First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q3 2024
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +7 vs. Q2 2024
- Shares held
- 4.79M
- +214.8K (+4.7%) vs. Q2 2024
- Total value
- $19.5M
- +$1.69M (+9.5%) vs. Q2 2024
- New holders
- 8
- 11 more added
- Sold out
- 1
- 10 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| UBS Group AG | 728 | $2.96K | 0.00% | +728 | New |
| Bank of America Corp | 1,840 | $7.49K | 0.00% | +1,840 | New |
| US Bancorp | 2,900 | $11.8K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 6,323 | $25.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 6,824 | $27.8K | 0.00% | +855+14.3% | Added |
| Equitable Holdings, Inc. | 10,000 | $40.7K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 11,522 | $47.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 11,655 | $47.4K | 0.00% | +102+0.9% | Added |
| Jane Street Group, LLC | 11,687 | $47.6K | 0.00% | +11,687 | New |
| L.M. Kohn & Company | 11,800 | $48.0K | 0.01% | +11,800 | New |
| CSS LLC | 12,697 | $51.7K | 0.00% | +12,697 | New |
| Cetera Investment Advisers | 13,290 | $54.1K | 0.00% | 00.0% | Unchanged |
| KPP Advisory Services LLC | 13,500 | $54.9K | 0.01% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 15,011 | $61.1K | 0.01% | +3,356+28.8% | Added |
| Advisory Services Network, LLC | 17,478 | $68.0K | 0.00% | 00.0% | Unchanged |
| Mendel Capital Management LLC | 19,940 | $81.2K | 0.05% | 00.0% | Unchanged |
| Csenge Advisory Group | 24,641 | $101.0K | 0.01% | −5,974−19.5% | Reduced |
| Susquehanna International Group, LLP | 26,489 | $107.8K | 0.00% | −9,053−25.5% | Reduced |
| Advisor Group Holdings, Inc. | 39,025 | $158.8K | 0.00% | −13,652−25.9% | Reduced |
| Shaker Financial Services, LLC | 41,538 | $169.1K | 0.06% | +28,234+212.2% | Added |
| Sym Financial Corp | 41,994 | $170.9K | 0.02% | 00.0% | Unchanged |
| Wells Fargo & Company | 49,216 | $200.3K | 0.00% | +10.0% | Added |
| NWF Advisory Services Inc. | 56,550 | $230.2K | 0.03% | +11,500+25.5% | Added |
| Uhlmann Price Securities, LLC | 62,016 | $252.4K | 0.20% | +62,016 | New |
| Raymond James Financial Services Advisors, Inc. | 102,533 | $417.3K | 0.00% | −9,857−8.8% | Reduced |
| Good Life Advisors, LLC | 107,026 | $435.6K | 0.03% | +54,240+102.8% | Added |
| Atomi Financial Group, Inc. | 107,998 | $439.6K | 0.03% | +12,408+13.0% | Added |
| Flagship Harbor Advisors, LLC | 110,874 | $451.3K | 0.02% | −8,980−7.5% | Reduced |
| Private Advisor Group, LLC | 126,958 | $516.7K | 0.00% | −44,000−25.7% | Reduced |
| Consolidated Portfolio Review Corp | 144,443 | $587.9K | 0.13% | −73,675−33.8% | Reduced |
| Alpine Global Management, LLC | 159,500 | $649.2K | 0.16% | −500−0.3% | Reduced |
| Commonwealth Equity Services, LLC | 178,100 | $725.0K | 0.00% | +4,722+2.7% | Added |
| Almitas Capital LLC | 179,486 | $730.5K | 0.26% | +179,486 | New |
| Sit Investment Associates Inc | 284,696 | $1.16M | 0.03% | +284,696 | New |
| Rivernorth Capital Management, LLC | 393,429 | $1.60M | 0.08% | +182,207+86.3% | Added |
| Morgan Stanley | 570,129 | $2.32M | 0.00% | +3,009+0.5% | Added |
| Saba Capital Management, L.P. | 747,940 | $3.04M | 0.07% | −360,433−32.5% | Reduced |
| LPL Financial LLC | 1,067,057 | $4.34M | 0.00% | −45,393−4.1% | Reduced |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −79,231−100.0% | Sold out |