Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Cowen Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 199
- +11 vs. Q1 2021
- Shares held
- 26.0M
- −1.28M (−4.7%) vs. Q1 2021
- Total value
- $1.07B
- +$108.8M (+11.3%) vs. Q1 2021
- New holders
- 46
- 58 more added
- Sold out
- 35
- 71 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 2,672,207 | $109.7M | 0.00% | −8,338−0.3% | Reduced |
| Vanguard Group Inc | 1,640,145 | $67.3M | 0.00% | +86,079+5.5% | Added |
| FMR LLC | 1,502,566 | $61.7M | 0.00% | −159,858−9.6% | Reduced |
| Dimensional Fund Advisors LP | 1,275,897 | $52.4M | 0.02% | −24,156−1.9% | Reduced |
| Arbiter Partners Capital Management LLC | 932,693 | $38.3M | 23.20% | −136,340−12.8% | Reduced |
| Nuveen Asset Management, LLC | 885,069 | $36.3M | 0.01% | +19,796+2.3% | Added |
| Jacobs Levy Equity Management, Inc | 700,630 | $28.8M | 0.19% | +164,850+30.8% | Added |
| D. E. Shaw & Co., Inc. | 627,185 | $25.7M | 0.03% | −227,802−26.6% | Reduced |
| State Street Corp | 584,160 | $24.0M | 0.00% | +49,582+9.3% | Added |
| Azora Capital LP | 577,885 | $23.7M | 3.69% | −745,820−56.3% | Reduced |
| Heartland Advisors Inc | 542,350 | $22.3M | 1.29% | −55,740−9.3% | Reduced |
| Driehaus Capital Management LLC | 535,933 | $22.0M | 0.29% | −8,784−1.6% | Reduced |
| Arrowstreet Capital, Limited Partnership | 525,858 | $21.6M | 0.03% | −5,536−1.0% | Reduced |
| JPMorgan Chase & Co | 517,405 | $21.2M | 0.00% | −115,623−18.3% | Reduced |
| Millennium Management LLC | 503,974 | $20.7M | 0.03% | +82,682+19.6% | Added |
| Geode Capital Management, LLC | 489,961 | $20.1M | 0.00% | +17,354+3.7% | Added |
| Ameriprise Financial Inc | 478,525 | $19.6M | 0.01% | −20,936−4.2% | Reduced |
| Two Sigma Investments, LP | 476,089 | $19.5M | 0.05% | +67,991+16.7% | Added |
| Two Sigma Advisers, LP | 460,503 | $18.9M | 0.05% | +138,175+42.9% | Added |
| Salzhauer Michael | 453,833 | $18.6M | 9.20% | +3,523+0.8% | Added |
| Bank of Montreal | 396,144 | $16.2M | 0.01% | +94,450+31.3% | Added |
| Goldman Sachs Group Inc | 321,713 | $13.2M | 0.00% | −147,639−31.5% | Reduced |
| Philadelphia Financial Management of San Francisco, LLC | 316,842 | $13.0M | 3.89% | −37,806−10.7% | Reduced |
| Essex Investment Management Co LLC | 276,352 | $11.3M | 1.32% | −60,930−18.1% | Reduced |
| Northern Trust Corp | 263,640 | $10.8M | 0.00% | −9,352−3.4% | Reduced |
| Voya Investment Management LLC | 263,406 | $10.8M | 0.02% | −154,597−37.0% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 235,000 | $9.65M | 0.03% | −12,730−5.1% | Reduced |
| Allianz Asset Management GmbH | 234,599 | $9.63M | 0.01% | +164,625+235.3% | Added |
| Russell Investments Group, Ltd. | 232,903 | $9.56M | 0.02% | −173,363−42.7% | Reduced |
| Renaissance Technologies LLC | 227,428 | $9.34M | 0.01% | +148,300+187.4% | Added |
| Bank of New York Mellon Corp | 219,990 | $9.03M | 0.00% | +7,670+3.6% | Added |
| Bridgeway Capital Management, LLC | 206,700 | $8.48M | 0.15% | 00.0% | Unchanged |
| Morgan Stanley | 200,982 | $8.25M | 0.00% | +28,190+16.3% | Added |
| Mendon Capital Advisors Corp | 200,000 | $8.21M | 2.96% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 192,251 | $7.89M | 0.00% | +12,113+6.7% | Added |
| Invesco Ltd. | 177,020 | $7.27M | 0.00% | −8,533−4.6% | Reduced |
| Kennedy Capital Management, Inc. | 175,631 | $7.21M | 0.15% | −2,829−1.6% | Reduced |
| Monarch Partners Asset Management LLC | 161,934 | $6.65M | 0.96% | −112,356−41.0% | Reduced |
| Susquehanna International Group, LLP | 152,533 | $6.26M | 0.01% | +8,632+6.0% | Added |
| Steamboat Capital Partners, LLC | 148,058 | $6.08M | 1.57% | +58,551+65.4% | Added |
| Alliancebernstein L.P. | 143,601 | $5.89M | 0.00% | 00.0% | Unchanged |
| Fisher Asset Management, LLC | 141,166 | $5.79M | 0.00% | +8,642+6.5% | Added |
| Private Advisor Group, LLC | 137,439 | $5.64M | 0.05% | −53,996−28.2% | Reduced |
| Federated Hermes, Inc. | 133,767 | $5.49M | 0.01% | +7,910+6.3% | Added |
| Hillsdale Investment Management Inc. | 133,500 | $5.48M | 0.44% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 130,440 | $5.35M | 0.02% | −37,891−22.5% | Reduced |
| David J Yvars Group | 129,998 | $5.34M | 3.00% | +129,998 | New |
| Marino, Stram & Associates LLC | 128,469 | $5.27M | 1.38% | +128,469 | New |
| YorkBridge Wealth Partners, LLC | 128,469 | $5.27M | 1.38% | +128,469 | New |
| Foundry Partners, LLC | 123,480 | $5.07M | 0.17% | −59,014−32.3% | Reduced |
| APG Asset Management N.V. | 146,000 | $5.05M | 0.01% | −51,300−26.0% | Reduced |
| Credit Suisse AG | 113,239 | $4.65M | 0.00% | +96,706+584.9% | Added |
| Penserra Capital Management LLC | 109,663 | $4.50M | 0.08% | −98,370−47.3% | Reduced |
| SEI Investments Co | 106,918 | $4.39M | 0.01% | +19,967+23.0% | Added |
| Bank of America Corp | 100,577 | $4.13M | 0.00% | −25,695−20.3% | Reduced |
| Wells Fargo & Company | 96,937 | $3.98M | 0.00% | −38,861−28.6% | Reduced |
| Parametric Portfolio Associates LLC | 95,529 | $3.92M | 0.00% | −14,293−13.0% | Reduced |
| Assenagon Asset Management S.A. | 90,946 | $3.73M | 0.02% | +90,946 | New |
| Thrivent Financial for Lutherans | 90,000 | $3.69M | 0.01% | +68,885+326.2% | Added |
| PEAK6 Investments LLC | 86,514 | $3.55M | 0.09% | +86,514 | New |
| Citadel Advisors LLC | 86,490 | $3.55M | 0.00% | +7,116+9.0% | Added |
| Principal Financial Group Inc | 85,169 | $3.50M | 0.00% | +85,169 | New |
| Marshall Wace North America L.P. | 83,716 | $3.44M | 0.01% | +83,716 | New |
| AQR Capital Management LLC | 78,539 | $3.22M | 0.01% | −39,261−33.3% | Reduced |
| Victory Capital Management Inc | 72,332 | $2.97M | 0.00% | −1,891−2.5% | Reduced |
| EAM Investors, LLC | 70,928 | $2.91M | 0.45% | −38,160−35.0% | Reduced |
| Wetherby Asset Management Inc | 69,509 | $2.85M | 0.18% | +69,509 | New |
| Janney Montgomery Scott LLC | 65,813 | $2.70M | 0.01% | +54,827+499.1% | Added |
| Deroy & Devereaux Private Investment Counsel Inc | 65,230 | $2.68M | 0.20% | −26,700−29.0% | Reduced |
| Prudential Financial Inc | 63,315 | $2.60M | 0.00% | +18,554+41.5% | Added |
| American Century Companies Inc | 60,989 | $2.50M | 0.00% | +24,210+65.8% | Added |
| ExodusPoint Capital Management, LP | 60,395 | $2.48M | 0.04% | +14,364+31.2% | Added |
| Deutsche Bank AG | 54,304 | $2.23M | 0.00% | +23,596+76.8% | Added |
| Swiss National Bank | 53,125 | $2.18M | 0.00% | −1,500−2.7% | Reduced |
| Dynamic Technology Lab Private Ltd | 49,182 | $2.02M | 0.20% | +22,852+86.8% | Added |
| Raymond James & Associates | 47,838 | $1.96M | 0.00% | −2,270−4.5% | Reduced |
| EAM Global Investors LLC | 46,301 | $1.90M | 0.53% | −18,353−28.4% | Reduced |
| Full18 Capital LLC | 43,819 | $1.80M | 0.75% | −5,291−10.8% | Reduced |
| Dana Investment Advisors, Inc. | 42,895 | $1.76M | 0.08% | +42,895 | New |
| Public Employees Retirement System of Ohio | 42,731 | $1.75M | 0.01% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 42,541 | $1.75M | 0.00% | +517+1.2% | Added |
| Algert Global LLC | 40,180 | $1.65M | 0.56% | +13,620+51.3% | Added |
| M&G Investment Management Ltd | 38,234 | $1.57M | 0.01% | 00.0% | Unchanged |
| Rhumbline Advisers | 36,966 | $1.52M | 0.00% | −57−0.2% | Reduced |
| Delphi Management Inc | 36,025 | $1.48M | 1.41% | −1,452−3.9% | Reduced |
| Cubist Systematic Strategies, LLC | 35,851 | $1.47M | 0.02% | −13,053−26.7% | Reduced |
| California State Teachers Retirement System | 35,807 | $1.47M | 0.00% | −2,854−7.4% | Reduced |
| UBS Asset Management Americas Inc | 32,217 | $1.32M | 0.00% | +5,524+20.7% | Added |
| BNP Paribas Arbitrage, SA | 31,890 | $1.31M | 0.00% | +22,985+258.1% | Added |
| Nomura Holdings Inc | 30,300 | $1.24M | 0.01% | −143,000−82.5% | Reduced |
| Voloridge Investment Management, LLC | 30,096 | $1.24M | 0.01% | −1,448−4.6% | Reduced |
| Boston Partners | 29,830 | $1.23M | 0.00% | −23,534−44.1% | Reduced |
| Affinity Investment Advisors, LLC | 29,192 | $1.20M | 0.54% | −3,000−9.3% | Reduced |
| Barclays PLC | 27,789 | $1.14M | 0.00% | −45,655−62.2% | Reduced |
| Jackson Creek Investment Advisors LLC | 27,772 | $1.14M | 0.42% | −18,191−39.6% | Reduced |
| Truist Financial Corp | 27,098 | $1.11M | 0.00% | +1,025+3.9% | Added |
| Oasis Management Co Ltd. | 26,000 | $1.07M | 0.20% | +26,000 | New |
| MYDA Advisors LLC | 25,755 | $1.06M | 0.29% | −109,352−80.9% | Reduced |
| Marshall Wace, LLP | 22,980 | $943.0K | 0.00% | +22,980 | New |
| HRT Financial LP | 21,809 | $895.0K | 0.01% | +21,809 | New |