First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in First Trust Specialty Finance & Financial Opportunities Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 25
- −2 vs. Q1 2021
- Shares held
- 1.89M
- −334.1K (−15.0%) vs. Q1 2021
- Total value
- $7.65M
- −$1.24M (−13.9%) vs. Q1 2021
- New holders
- 2
- 9 more added
- Sold out
- 4
- 10 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FGB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 1 | $21.6K |
| Q1 2025 | 40 | $22.9M |
| Q4 2024 | 41 | $22.2M |
| Q3 2024 | 38 | $19.5M |
| Q2 2024 | 31 | $17.8M |
| Q1 2024 | 35 | $18.7M |
| Q4 2023 | 36 | $14.5M |
| Q3 2023 | 33 | $11.9M |
| Q2 2023 | 28 | $10.2M |
| Q1 2023 | 31 | $9.88M |
| Q4 2022 | 27 | $6.83M |
| Q3 2022 | 29 | $7.30M |
| Q2 2022 | 29 | $7.40M |
| Q1 2022 | 28 | $8.87M |
| Q4 2021 | 29 | $8.72M |
| Q3 2021 | 29 | $7.70M |
| Q2 2021 | 25 | $7.65M |
| Q1 2021 | 27 | $8.89M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding First Trust Specialty Finance & Financial Opportunities Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 318 | $1.00K | 0.00% | −529−62.5% | Reduced |
| American Portfolios Advisors | 604 | $2.44K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 844 | $3.00K | 0.00% | −19,059−95.8% | Reduced |
| Strategic Blueprint, LLC | 2,000 | $8.00K | 0.00% | +2,000 | New |
| Harbour Investments, Inc. | 3,390 | $14.0K | 0.00% | −300−8.1% | Reduced |
| Lindbrook Capital, LLC | 10,000 | $40.0K | 0.01% | −8,000−44.4% | Reduced |
| Stifel Financial Corp | 20,917 | $85.0K | 0.00% | −11,000−34.5% | Reduced |
| Wells Fargo & Company | 22,312 | $90.0K | 0.00% | +2,949+15.2% | Added |
| FNY Investment Advisers, LLC | 33,992 | $137.0K | 0.06% | −11,719−25.6% | Reduced |
| Advisory Services Network, LLC | 38,034 | $154.0K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 39,742 | $161.0K | 0.02% | 00.0% | Unchanged |
| Cetera Advisors LLC | 46,839 | $189.0K | 0.00% | 00.0% | Unchanged |
| Sym Financial Corp | 52,649 | $213.0K | 0.12% | +7,270+16.0% | Added |
| Strategic Wealth Advisors Group, LLC | 54,101 | $219.0K | 0.01% | +30+0.1% | Added |
| Good Life Advisors, LLC | 54,284 | $219.0K | 0.04% | +411+0.8% | Added |
| Mariner Investment Group LLC | 56,667 | $229.0K | 0.50% | −50,642−47.2% | Reduced |
| Shaker Financial Services, LLC | 60,781 | $246.0K | 0.09% | +60,781 | New |
| Quad-Cities Investment Group, LLC | 65,231 | $264.0K | 0.18% | −327−0.5% | Reduced |
| Morgan Stanley | 107,041 | $432.0K | 0.00% | −19,332−15.3% | Reduced |
| Advisor Group Holdings, Inc. | 128,617 | $519.0K | 0.00% | −59,988−31.8% | Reduced |
| Royal Bank of Canada | 132,382 | $535.0K | 0.00% | +11,541+9.6% | Added |
| Flagship Harbor Advisors, LLC | 155,859 | $630.0K | 0.07% | +11,832+8.2% | Added |
| Commonwealth Equity Services, LLC | 177,278 | $716.0K | 0.00% | +20,149+12.8% | Added |
| LPL Financial LLC | 233,903 | $945.0K | 0.00% | +16,093+7.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 396,763 | $1.60M | 0.00% | +41,356+11.6% | Added |
| Relative Value Partners Group, LLC | 0 | $0 | 0.00% | −225,308−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −81,166−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −10,745−100.0% | Sold out |
| Waterfront Wealth Inc. | 0 | $0 | 0.00% | −10,403−100.0% | Sold out |