First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 28
- 0 vs. Q4 2021
- Shares held
- 2.11M
- −13.8K (−0.6%) vs. Q4 2021
- Total value
- $8.87M
- +$168.1K (+1.9%) vs. Q4 2021
- New holders
- 5
- 7 more added
- Sold out
- 5
- 12 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 142 | $1.00K | 0.00% | +142 | New |
| American Portfolios Advisors | 604 | $2.52K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 2,305 | $10.0K | 0.00% | −1,040−31.1% | Reduced |
| Future Financial Wealth Managment LLC | 3,200 | $13.0K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 5,000 | $21.0K | 0.00% | −2,000−28.6% | Reduced |
| Money Concepts Capital Corp | 5,750 | $24.0K | 0.00% | +5,750 | New |
| Steward Partners Investment Advisory, LLC | 14,815 | $62.0K | 0.00% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 19,041 | $80.0K | 0.06% | −6,563−25.6% | Reduced |
| Advisory Services Network, LLC | 20,151 | $84.0K | 0.00% | −641−3.1% | Reduced |
| IFP Advisors, Inc | 16,816 | $103.0K | 0.00% | +16,816 | New |
| BDO Wealth Advisors, LLC | 29,404 | $123.0K | 0.01% | −2,850−8.8% | Reduced |
| Csenge Advisory Group | 32,941 | $138.0K | 0.01% | +32,941 | New |
| Shaker Financial Services, LLC | 34,533 | $144.0K | 0.05% | −51,994−60.1% | Reduced |
| Advisor Group Holdings, Inc. | 37,323 | $156.0K | 0.00% | −89,114−70.5% | Reduced |
| Cetera Advisors LLC | 40,572 | $170.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 41,866 | $175.0K | 0.00% | +41,238+6,566.6% | Added |
| Nova R Wealth, Inc. | 46,537 | $195.0K | 0.17% | −109,389−70.2% | Reduced |
| Good Life Advisors, LLC | 50,275 | $210.0K | 0.03% | +454+0.9% | Added |
| Strategic Wealth Advisors Group, LLC | 52,500 | $221.0K | 0.01% | +52,500 | New |
| Quad-Cities Investment Group, LLC | 58,877 | $246.0K | 0.16% | −2,218−3.6% | Reduced |
| Wells Fargo & Company | 60,897 | $254.0K | 0.00% | +32,684+115.8% | Added |
| Sym Financial Corp | 74,975 | $313.0K | 0.13% | +22,326+42.4% | Added |
| Royal Bank of Canada | 99,937 | $418.0K | 0.00% | −28,515−22.2% | Reduced |
| Flagship Harbor Advisors, LLC | 151,404 | $633.0K | 0.06% | −4,775−3.1% | Reduced |
| Commonwealth Equity Services, LLC | 181,292 | $757.0K | 0.00% | +5,064+2.9% | Added |
| Morgan Stanley | 305,613 | $1.28M | 0.00% | +141,972+86.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 308,501 | $1.29M | 0.00% | −18,274−5.6% | Reduced |
| LPL Financial LLC | 418,346 | $1.75M | 0.00% | +143,036+52.0% | Added |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −79,968−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −58,984−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −23,987−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −16,417−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −11,991−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |