Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Cowen Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 199
- +11 vs. Q1 2021
- Shares held
- 26.0M
- −1.28M (−4.7%) vs. Q1 2021
- Total value
- $1.07B
- +$108.8M (+11.3%) vs. Q1 2021
- New holders
- 46
- 58 more added
- Sold out
- 35
- 71 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Winton Group Ltd | 21,686 | $890.0K | 0.05% | +6,820+45.9% | Added |
| HighTower Advisors, LLC | 21,233 | $873.0K | 0.00% | −10.0% | Reduced |
| Martingale Asset Management L P | 20,816 | $855.0K | 0.01% | +20,816 | New |
| Price T Rowe Associates Inc | 20,271 | $832.0K | 0.00% | −4,256−17.4% | Reduced |
| Los Angeles Capital Management LLC | 20,185 | $829.0K | 0.00% | +20,185 | New |
| Advisory Services Network, LLC | 20,179 | $828.0K | 0.03% | −406−2.0% | Reduced |
| Envestnet Asset Management Inc | 19,077 | $783.0K | 0.00% | +19,077 | New |
| SG3 Management, LLC | 19,000 | $780.0K | 0.33% | −1,000−5.0% | Reduced |
| Quantedge Capital Pte Ltd | 17,300 | $710.0K | 0.34% | +17,300 | New |
| Commonwealth Equity Services, LLC | 16,037 | $658.0K | 0.00% | +16,037 | New |
| Jump Financial, LLC | 15,800 | $649.0K | 0.06% | −1,100−6.5% | Reduced |
| Ancora Advisors, LLC | 15,315 | $628.0K | 0.02% | −1,870−10.9% | Reduced |
| First Hawaiian Bank | 15,060 | $618.0K | 0.03% | −1,980−11.6% | Reduced |
| American International Group, Inc. | 14,557 | $598.0K | 0.00% | −386−2.6% | Reduced |
| Manufacturers Life Insurance Company, The | 14,475 | $594.0K | 0.00% | +311+2.2% | Added |
| Citigroup Inc | 14,368 | $590.0K | 0.00% | −6,796−32.1% | Reduced |
| State Board of Administration of Florida Retirement System | 14,377 | $590.0K | 0.00% | +1,074+8.1% | Added |
| Quadrature Capital Ltd | 14,222 | $584.0K | 0.02% | +14,222 | New |
| Yorktown Management & Research Co Inc | 14,000 | $575.0K | 0.45% | 00.0% | Unchanged |
| Jane Street Group, LLC | 13,635 | $560.0K | 0.00% | −8,514−38.4% | Reduced |
| Boothbay Fund Management, LLC | 13,365 | $549.0K | 0.02% | +4,782+55.7% | Added |
| Shell Asset Management Co | 13,189 | $541.0K | 0.01% | +690+5.5% | Added |
| Susquehanna Fundamental Investments, LLC | 12,520 | $514.0K | 0.01% | −3,700−22.8% | Reduced |
| Brandywine Global Investment Management, LLC | 12,354 | $507.0K | 0.00% | −1,579−11.3% | Reduced |
| Evercore Wealth Management, LLC | 12,304 | $505.0K | 0.01% | −1,000−7.5% | Reduced |
| Pitcairn Co | 11,861 | $487.0K | 0.03% | +11,861 | New |
| Oppenheimer & Co Inc | 11,665 | $479.0K | 0.01% | +4,015+52.5% | Added |
| Summit Global Investments | 11,600 | $476.0K | 0.03% | +11,600 | New |
| Quantbot Technologies LP | 11,540 | $473.0K | 0.04% | +11,540 | New |
| IndexIQ Advisors LLC | 11,510 | $472.0K | 0.02% | +107+0.9% | Added |
| SG Americas Securities, LLC | 11,475 | $471.0K | 0.00% | +11,475 | New |
| Keebeck Wealth Management, LLC | 11,135 | $457.0K | 0.07% | 00.0% | Unchanged |
| Public Employees Retirement Association of Colorado | 10,907 | $448.0K | 0.00% | 00.0% | Unchanged |
| AMP Capital Investors Ltd | 10,800 | $443.0K | 0.00% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 10,418 | $428.0K | 0.07% | +10,418 | New |
| MetLife Investment Management | 10,078 | $413.7K | 0.00% | 00.0% | Unchanged |
| Clal Insurance Enterprises Holdings Ltd | 10,000 | $411.0K | 0.00% | +3,000+42.9% | Added |
| Caxton Associates LP | 9,797 | $402.0K | 0.05% | −22,323−69.5% | Reduced |
| Trexquant Investment LP | 9,699 | $398.0K | 0.03% | +3,077+46.5% | Added |
| Man Group plc | 9,604 | $394.0K | 0.00% | −13,655−58.7% | Reduced |
| Royal Bank of Canada | 9,591 | $394.0K | 0.00% | +6,070+172.4% | Added |
| Alps Advisors Inc | 9,123 | $374.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 9,179 | $374.0K | 0.01% | +9,179 | New |
| Bailard, Inc. | 9,001 | $369.0K | 0.01% | 00.0% | Unchanged |
| Globeflex Capital L P | 8,950 | $367.0K | 0.07% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 8,900 | $365.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 8,450 | $347.0K | 0.02% | +8,450 | New |
| New York Life Investments Alternatives | 8,285 | $340.0K | 0.23% | +8,285 | New |
| NorthCoast Asset Management LLC | 7,954 | $327.0K | 0.01% | +7,954 | New |
| Bridgefront Capital, LLC | 7,898 | $324.0K | 0.12% | −429−5.2% | Reduced |
| Prelude Capital Management, LLC | 7,530 | $309.0K | 0.02% | +7,530 | New |
| Advisor Group Holdings, Inc. | 7,339 | $300.0K | 0.00% | +3,178+76.4% | Added |
| Metropolitan Life Insurance Co | 7,297 | $299.5K | 0.00% | +418+6.1% | Added |
| Virtu Financial LLC | 7,134 | $293.0K | 0.03% | +7,134 | New |
| Denali Advisors LLC | 7,000 | $287.0K | 0.11% | +2,800+66.7% | Added |
| Sawtooth Solutions, LLC | 6,863 | $282.0K | 0.06% | +6,863 | New |
| ProShare Advisors LLC | 6,741 | $277.0K | 0.00% | −118−1.7% | Reduced |
| Arizona State Retirement System | 6,556 | $269.0K | 0.00% | −405−5.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 6,390 | $262.0K | 0.00% | +6,390 | New |
| Mackenzie Financial Corp | 6,252 | $257.0K | 0.00% | −50−0.8% | Reduced |
| Legal & General Group Plc | 6,249 | $257.0K | 0.00% | +139+2.3% | Added |
| Bayesian Capital Management, LP | 6,100 | $250.0K | 0.07% | −12,091−66.5% | Reduced |
| UBS Group AG | 6,079 | $249.0K | 0.00% | −1,832−23.2% | Reduced |
| Gotham Asset Management, LLC | 5,970 | $245.0K | 0.01% | +5,970 | New |
| Kestra Advisory Services, LLC | 5,699 | $234.0K | 0.00% | +5,699 | New |
| Cambria Investment Management, L.P. | 5,629 | $231.0K | 0.04% | +5,629 | New |
| Panagora Asset Management Inc | 5,342 | $219.0K | 0.00% | +4,576+597.4% | Added |
| Cutter & CO Brokerage, Inc. | 5,050 | $207.0K | 0.05% | +5,050 | New |
| Cutler Group LP | 4,613 | $189.0K | 0.01% | +4,613 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,789 | $114.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 2,628 | $108.0K | 0.00% | +10.0% | Added |
| Captrust Financial Advisors | 2,227 | $91.0K | 0.00% | +848+61.5% | Added |
| New York State Teachers Retirement System | 2,200 | $90.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 2,148 | $88.0K | 0.00% | 00.0% | Unchanged |
| Pinz Capital Management, LP | 2,100 | $86.0K | 0.03% | +2,100 | New |
| Lazard Asset Management LLC | 2,007 | $82.0K | 0.00% | +774+62.8% | Added |
| O'Shaughnessy Asset Management, LLC | 1,750 | $72.0K | 0.00% | +651+59.2% | Added |
| US Bancorp | 1,625 | $67.0K | 0.00% | +772+90.5% | Added |
| Dorsey Wright & Associates | 1,261 | $52.0K | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 1,125 | $46.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,054 | $43.0K | 0.00% | +1,054 | New |
| Tower Research Capital LLC (TRC) | 1,017 | $42.0K | 0.00% | −9,180−90.0% | Reduced |
| Copeland Capital Management, LLC | 765 | $31.0K | 0.00% | +15+2.0% | Added |
| Founders Capital Management | 700 | $29.0K | 0.02% | 00.0% | Unchanged |
| Huntington National Bank | 625 | $26.0K | 0.00% | +625 | New |
| Thompson Siegel & Walmsley LLC | 525 | $22.0K | 0.00% | 00.0% | Unchanged |
| Paragon Wealth Strategies, LLC | 515 | $21.0K | 0.01% | +515 | New |
| Private Capital Group, LLC | 513 | $21.0K | 0.00% | +513 | New |
| Rockefeller Capital Management L.P. | 407 | $16.0K | 0.00% | +1+0.2% | Added |
| Farmers & Merchants Investments Inc | 276 | $11.0K | 0.00% | +276 | New |
| BerganKDV Wealth Management, LLC | 250 | $10.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 160 | $7.00K | 0.00% | +160 | New |
| Optimum Investment Advisors | 110 | $5.00K | 0.00% | +10+10.0% | Added |
| Brown Brothers Harriman & Co | 107 | $4.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 105 | $4.00K | 0.00% | +60+133.3% | Added |
| Carroll Financial Associates, Inc. | 95 | $3.00K | 0.00% | +95 | New |
| First Horizon Advisors, Inc. | 111 | $3.00K | 0.00% | +111 | New |
| Harbour Investments, Inc. | 13 | $1.00K | 0.00% | −1−7.1% | Reduced |
| Berman Capital Advisors, LLC | 35 | $1.00K | 0.00% | +35 | New |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −100−100.0% | Sold out |