 2024
- Total value
- $22.9M
- +$779.9K (+3.5%) vs. Q4 2024
- New holders
- 6
- 13 more added
- Sold out
- 7
- 13 more reduced
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 50 | $215 | 0.00% | +50 | New |
| UBS Group AG | 201 | $864 | 0.00% | −1,681−89.3% | Reduced |
| Royal Bank of Canada | 1,650 | $7.00K | 0.00% | +1,650 | New |
| Wolverine Asset Management LLC | 2,418 | $10.4K | 0.00% | +2,418 | New |
| US Bancorp | 2,900 | $12.5K | 0.00% | 00.0% | Unchanged |
| Park Square Financial Group, LLC | 3,197 | $13.7K | 0.01% | −727−18.5% | Reduced |
| IFP Advisors, Inc | 5,824 | $25.0K | 0.00% | −1,000−14.7% | Reduced |
| Equitable Holdings, Inc. | 10,000 | $43.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 10,252 | $44.1K | 0.00% | −1,403−12.0% | Reduced |
| Atria Wealth Solutions, Inc. | 11,000 | $47.3K | 0.00% | +11,000 | New |
| Wedbush Securities Inc | 11,522 | $50.0K | 0.00% | 00.0% | Unchanged |
| L.M. Kohn & Company | 11,800 | $50.7K | 0.01% | +11,800 | New |
| Cetera Investment Advisers | 12,390 | $53.3K | 0.00% | 00.0% | Unchanged |
| KPP Advisory Services LLC | 12,500 | $53.8K | 0.01% | −1,000−7.4% | Reduced |
| Citadel Advisors LLC | 13,290 | $57.1K | 0.00% | −10,210−43.4% | Reduced |
| Ausdal Financial Partners, Inc. | 14,788 | $63.6K | 0.00% | +14,788 | New |
| Mendel Capital Management LLC | 19,940 | $85.7K | 0.05% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 19,957 | $86.0K | 0.00% | 00.0% | Unchanged |
| Csenge Advisory Group | 23,980 | $92.3K | 0.01% | +1,337+5.9% | Added |
| CWM, LLC | 21,765 | $94.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 31,094 | $133.7K | 0.00% | +10,747+52.8% | Added |
| Advisor Group Holdings, Inc. | 47,443 | $204.0K | 0.00% | +727+1.6% | Added |
| Good Life Advisors, LLC | 51,538 | $221.6K | 0.02% | +8,907+20.9% | Added |
| Quarry LP | 56,895 | $244.6K | 0.06% | +36,488+178.8% | Added |
| Raymond James Financial Inc | 57,855 | $248.8K | 0.00% | −15,000−20.6% | Reduced |
| Sym Financial Corp | 59,171 | $254.4K | 0.03% | −3,077−4.9% | Reduced |
| Uhlmann Price Securities, LLC | 64,884 | $279.0K | 0.21% | +1,425+2.2% | Added |
| NBC Securities, Inc. | 72,081 | $309.0K | 0.03% | +72,075+1,201,250.0% | Added |
| Wells Fargo & Company | 79,986 | $343.9K | 0.00% | −1,189−1.5% | Reduced |
| CF Capital LLC | 96,932 | $381.6K | 0.39% | −82,568−46.0% | Reduced |
| CSS LLC | 124,039 | $533.4K | 0.04% | +65,898+113.3% | Added |
| Atomi Financial Group, Inc. | 132,443 | $569.5K | 0.03% | +17,555+15.3% | Added |
| Absolute Investment Advisers LLC | 147,697 | $635.1K | 0.09% | +95,185+181.3% | Added |
| Commonwealth Equity Services, LLC | 173,046 | $744.0K | 0.00% | −6,200−3.5% | Reduced |
| Rivernorth Capital Management, LLC | 177,521 | $763.3K | 0.04% | −84,754−32.3% | Reduced |
| Almitas Capital LLC | 213,254 | $917.0K | 0.30% | +920.0% | Added |
| Morgan Stanley | 666,795 | $2.87M | 0.00% | +49,742+8.1% | Added |
| Saba Capital Management, L.P. | 699,009 | $3.01M | 0.08% | 00.0% | Unchanged |
| LPL Financial LLC | 1,039,701 | $4.47M | 0.00% | −27,547−2.6% | Reduced |
| Sit Investment Associates Inc | 1,145,200 | $4.92M | 0.12% | +134,284+13.3% | Added |
| Flagship Harbor Advisors, LLC | 0 | $0 | 0.00% | −104,374−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −31,134−100.0% | Sold out |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −31,050−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −20,958−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −19,854−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −10,220−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −701−100.0% | Sold out |