First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 29
- 0 vs. Q3 2021
- Shares held
- 2.13M
- +196.4K (+10.2%) vs. Q3 2021
- Total value
- $8.72M
- +$1.02M (+13.3%) vs. Q3 2021
- New holders
- 5
- 7 more added
- Sold out
- 5
- 10 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| American Portfolios Advisors | 604 | $2.47K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 628 | $3.00K | 0.00% | −85−11.9% | Reduced |
| Future Financial Wealth Managment LLC | 3,200 | $13.0K | 0.01% | +3,200 | New |
| UBS Group AG | 3,345 | $14.0K | 0.00% | −3,436−50.7% | Reduced |
| Harbour Investments, Inc. | 3,390 | $14.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 7,000 | $29.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 11,991 | $49.0K | 0.00% | −3,582−23.0% | Reduced |
| Steward Partners Investment Advisory, LLC | 14,815 | $61.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 16,417 | $67.0K | 0.00% | −4,500−21.5% | Reduced |
| Advisory Services Network, LLC | 20,792 | $85.0K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 23,987 | $98.0K | 0.01% | +23,987 | New |
| Logan Stone Capital, LLC | 25,604 | $105.0K | 0.10% | +25,604 | New |
| Wells Fargo & Company | 28,213 | $115.0K | 0.00% | +10,326+57.7% | Added |
| BDO Wealth Advisors, LLC | 32,254 | $132.0K | 0.01% | 00.0% | Unchanged |
| Cetera Advisors LLC | 40,572 | $166.0K | 0.00% | −4,496−10.0% | Reduced |
| Good Life Advisors, LLC | 49,821 | $204.0K | 0.02% | −4,893−8.9% | Reduced |
| Sym Financial Corp | 52,649 | $215.0K | 0.08% | 00.0% | Unchanged |
| Nomura Holdings Inc | 58,984 | $240.0K | 0.00% | +58,984 | New |
| Quad-Cities Investment Group, LLC | 61,095 | $250.0K | 0.16% | −8,935−12.8% | Reduced |
| Wolverine Asset Management LLC | 79,968 | $327.0K | 0.00% | +25,725+47.4% | Added |
| Shaker Financial Services, LLC | 86,527 | $354.0K | 0.13% | −29,591−25.5% | Reduced |
| Advisor Group Holdings, Inc. | 126,437 | $518.0K | 0.00% | +964+0.8% | Added |
| Royal Bank of Canada | 128,452 | $525.0K | 0.00% | +1,890+1.5% | Added |
| Nova R Wealth, Inc. | 155,926 | $638.0K | 0.52% | +155,926 | New |
| Flagship Harbor Advisors, LLC | 156,179 | $639.0K | 0.06% | +320+0.2% | Added |
| Morgan Stanley | 163,641 | $669.0K | 0.00% | +50,734+44.9% | Added |
| Commonwealth Equity Services, LLC | 176,228 | $720.0K | 0.00% | −1,893−1.1% | Reduced |
| LPL Financial LLC | 275,310 | $1.13M | 0.00% | +26,759+10.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 326,775 | $1.34M | 0.00% | −19,261−5.6% | Reduced |
| Strategic Wealth Advisors Group, LLC | 0 | $0 | 0.00% | −54,133−100.0% | Sold out |
| Csenge Advisory Group | 0 | $0 | 0.00% | −25,842−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −23,180−100.0% | Sold out |
| Asset Dedication, LLC | 0 | $0 | 0.00% | −4,182−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −39−100.0% | Sold out |