Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Cowen Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 161
- +1 vs. Q3 2022
- Shares held
- 30.5M
- +4.46M (+17.1%) vs. Q3 2022
- Total value
- $1.18B
- +$171.8M (+17.1%) vs. Q3 2022
- New holders
- 25
- 61 more added
- Sold out
- 24
- 42 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 2,334,921 | $90.2M | 0.00% | +59,337+2.6% | Added |
| Magnetar Financial LLC | 1,581,286 | $61.1M | 1.04% | −49,339−3.0% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 1,357,394 | $52.4M | 4.08% | +92,112+7.3% | Added |
| Vanguard Group Inc | 1,332,341 | $51.5M | 0.00% | +38,429+3.0% | Added |
| Versor Investments LP | 1,293,109 | $49.9M | 4.29% | +32,957+2.6% | Added |
| Tudor Investment Corp Et Al | 1,280,935 | $49.5M | 1.22% | +718,589+127.8% | Added |
| Dimensional Fund Advisors LP | 1,172,733 | $45.3M | 0.02% | −67,463−5.4% | Reduced |
| Alpine Associates Management Inc. | 1,157,960 | $44.7M | 2.04% | +472,460+68.9% | Added |
| FIL Ltd | 1,120,571 | $43.3M | 0.05% | +224,577+25.1% | Added |
| Carlson Capital L P | 1,031,794 | $39.8M | 3.06% | +131,794+14.6% | Added |
| Kim, LLC | 1,028,447 | $39.7M | 2.19% | −16,040−1.5% | Reduced |
| Man Group plc | 827,300 | $32.0M | 0.11% | +567,299+218.2% | Added |
| UBS Oconnor LLC | 791,489 | $30.6M | 1.50% | +791,489 | New |
| Goldman Sachs Group Inc | 768,542 | $29.7M | 0.01% | +323,392+72.6% | Added |
| Balyasny Asset Management LLC | 734,909 | $28.4M | 0.10% | +734,909 | New |
| Woodline Partners LP | 660,416 | $25.5M | 0.35% | +285,677+76.2% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 594,774 | $23.0M | 0.12% | −17,934−2.9% | Reduced |
| State Street Corp | 585,541 | $22.6M | 0.00% | −19,916−3.3% | Reduced |
| CNH Partners LLC | 570,870 | $22.0M | 0.57% | +91,068+19.0% | Added |
| Heartland Advisors Inc | 500,000 | $19.3M | 1.22% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 494,932 | $19.1M | 0.00% | +12,364+2.6% | Added |
| Bank of America Corp | 432,638 | $16.7M | 0.00% | +141,398+48.6% | Added |
| Bardin Hill Management Partners LP | 392,740 | $15.2M | 3.32% | +392,740 | New |
| Tokio Marine Asset Management Co Ltd | 343,900 | $13.3M | 1.04% | +149,000+76.4% | Added |
| Charles Schwab Investment Management Inc | 313,665 | $12.1M | 0.00% | +29,014+10.2% | Added |
| Silphium Asset Management Ltd | 300,000 | $11.6M | 11.58% | +200,000+200.0% | Added |
| Norges Bank | 280,100 | $10.8M | 0.00% | +280,100 | New |
| Flow State Investments, L.P. | 260,000 | $10.0M | 8.75% | +260,000 | New |
| Kennedy Capital Management, Inc. | 256,362 | $9.90M | 0.28% | −16,734−6.1% | Reduced |
| Northern Trust Corp | 250,397 | $9.67M | 0.00% | +1,946+0.8% | Added |
| Nuveen Asset Management, LLC | 244,218 | $9.43M | 0.00% | −160,101−39.6% | Reduced |
| Levin Capital Strategies, L.P. | 239,713 | $9.26M | 1.25% | −35,783−13.0% | Reduced |
| Ergoteles LLC | 229,492 | $8.86M | 0.33% | +180,238+365.9% | Added |
| FMR LLC | 227,821 | $8.80M | 0.00% | −335,030−59.5% | Reduced |
| Morgan Stanley | 225,455 | $8.71M | 0.00% | −50,202−18.2% | Reduced |
| Renaissance Technologies LLC | 223,128 | $8.62M | 0.01% | +223,128 | New |
| UBS Group AG | 221,143 | $8.54M | 0.00% | +103,803+88.5% | Added |
| Westchester Capital Management, LLC | 217,286 | $8.39M | 0.24% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 216,637 | $8.37M | 0.05% | +153,882+245.2% | Added |
| Pentwater Capital Management LP | 201,689 | $7.79M | 0.24% | 00.0% | Unchanged |
| Crabel Capital Management, LLC | 195,822 | $7.56M | 2.74% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 185,200 | $7.15M | 0.19% | 00.0% | Unchanged |
| American Century Companies Inc | 158,903 | $6.14M | 0.01% | +1,419+0.9% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 150,700 | $5.82M | 0.03% | −92,100−37.9% | Reduced |
| Brookfield Asset Management Inc. | 150,000 | $5.79M | 0.02% | +55,000+57.9% | Added |
| JPMorgan Chase & Co | 142,613 | $5.51M | 0.00% | −373,738−72.4% | Reduced |
| New York Life Investment Management LLC | 126,750 | $4.90M | 0.06% | +42,622+50.7% | Added |
| Invesco Ltd. | 121,646 | $4.70M | 0.00% | +35,206+40.7% | Added |
| Wolverine Asset Management LLC | 119,798 | $4.63M | 0.07% | +71,778+149.5% | Added |
| Deutsche Bank AG | 109,462 | $4.23M | 0.00% | −319,381−74.5% | Reduced |
| Citadel Advisors LLC | 105,703 | $4.08M | 0.00% | −5,363−4.8% | Reduced |
| Bank of New York Mellon Corp | 102,240 | $3.95M | 0.00% | −67,746−39.9% | Reduced |
| Nisa Investment Advisors, LLC | 98,618 | $3.81M | 0.03% | +97,000+5,995.1% | Added |
| Credit Suisse AG | 94,115 | $3.63M | 0.00% | +6,013+6.8% | Added |
| Gabelli Funds LLC | 93,950 | $3.63M | 0.03% | +50,650+117.0% | Added |
| Kellner Capital, LLC | 91,130 | $3.52M | 4.10% | +60,623+198.7% | Added |
| Havens Advisors LLC | 90,000 | $3.48M | 8.84% | +26,000+40.6% | Added |
| Prelude Capital Management, LLC | 85,925 | $3.32M | 0.20% | −30,469−26.2% | Reduced |
| Quantedge Capital Pte Ltd | 84,100 | $3.25M | 1.09% | +59,100+236.4% | Added |
| Yakira Capital Management, Inc. | 77,691 | $3.00M | 0.61% | +77,691 | New |
| Gamco Investors, Inc. Et Al | 75,200 | $2.90M | 0.03% | +65,100+644.6% | Added |
| Vivaldi Asset Management, LLC | 75,190 | $2.90M | 0.16% | +75,190 | New |
| Bank of Montreal | 74,512 | $2.88M | 0.00% | +74,512 | New |
| Weiss Multi-Strategy Advisers LLC | 66,241 | $2.56M | 0.07% | −475−0.7% | Reduced |
| SG Americas Securities, LLC | 65,657 | $2.54M | 0.04% | +26,228+66.5% | Added |
| Swiss National Bank | 63,425 | $2.45M | 0.00% | +1,500+2.4% | Added |
| Harvest Management LLC | 63,300 | $2.44M | 2.82% | +4,800+8.2% | Added |
| Verition Fund Management LLC | 61,728 | $2.38M | 0.05% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 50,896 | $1.97M | 0.00% | +50,896 | New |
| Aureus Asset Management, LLC | 49,274 | $1.90M | 0.16% | +49,274 | New |
| Public Sector Pension Investment Board | 46,000 | $1.78M | 0.01% | +46,000 | New |
| Rhumbline Advisers | 43,725 | $1.69M | 0.00% | −1,862−4.1% | Reduced |
| Sagefield Capital LP | 43,300 | $1.67M | 0.42% | +19,200+79.7% | Added |
| Two Sigma Investments, LP | 42,529 | $1.64M | 0.01% | +42,529 | New |
| Barclays PLC | 38,342 | $1.48M | 0.00% | +5,785+17.8% | Added |
| Squarepoint Ops LLC | 37,640 | $1.45M | 0.01% | +21,667+135.6% | Added |
| PEAK6 Investments LLC | 36,742 | $1.42M | 0.08% | −6,200−14.4% | Reduced |
| Victory Capital Management Inc | 36,000 | $1.39M | 0.00% | −28,662−44.3% | Reduced |
| Diametric Capital, LP | 35,996 | $1.39M | 0.67% | +12,770+55.0% | Added |
| BCK Capital Management LP | 34,000 | $1.31M | 1.35% | 00.0% | Unchanged |
| Millennium Management LLC | 33,579 | $1.30M | 0.00% | −1,677−4.8% | Reduced |
| California State Teachers Retirement System | 33,514 | $1.29M | 0.00% | +663+2.0% | Added |
| Water Island Capital LLC | 33,226 | $1.28M | 0.11% | −416,190−92.6% | Reduced |
| UBS Asset Management Americas Inc | 31,047 | $1.20M | 0.00% | −36−0.1% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 30,782 | $1.19M | 0.01% | +782+2.6% | Added |
| Russell Investments Group, Ltd. | 29,046 | $1.12M | 0.00% | −9,490−24.6% | Reduced |
| Alliancebernstein L.P. | 28,450 | $1.10M | 0.00% | −35,920−55.8% | Reduced |
| Susquehanna International Group, LLP | 28,440 | $1.10M | 0.00% | −39,284−58.0% | Reduced |
| Public Employees Retirement System of Ohio | 27,522 | $1.06M | 0.00% | +26,167+1,931.1% | Added |
| Gabelli & Co Investment Advisers, Inc. | 25,950 | $1.00M | 0.21% | +14,550+127.6% | Added |
| Greenwich Wealth Management LLC | 24,750 | $956.0K | 0.11% | +24,750 | New |
| K2 Principal Fund, L.P. | 22,814 | $881.1K | 0.24% | +22,814 | New |
| Affinity Investment Advisors, LLC | 22,559 | $871.2K | 0.40% | +157+0.7% | Added |
| GAM Holding AG | 22,400 | $865.1K | 0.07% | 00.0% | Unchanged |
| Candriam Luxembourg S.C.A. | 21,578 | $833.3K | 0.01% | 00.0% | Unchanged |
| Bleakley Financial Group, LLC | 20,755 | $801.6K | 0.03% | +20,755 | New |
| New York State Common Retirement Fund | 18,751 | $724.2K | 0.00% | +10+0.1% | Added |
| Price T Rowe Associates Inc | 17,411 | $672.0K | 0.00% | −3,201−15.5% | Reduced |
| Guggenheim Capital LLC | 15,109 | $583.5K | 0.01% | +9,145+153.3% | Added |
| Dark Forest Capital Management LP | 14,600 | $563.9K | 0.14% | −8,363−36.4% | Reduced |