Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $164.4M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Fidus Investment Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 130
- +12 vs. Q2 2025
- Shares held
- 9.58M
- +606.1K (+6.8%) vs. Q2 2025
- Total value
- $194.1M
- +$12.9M (+7.1%) vs. Q2 2025
- New holders
- 20
- 46 more added
- Sold out
- 8
- 34 more reduced
3 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $164.4M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.1M |
| Q2 2025 | 121 | $182.6M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.3M |
| Q2 2024 | 115 | $152.2M |
| Q1 2024 | 109 | $147.0M |
| Q4 2023 | 117 | $173.7M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $92.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.6M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Danske Bank A/S | 1 | $20 | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 4 | $81 | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 7 | $141 | 0.00% | 00.0% | Unchanged |
| Private Wealth Asset Management, LLC | 10 | $203 | 0.00% | +10 | New |
| Geneos Wealth Management Inc. | 51 | $1.03K | 0.00% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 62 | $1.26K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 72 | $1.46K | 0.00% | 00.0% | Unchanged |
| Flagship Wealth Advisors, LLC | 84 | $1.70K | 0.00% | +84 | New |
| Peterson Wealth Services | 343 | $2.47K | 0.00% | +221+181.1% | Added |
| South State Corp. | 500 | $10.1K | 0.00% | +500 | New |
| 1 North Wealth Services LLC | 600 | $12.2K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 750 | $15.2K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 773 | $15.7K | 0.00% | −1,593−67.3% | Reduced |
| Cedar Wealth Management, LLC | 992 | $20.1K | 0.01% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 1,229 | $24.9K | 0.00% | −499−28.9% | Reduced |
| State of Alaska, Department of Revenue | 1,431 | $28.0K | 0.00% | +1,431 | New |
| ORG Partners LLC | 1,416 | $28.7K | 0.01% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 1,500 | $30.4K | 0.00% | +1,500 | New |
| Sound Income Strategies, LLC | 1,783 | $34.8K | 0.00% | −115−6.1% | Reduced |
| Promus Capital, LLC | 2,023 | $41.0K | 0.03% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 2,223 | $45.0K | 0.00% | +2,185+5,750.0% | Added |
| Capital Advisors, Ltd. LLC | 2,250 | $46.0K | 0.01% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 2,378 | $48.2K | 0.01% | −361−13.2% | Reduced |
| Simplex Trading, LLC | 2,576 | $52.0K | 0.00% | −13,882−84.3% | Reduced |
| Advisory Services Network, LLC | 3,002 | $60.8K | 0.00% | +3,002 | New |
| MAI Capital Management | 3,132 | $63.5K | 0.00% | 00.0% | Unchanged |
| Millstone Evans Group, LLC | 3,686 | $74.7K | 0.05% | 00.0% | Unchanged |
| CWM, LLC | 4,123 | $84.0K | 0.00% | +3,374+450.5% | Added |
| Brown Brothers Harriman & Co | 5,337 | $108.1K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 6,684 | $135.4K | 0.00% | +6,684 | New |
| Farther Finance Advisors, LLC | 7,346 | $148.8K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 7,664 | $155.0K | 0.00% | −4,424−36.6% | Reduced |
| JPMorgan Chase & Co | 8,793 | $178.1K | 0.00% | +4,395+99.9% | Added |
| Blair William & Co | 9,883 | $200.2K | 0.00% | +9,883 | New |
| Advisory Research Inc | 10,403 | $210.8K | 0.03% | −171−1.6% | Reduced |
| Janney Montgomery Scott LLC | 10,458 | $212.0K | 0.00% | −50.0% | Reduced |
| Independent Financial Group, LLC | 11,050 | $223.9K | 0.01% | 00.0% | Unchanged |
| Secure Asset Management, LLC | 11,366 | $231.1K | 0.04% | +11,366 | New |
| Kestra Advisory Services, LLC | 11,576 | $234.5K | 0.00% | +11,576 | New |
| Mariner, LLC | 12,038 | $243.9K | 0.00% | +523+4.5% | Added |
| Sage Investment Counsel LLC | 12,070 | $244.5K | 0.27% | 00.0% | Unchanged |
| Bragg Financial Advisors, Inc | 13,011 | $263.6K | 0.01% | 00.0% | Unchanged |
| Fiduciary Alliance LLC | 13,025 | $263.9K | 0.02% | 00.0% | Unchanged |
| Morey & Quinn Wealth Partners, LLC | 13,278 | $269.0K | 0.20% | −1,500−10.2% | Reduced |
| HB Wealth Management, LLC | 13,599 | $275.5K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 13,092 | $281.3K | 0.00% | 00.0% | Unchanged |
| JT Stratford LLC | 15,046 | $304.8K | 0.04% | +15,046 | New |
| Private Advisor Group, LLC | 15,085 | $305.6K | 0.00% | +351+2.4% | Added |
| Verition Fund Management LLC | 15,700 | $318.1K | 0.00% | +1,600+11.3% | Added |
| Koss-Olinger Consulting, LLC | 16,153 | $326.0K | 0.03% | 00.0% | Unchanged |
| Golden State Equity Partners | 16,305 | $330.3K | 0.06% | +565+3.6% | Added |
| Clearstead Advisors, LLC | 16,432 | $332.9K | 0.00% | −4,229−20.5% | Reduced |
| Stifel Financial Corp | 16,565 | $335.6K | 0.00% | +2,570+18.4% | Added |
| Apollon Wealth Management, LLC | 17,852 | $361.7K | 0.01% | +17,852 | New |
| Oak Harbor Wealth Partners, LLC | 17,981 | $364.3K | 0.09% | 00.0% | Unchanged |
| Monument Capital Management | 19,039 | $385.7K | 0.10% | +19,039 | New |
| Wealth Enhancement Advisory Services, LLC | 19,973 | $399.1K | 0.00% | −489−2.4% | Reduced |
| Prospera Financial Services Inc | 19,966 | $404.5K | 0.01% | −205−1.0% | Reduced |
| Accredited Investors Inc. | 20,000 | $405.2K | 0.02% | 00.0% | Unchanged |
| Wells Fargo & Company | 20,369 | $412.7K | 0.00% | −3,518−14.7% | Reduced |
| Optimum Investment Advisors | 20,628 | $417.9K | 0.17% | +235+1.2% | Added |
| VestGen Advisors, LLC | 20,628 | $417.9K | 0.01% | +20,628 | New |
| Oppenheimer & Co Inc | 20,859 | $422.6K | 0.01% | +536+2.6% | Added |
| Global Retirement Partners, LLC | 21,337 | $432.3K | 0.01% | +20,549+2,607.7% | Added |
| Eagle Global Advisors LLC | 22,325 | $452.3K | 0.02% | 00.0% | Unchanged |
| Summit Trail Advisors, LLC | 22,502 | $455.9K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 22,519 | $456.2K | 0.00% | +4,846+27.4% | Added |
| Beacon Pointe Advisors, LLC | 22,628 | $458.4K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 23,169 | $469.4K | 0.00% | +2,967+14.7% | Added |
| Natixis | 25,525 | $518.7K | 0.00% | −1,226−4.6% | Reduced |
| Stratos Wealth Partners, LTD. | 26,200 | $530.8K | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 26,595 | $539.0K | 0.00% | −310−1.2% | Reduced |
| Quantinno Capital Management LP | 27,165 | $550.4K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 27,724 | $561.7K | 0.00% | +2,440+9.7% | Added |
| Cornerstone Wealth Management, LLC | 27,792 | $563.1K | 0.03% | +619+2.3% | Added |
| Creative Planning | 28,044 | $568.2K | 0.00% | +28,044 | New |
| Mercer Global Advisors Inc | 30,089 | $609.6K | 0.00% | +306+1.0% | Added |
| Level Four Advisory Services, LLC | 30,994 | $628.0K | 0.02% | +507+1.7% | Added |
| Brevan Howard Capital Management LP | 31,091 | $629.9K | 0.01% | +31,091 | New |
| Northwestern Mutual Wealth Management Co | 31,228 | $632.7K | 0.00% | +31,078+20,718.7% | Added |
| CAPROCK Group, Inc. | 32,665 | $703.3K | 0.02% | +32,665 | New |
| Davenport & Co LLC | 35,887 | $727.1K | 0.00% | −350−1.0% | Reduced |
| Virtus Investment Advisers, Inc. | 39,844 | $807.2K | 0.23% | −1,411−3.4% | Reduced |
| Commonwealth Equity Services, LLC | 39,945 | $809.0K | 0.00% | +4,821+13.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 41,978 | $850.5K | 0.03% | −2,038−4.6% | Reduced |
| Great West Life Assurance Co | 43,709 | $884.0K | 0.00% | +10,615+32.1% | Added |
| Truist Financial Corp | 44,872 | $909.1K | 0.00% | −831−1.8% | Reduced |
| Trexquant Investment LP | 50,151 | $1.02M | 0.01% | −26,382−34.5% | Reduced |
| Credit Agricole S A | 50,401 | $1.02M | 0.00% | +50,401 | New |
| WT Wealth Management | 51,113 | $1.04M | 0.30% | −742−1.4% | Reduced |
| Greenland Capital Management LP | 55,000 | $1.11M | 0.16% | +1,810+3.4% | Added |
| Rockland Trust Co | 55,912 | $1.13M | 0.05% | +55,912 | New |
| Y-Intercept (Hong Kong) Ltd | 58,246 | $1.18M | 0.03% | −4,115−6.6% | Reduced |
| Riverbridge Partners LLC | 58,480 | $1.18M | 0.02% | +19,505+50.0% | Added |
| Marshall Wace, LLP | 64,929 | $1.32M | 0.00% | +64,929 | New |
| Legacy Capital Wealth Partners, LLC | 65,449 | $1.33M | 0.29% | −588−0.9% | Reduced |
| Plan Group Financial, LLC | 68,713 | $1.39M | 0.37% | +18,950+38.1% | Added |
| IHT Wealth Management, LLC | 71,681 | $1.45M | 0.04% | +2,100+3.0% | Added |
| Ameriprise Financial Inc | 72,062 | $1.46M | 0.00% | −20,018−21.7% | Reduced |
| Palogic Value Management, L.P. | 72,673 | $1.47M | 0.62% | +3,572+5.2% | Added |