Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Cowen Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 178
- −21 vs. Q2 2021
- Shares held
- 25.3M
- −774.7K (−3.0%) vs. Q2 2021
- Total value
- $866.5M
- −$200.8M (−18.8%) vs. Q2 2021
- New holders
- 22
- 63 more added
- Sold out
- 43
- 62 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 2,702,795 | $92.7M | 0.00% | +30,588+1.1% | Added |
| Vanguard Group Inc | 1,787,523 | $61.3M | 0.00% | +147,378+9.0% | Added |
| Azora Capital LP | 1,759,125 | $60.4M | 7.16% | +1,181,240+204.4% | Added |
| Dimensional Fund Advisors LP | 1,315,941 | $45.2M | 0.01% | +40,044+3.1% | Added |
| Arbiter Partners Capital Management LLC | 932,693 | $32.0M | 22.22% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 881,606 | $30.2M | 0.01% | −3,463−0.4% | Reduced |
| Millennium Management LLC | 845,444 | $29.0M | 0.04% | +341,470+67.8% | Added |
| FMR LLC | 806,727 | $27.7M | 0.00% | −695,839−46.3% | Reduced |
| State Street Corp | 625,188 | $21.4M | 0.00% | +41,028+7.0% | Added |
| Jacobs Levy Equity Management, Inc | 618,398 | $21.2M | 0.14% | −82,232−11.7% | Reduced |
| Heartland Advisors Inc | 542,050 | $18.6M | 1.12% | −300−0.1% | Reduced |
| Ameriprise Financial Inc | 520,210 | $17.9M | 0.01% | +41,685+8.7% | Added |
| Geode Capital Management, LLC | 508,519 | $17.4M | 0.00% | +18,558+3.8% | Added |
| Salzhauer Michael | 467,129 | $16.0M | 7.24% | +13,296+2.9% | Added |
| Two Sigma Advisers, LP | 431,028 | $14.8M | 0.04% | −29,475−6.4% | Reduced |
| JPMorgan Chase & Co | 420,032 | $14.4M | 0.00% | −97,373−18.8% | Reduced |
| D. E. Shaw & Co., Inc. | 404,804 | $13.9M | 0.02% | −222,381−35.5% | Reduced |
| Driehaus Capital Management LLC | 389,907 | $13.4M | 0.16% | −146,026−27.2% | Reduced |
| Bank of Montreal | 380,213 | $13.2M | 0.01% | −15,931−4.0% | Reduced |
| Philadelphia Financial Management of San Francisco, LLC | 358,023 | $12.3M | 3.91% | +41,181+13.0% | Added |
| Nomura Holdings Inc | 296,800 | $10.5M | 0.08% | +266,500+879.5% | Added |
| Bridgeway Capital Management, LLC | 304,200 | $10.4M | 0.20% | +97,500+47.2% | Added |
| Allianz Asset Management GmbH | 299,179 | $10.3M | 0.01% | +64,580+27.5% | Added |
| Private Advisor Group, LLC | 297,400 | $10.2M | 0.06% | +159,961+116.4% | Added |
| Goldman Sachs Group Inc | 292,328 | $10.0M | 0.00% | −29,385−9.1% | Reduced |
| Northern Trust Corp | 281,231 | $9.65M | 0.00% | +17,591+6.7% | Added |
| Essex Investment Management Co LLC | 275,071 | $9.44M | 1.16% | −1,281−0.5% | Reduced |
| Two Sigma Investments, LP | 265,508 | $9.11M | 0.02% | −210,581−44.2% | Reduced |
| Morgan Stanley | 258,617 | $8.87M | 0.00% | +57,635+28.7% | Added |
| Hotchkis & Wiley Capital Management LLC | 253,550 | $8.70M | 0.03% | +18,550+7.9% | Added |
| Arrowstreet Capital, Limited Partnership | 242,831 | $8.33M | 0.01% | −283,027−53.8% | Reduced |
| Russell Investments Group, Ltd. | 216,392 | $7.42M | 0.01% | −16,511−7.1% | Reduced |
| Bank of New York Mellon Corp | 214,868 | $7.37M | 0.00% | −5,122−2.3% | Reduced |
| Charles Schwab Investment Management Inc | 211,697 | $7.26M | 0.00% | +19,446+10.1% | Added |
| Mendon Capital Advisors Corp | 200,000 | $6.86M | 2.34% | 00.0% | Unchanged |
| Steamboat Capital Partners, LLC | 196,972 | $6.76M | 1.57% | +48,914+33.0% | Added |
| Kennedy Capital Management, Inc. | 185,418 | $6.36M | 0.14% | +9,787+5.6% | Added |
| Invesco Ltd. | 169,424 | $5.81M | 0.00% | −7,596−4.3% | Reduced |
| Fisher Asset Management, LLC | 155,692 | $5.34M | 0.00% | +14,526+10.3% | Added |
| Citadel Advisors LLC | 148,140 | $5.08M | 0.01% | +61,650+71.3% | Added |
| Alliancebernstein L.P. | 143,601 | $4.93M | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 139,645 | $4.79M | 0.01% | +5,878+4.4% | Added |
| YorkBridge Wealth Partners, LLC | 128,469 | $4.41M | 1.11% | 00.0% | Unchanged |
| Foundry Partners, LLC | 116,650 | $4.00M | 0.14% | −6,830−5.5% | Reduced |
| AQR Capital Management LLC | 97,148 | $3.33M | 0.01% | +18,609+23.7% | Added |
| Bank of America Corp | 93,803 | $3.22M | 0.00% | −6,774−6.7% | Reduced |
| Principal Financial Group Inc | 88,904 | $3.05M | 0.00% | +3,735+4.4% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 87,500 | $3.00M | 0.01% | +87,500 | New |
| ExodusPoint Capital Management, LP | 85,229 | $2.92M | 0.04% | +24,834+41.1% | Added |
| Full18 Capital LLC | 80,548 | $2.76M | 1.11% | +36,729+83.8% | Added |
| Wetherby Asset Management Inc | 80,115 | $2.75M | 0.17% | +10,606+15.3% | Added |
| APG Asset Management N.V. | 91,200 | $2.70M | 0.00% | −54,800−37.5% | Reduced |
| Parametric Portfolio Associates LLC | 77,275 | $2.65M | 0.00% | −18,254−19.1% | Reduced |
| Victory Capital Management Inc | 75,024 | $2.58M | 0.00% | +2,692+3.7% | Added |
| Schonfeld Strategic Advisors LLC | 74,428 | $2.55M | 0.03% | +74,428 | New |
| American Century Companies Inc | 70,104 | $2.40M | 0.00% | +9,115+14.9% | Added |
| Gyon Technologies Capital Management, LP | 66,110 | $2.27M | 0.61% | +66,110 | New |
| Janney Montgomery Scott LLC | 64,838 | $2.23M | 0.01% | −975−1.5% | Reduced |
| Prudential Financial Inc | 61,936 | $2.15M | 0.00% | −1,379−2.2% | Reduced |
| Deroy & Devereaux Private Investment Counsel Inc | 61,970 | $2.13M | 0.17% | −3,260−5.0% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 55,900 | $1.92M | 0.01% | +55,900 | New |
| Vident Investment Advisory, LLC | 53,190 | $1.82M | 0.06% | +53,190 | New |
| Swiss National Bank | 53,125 | $1.82M | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 50,019 | $1.72M | 0.00% | +22,230+80.0% | Added |
| BNP Paribas Arbitrage, SA | 49,235 | $1.69M | 0.00% | +17,345+54.4% | Added |
| Acadian Asset Management LLC | 47,672 | $1.63M | 0.01% | −82,768−63.5% | Reduced |
| SEI Investments Co | 47,530 | $1.63M | 0.00% | −59,388−55.5% | Reduced |
| Susquehanna International Group, LLP | 46,665 | $1.60M | 0.00% | −105,868−69.4% | Reduced |
| Raymond James & Associates | 45,699 | $1.57M | 0.00% | −2,139−4.5% | Reduced |
| Public Employees Retirement System of Ohio | 42,731 | $1.47M | 0.01% | 00.0% | Unchanged |
| Dana Investment Advisors, Inc. | 42,543 | $1.46M | 0.07% | −352−0.8% | Reduced |
| Blueshift Asset Management, LLC | 41,653 | $1.43M | 0.08% | +41,653 | New |
| Voloridge Investment Management, LLC | 39,634 | $1.36M | 0.01% | +9,538+31.7% | Added |
| Wells Fargo & Company | 39,286 | $1.35M | 0.00% | −57,651−59.5% | Reduced |
| UBS Asset Management Americas Inc | 39,037 | $1.34M | 0.00% | +6,820+21.2% | Added |
| New York State Common Retirement Fund | 38,740 | $1.33M | 0.00% | −3,801−8.9% | Reduced |
| Rhumbline Advisers | 38,311 | $1.31M | 0.00% | +1,345+3.6% | Added |
| Gsa Capital Partners LLP | 37,291 | $1.28M | 0.13% | +37,291 | New |
| California State Teachers Retirement System | 34,976 | $1.20M | 0.00% | −831−2.3% | Reduced |
| Norges Bank | 34,700 | $1.19M | 0.00% | +34,700 | New |
| Delphi Management Inc | 34,587 | $1.19M | 1.22% | −1,438−4.0% | Reduced |
| Algert Global LLC | 34,514 | $1.18M | 0.16% | −5,666−14.1% | Reduced |
| Deutsche Bank AG | 33,604 | $1.15M | 0.00% | −20,700−38.1% | Reduced |
| Interval Partners, LP | 33,110 | $1.14M | 0.07% | +33,110 | New |
| Dynamic Technology Lab Private Ltd | 32,490 | $1.11M | 0.13% | −16,692−33.9% | Reduced |
| Winton Group Ltd | 30,778 | $1.06M | 0.06% | +9,092+41.9% | Added |
| Martingale Asset Management L P | 29,467 | $1.01M | 0.01% | +8,651+41.6% | Added |
| Campbell & CO Investment Adviser LLC | 29,200 | $1.00M | 0.33% | +29,200 | New |
| Affinity Investment Advisors, LLC | 28,848 | $990.0K | 0.44% | −344−1.2% | Reduced |
| Jackson Creek Investment Advisors LLC | 28,053 | $962.0K | 0.36% | +281+1.0% | Added |
| Thrivent Financial for Lutherans | 27,700 | $950.0K | 0.00% | −62,300−69.2% | Reduced |
| Summit Global Investments | 27,400 | $940.0K | 0.07% | +15,800+136.2% | Added |
| Boston Partners | 25,777 | $884.0K | 0.00% | −4,053−13.6% | Reduced |
| SummerHaven Investment Management, LLC | 21,413 | $735.0K | 0.43% | +21,413 | New |
| Truist Financial Corp | 21,032 | $722.0K | 0.00% | −6,066−22.4% | Reduced |
| Envestnet Asset Management Inc | 20,991 | $720.0K | 0.00% | +1,914+10.0% | Added |
| Panagora Asset Management Inc | 20,840 | $715.0K | 0.00% | +15,498+290.1% | Added |
| PEAK6 Investments LLC | 20,188 | $693.0K | 0.01% | −66,326−76.7% | Reduced |
| Los Angeles Capital Management LLC | 20,185 | $693.0K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 19,354 | $664.0K | 0.00% | −917−4.5% | Reduced |